What does CUSIP H42097107 represent in this 13F holders report?

CUSIP H42097107 is the security identifier for UBS - UBS Group AG - Common Stock used to aggregate holder disclosures.

How many institutions held UBS - UBS Group AG - Common Stock in Q3 2018?

303 institutional investors reported UBS - UBS Group AG - Common Stock for Q3 2018. Use the holders table for investor-level position and value details.

UBS Group AG - Common Stock (UBS)

CUSIP: H42097107

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class: Equity / Common Stock
Shares outstanding: 3,497,174,050
Total 13F shares: 1,449,394,465
Share change: +108,786,655
Total reported value: $22,852,305,045
Put/Call ratio: 276%
Price per share: $15.73
Number of holders: 303
Value change: +$1,726,967,381
Number of buys: 162
Number of sells: 124

Quarterly Holders Quick Answers

What is CUSIP H42097107?
CUSIP H42097107 identifies UBS - UBS Group AG - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2018
Previous quarter: Q2 2018

Recent filing periods for CUSIP H42097107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of UBS - UBS Group AG - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	13F	Company	4.6%	159,614,601	$2,448,489,000	—	30 Jun 2018	13F
NORGES BANK	13F	Company	3.1%	109,931,759	$1,696,421,000	—	30 Jun 2018	13F
CREDIT SUISSE AG/	13F	Company	2.9%	100,558,859	$1,542,573,000	—	30 Jun 2018	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	2.8%	97,731,087	$1,506,274,000	—	30 Jun 2018	13F
VANGUARD GROUP INC	13F	Company	2.8%	97,378,363	$1,493,784,000	—	30 Jun 2018	13F
UBS Group AG	13F	Company	2.7%	95,628,101	$1,466,936,000	—	30 Jun 2018	13F
FRANKLIN RESOURCES INC	13F	Company	2%	70,514,404	$1,090,746,000	—	30 Jun 2018	13F
Capital Research Global Investors	13F	Company	2%	70,137,713	$1,085,389,000	—	30 Jun 2018	13F
Fisher Asset Management, LLC	13F	Company	1.3%	46,463,998	$712,758,000	—	30 Jun 2018	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	1.1%	38,907,652	$589,062,000	—	30 Jun 2018	13F
Zurcher Kantonalbank (Zurich Cantonalbank)	13F	Company	1.1%	36,906,216	$569,604,000	—	30 Jun 2018	13F
FMR LLC	13F	Company	1%	35,197,481	$542,557,000	—	30 Jun 2018	13F
DEUTSCHE BANK AG\	13F	Company	0.98%	34,318,712	$526,449,000	—	30 Jun 2018	13F
JPMORGAN CHASE & CO	13F	Company	0.94%	32,704,254	$501,682,000	—	30 Jun 2018	13F
Invesco Ltd.	13F	Company	0.85%	29,573,666	$453,660,000	—	30 Jun 2018	13F
Clearbridge Investments, LLC	13F	Company	0.06%	2,257,007	$346,225,000	—	30 Jun 2018	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.56%	19,504,146	$299,193,000	—	30 Jun 2018	13F
STATE STREET CORP	13F	Company	0.43%	15,131,654	$232,119,000	—	30 Jun 2018	13F
Allianz Asset Management GmbH	13F	Company	0.42%	14,721,100	$227,159,000	—	30 Jun 2018	13F
AMUNDI ASSET MANAGEMENT US, INC.	13F	Company	0.39%	13,584,478	$208,386,000	—	30 Jun 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.36%	12,747,430	$195,546,000	—	30 Jun 2018	13F
Se Flossbach von Storch	13F	Individual	0.34%	11,755,850	$181,927,000	—	30 Jun 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.32%	11,170,651	$171,358,000	—	30 Jun 2018	13F
PZENA INVESTMENT MANAGEMENT LLC	13F	Company	0.31%	10,777,590	$165,328,000	—	30 Jun 2018	13F
Bank of New York Mellon Corp	13F	Company	0.29%	10,021,478	$154,670,000	—	30 Jun 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0.25%	8,896,759	$136,475,000	—	30 Jun 2018	13F
AXA S.A.	13F	Company	0.25%	8,752,822	$134,268,000	—	30 Jun 2018	13F
PRUDENTIAL PLC	13F	Company	0.24%	8,557,950	$131,279,000	—	30 Jun 2018	13F
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	13F	Company	0.22%	7,827,835	$120,875,000	—	30 Jun 2018	13F
Appaloosa LP	13F	Company	0.2%	6,828,480	$105,698,000	—	30 Jun 2018	13F
CANADA PENSION PLAN INVESTMENT BOARD	13F	Company	0.19%	6,560,967	$101,261,000	—	30 Jun 2018	13F
MORGAN STANLEY	13F	Company	0.17%	6,063,967	$93,022,000	—	30 Jun 2018	13F
CITIGROUP INC	13F	Company	0.17%	5,972,410	$90,608,000	—	30 Jun 2018	13F
JANUS HENDERSON GROUP PLC	13F	Company	0.16%	5,615,585	$86,573,000	—	30 Jun 2018	13F
Neuberger Berman Group LLC	13F	Company	0.16%	5,605,826	$86,367,000	—	30 Jun 2018	13F
NORTHERN TRUST CORP	13F	Company	0.12%	4,233,230	$64,938,000	—	30 Jun 2018	13F
SCHAFER CULLEN CAPITAL MANAGEMENT INC	13F	Company	0.12%	4,169,296	$63,957,000	—	30 Jun 2018	13F
BRANDES INVESTMENT PARTNERS, LP	13F	Company	0.12%	4,101,567	$62,918,000	—	30 Jun 2018	13F
STATE OF WISCONSIN INVESTMENT BOARD	13F	Company	0.11%	3,832,738	$59,154,000	—	30 Jun 2018	13F
MACKENZIE FINANCIAL CORP	13F	Company	0.11%	3,702,613	$56,798,000	—	30 Jun 2018	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.1%	3,459,664	$53,071,000	—	30 Jun 2018	13F
CAPITAL GUARDIAN TRUST CO	13F	Company	0.09%	3,066,210	$47,406,000	—	30 Jun 2018	13F
Deutsche Girozentrale DekaBank	13F	Individual	0.08%	2,954,563	$45,458,000	—	30 Jun 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.08%	2,885,886	$44,269,000	—	30 Jun 2018	13F
Capital International Investors	13F	Company	0.08%	2,840,095	$43,951,000	—	30 Jun 2018	13F
Lombard Odier SCmA Compagnie	13F	Individual	0.08%	2,806,888	$43,314,000	—	30 Jun 2018	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.07%	2,587,298	$39,689,000	—	30 Jun 2018	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	0.07%	2,541,250	$38,983,000	—	30 Jun 2018	13F
TOCQUEVILLE ASSET MANAGEMENT L.P.	13F	Company	0.06%	2,242,876	$34,406,000	—	30 Jun 2018	13F
GAM Holding AG	13F	Company	0.06%	2,205,667	$34,132,000	—	30 Jun 2018	13F

Institutional Holders of UBS Group AG - Common Stock (UBS) as of Q3 2018

As of 30 Sep 2018, UBS Group AG - Common Stock (UBS) was held by 303 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,449,394,465 shares. The largest 10 holders included MASSACHUSETTS FINANCIAL SERVICES CO /MA/, DODGE & COX, WELLINGTON MANAGEMENT GROUP LLP, Vanguard Group Inc, NORGES BANK, UBS Group AG, CREDIT SUISSE AG/, FRANKLIN RESOURCES INC, Fisher Asset Management, LLC, and JPMORGAN CHASE & CO. This page lists 303 institutional shareholders reporting positions in this security for the Q3 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders

291

Q3 2018 holders

303

Holder diff

Investor	Q2 2018 Shares	Q3 2018 Shares	Share Diff	Share Chg %	Q2 2018 Value $	Q3 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.