CAXTON ASSOCIATES LP

Holdings History for ISHARES TR - MSCI EMG MKT ETF (EEM)

Symbol: EEM
Investment type: Equity / MSCI EMG MKT ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2023			-0.39%	$0	0	-72,490	-100%	$60.86	Q4 2023
30 Sep 2023		0.39%	+0.39%	$2,750,996	72,490	+72,490	NEW	$37.95	Q3 2023
30 Sep 2022			-0.79%	$0	0	-157,200	-100%	$60.86	Q3 2022
30 Sep 2022	call		-0.63%	$0	0	-36,200	-100%	$60.86	Q3 2022
30 Sep 2022	put		-5%	$0	0	-286,200	-100%	$60.86	Q3 2022
30 Jun 2022		0.79%	+0.79%	$6,304,000	157,200	+157,200	NEW	$40.10	Q2 2022
30 Jun 2022	call	0.63%	+0.63%	$1,452,000	36,200	+36,200	NEW	$40.11	Q2 2022
30 Jun 2022	put	5%	+5%	$11,477,000	286,200	+286,200	NEW	$40.10	Q2 2022
31 Mar 2022			-1.4%	$0	0	-227,950	-100%	$60.86	Q1 2022
31 Mar 2022	call		-1.1%	$0	0	-35,000	-100%	$60.86	Q1 2022
31 Dec 2021		1.4%	+1.4%	$11,135,000	227,950	+227,950	NEW	$48.85	Q4 2021
31 Dec 2021	call	1.1%	+1.1%	$1,710,000	35,000	+35,000	NEW	$48.86	Q4 2021
30 Sep 2021			-0.49%	$0	0	-68,000	-100%	$60.86	Q3 2021
30 Sep 2021	put		-13%	$0	0	-340,000	-100%	$60.86	Q3 2021
30 Jun 2021		0.49%	+0.49%	$3,750,000	68,000	+68,000	NEW	$55.15	Q2 2021
30 Jun 2021	put	13%	+13%	$18,751,000	340,000	+340,000	NEW	$55.15	Q2 2021
31 Mar 2021			-8.3%	$0	0	-1,573,000	-100%	$60.86	Q1 2021
31 Mar 2021	call		-76%	$0	0	-6,889,200	-100%	$60.86	Q1 2021
31 Dec 2020		8.3%	+8.3%	$81,277,000	1,573,000	+1,570,500	+62820%	$51.67	Q4 2020
31 Dec 2020	call	76%	+76%	$355,965,000	6,889,200	+6,839,200	+13678%	$51.67	Q4 2020
30 Sep 2020		0.01%	+0.01%	$110,000	2,500	+2,500	NEW	$44.00	Q3 2020
30 Sep 2020	call	3.3%	+3.3%	$2,205,000	50,000	+50,000	NEW	$44.10	Q3 2020
31 Mar 2020			-1.3%	$0	0	-165,728	-100%	$60.86	Q1 2020
31 Mar 2020	call		-1.3%	$0	0	-50,000	-100%	$60.86	Q1 2020
31 Dec 2019		1.3%	+1.3%	$7,436,000	165,728	+165,728	NEW	$44.87	Q4 2019
31 Dec 2019	call	1.3%	+1.3%	$2,244,000	50,000	+50,000	NEW	$44.88	Q4 2019
30 Sep 2019	call		-13%	$0	0	-250,000	-100%	$60.86	Q3 2019
30 Jun 2019			-0.07%	$0	0	-10,000	-100%	$60.86	Q2 2019
30 Jun 2019	call	13%	+13%	$10,728,000	250,000	+250,000	NEW	$42.91	Q2 2019
31 Mar 2019		0.07%	-2.5%	$430,000	10,000	-352,500	-97%	$43.00	Q1 2019
31 Dec 2018		3%	-26%	$14,159,000	362,500	-3,192,500	-90%	$39.06	Q4 2018
31 Dec 2018	call		-1.7%	$0	0	-200,000	-100%	$60.86	Q4 2018
31 Dec 2018	put		-2.5%	$0	0	-300,000	-100%	$60.86	Q4 2018
30 Sep 2018		16%	+8.6%	$152,581,000	3,555,000	+1,862,512	+110%	$42.92	Q3 2018
30 Sep 2018	call	1.7%	-13%	$8,584,000	200,000	-1,550,000	-89%	$42.92	Q3 2018
30 Sep 2018	put	2.5%	-46%	$12,876,000	300,000	-5,565,000	-95%	$42.92	Q3 2018
30 Jun 2018		8.4%	+8.4%	$73,336,000	1,692,488	+1,692,488	NEW	$43.33	Q2 2018
30 Jun 2018	call	6.9%	-13%	$75,828,000	1,750,000	-3,250,000	-65%	$43.33	Q2 2018
30 Jun 2018	put	23%	+11%	$254,131,000	5,865,000	+2,765,000	+89%	$43.33	Q2 2018
31 Mar 2018			-0.14%	$0	0	-35,000	-100%	$60.86	Q1 2018
31 Mar 2018	call	22%	+22%	$241,400,000	5,000,000	+5,000,000	NEW	$48.28	Q1 2018
31 Mar 2018	put	14%	+12%	$149,668,000	3,100,000	+2,600,000	+520%	$48.28	Q1 2018
31 Dec 2017		0.14%	-0.03%	$1,649,000	35,000	-8,767	-20%	$47.11	Q4 2017
31 Dec 2017	call		-2%	$0	0	-500,000	-100%	$60.86	Q4 2017
31 Dec 2017	put	2.8%	-26%	$23,560,000	500,000	-4,650,000	-90%	$47.12	Q4 2017
30 Sep 2017		0.12%	-1.6%	$1,961,000	43,767	-603,678	-93%	$44.81	Q3 2017
30 Sep 2017	call	2%	-7.9%	$22,405,000	500,000	-2,000,000	-80%	$44.81	Q3 2017
30 Sep 2017	put	20%	0%	$230,772,000	5,150,000	0		$44.81	Q3 2017
30 Jun 2017		1.9%	+1.5%	$26,798,000	647,445	+518,745	+403%	$41.39	Q2 2017
30 Jun 2017		1.9%	+1.5%	$26,798,000	647,445	+518,745	+403%	$41.39	Q2 2017
30 Jun 2017	call	8.7%	-600%	$103,475,000	2,500,000	-173,000,000	-99%	$41.39	Q2 2017
30 Jun 2017	call	46%	-7.5%	$6,249,890,000	151,000,000	-24,500,000	-14%	$41.39	Q2 2017
30 Jun 2017	put	47%	-14%	$6,359,574,000	153,650,000	-46,850,000	-23%	$41.39	Q2 2017
30 Jun 2017	put	18%	-678%	$213,159,000	5,150,000	-195,350,000	-97%	$41.39	Q2 2017
31 Mar 2017		0.43%	+0.18%	$5,069,000	128,700	+55,000	+75%	$39.39	Q1 2017
31 Mar 2017	call	28%	+28%	$6,912,945,000	175,500,000	+175,500,000	NEW	$39.39	Q1 2017
31 Mar 2017	put	32%	+32%	$7,897,695,000	200,500,000	+200,500,000	NEW	$39.39	Q1 2017
31 Dec 2016		0.14%	-1%	$2,580,000	73,700	-536,000	-88%	$35.01	Q4 2016
31 Dec 2016	call		-1.1%	$0	0	-350,000	-100%	$60.86	Q4 2016
31 Dec 2016	put		-3.1%	$0	0	-950,000	-100%	$60.86	Q4 2016
30 Sep 2016		1.3%	+0.83%	$22,833,000	609,700	+399,700	+190%	$37.45	Q3 2016
30 Sep 2016	call	1.1%	-8.6%	$13,108,000	350,000	-2,650,000	-88%	$37.45	Q3 2016
30 Sep 2016	put	3.1%	+3.1%	$35,578,000	950,000	+950,000	NEW	$37.45	Q3 2016
30 Jun 2016		0.31%	-0.81%	$7,216,000	210,000	-544,700	-72%	$34.36	Q2 2016
30 Jun 2016	call	7.9%	+5.9%	$103,080,000	3,000,000	+2,250,000	+300%	$34.36	Q2 2016
30 Jun 2016	put		-8.1%	$0	0	-750,000	-100%	$60.86	Q2 2016
31 Mar 2016		2.4%	+2.4%	$25,848,000	754,700	+754,700	NEW	$34.25	Q1 2016
31 Mar 2016	call	8.1%	+8.1%	$25,688,000	750,000	+750,000	NEW	$34.25	Q1 2016
31 Mar 2016	put	8.1%	+8.1%	$25,688,000	750,000	+750,000	NEW	$34.25	Q1 2016
31 Dec 2015	call		-1.5%	$0	0	-320,000	-100%	$60.86	Q4 2015
30 Sep 2015			-0.89%	$0	0	-210,150	-100%	$60.86	Q3 2015
30 Sep 2015	call	1.5%	+1.5%	$10,490,000	320,000	+320,000	NEW	$32.78	Q3 2015
30 Jun 2015		0.89%	+0.32%	$8,326,000	210,150	+75,350	+56%	$39.62	Q2 2015
31 Mar 2015		0.61%	+0.61%	$5,410,000	134,800	+134,800	NEW	$40.13	Q1 2015
30 Sep 2014			-0.66%	$0	0	-191,300	-100%	$60.86	Q3 2014
30 Jun 2014		0.66%	+0.61%	$8,270,000	191,300	+178,700	+1418%	$43.23	Q2 2014
31 Mar 2014		0.04%	+0.02%	$517,000	12,600	+5,300	+73%	$41.03	Q1 2014
31 Dec 2013		0.02%	0%	$305,000	7,300	0		$41.78	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.