- Type / Class
- Equity / Common Stock
- Shares outstanding
- 3,497,174,050
- Total 13F shares
- 1,102,809,091
- Share change
- +125,113,028
- Total reported value
- $17,334,847,501
- Put/Call ratio
- 88%
- Price per share
- $15.67
- Number of holders
- 249
- Value change
- +$1,960,050,682
- Number of buys
- 124
- Number of sells
- 104
Quarterly Holders Quick Answers
What is CUSIP H42097107?
CUSIP H42097107 identifies UBS - UBS Group AG - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP H42097107:
Top shareholders of UBS - UBS Group AG - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
4.2%
|
146,802,236
|
$1,999,446,000 | — | 30 Sep 2016 | |
| NORGES BANK |
13F
|
Company |
3.8%
|
131,864,975
|
$1,718,770,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
2.6%
|
92,488,992
|
$1,259,700,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.2%
|
75,957,857
|
$1,034,546,000 | — | 30 Sep 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.4%
|
47,578,615
|
$647,992,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
41,837,309
|
$569,824,000 | — | 30 Sep 2016 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
1.1%
|
39,945,753
|
$545,164,000 | — | 30 Sep 2016 | |
| Fisher Asset Management, LLC |
13F
|
Company |
1%
|
35,026,108
|
$477,056,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.94%
|
32,921,890
|
$448,397,000 | — | 30 Sep 2016 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.91%
|
31,652,315
|
$431,697,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
0.85%
|
29,860,440
|
$406,664,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.59%
|
20,628,935
|
$280,962,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.47%
|
16,462,615
|
$224,221,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.46%
|
16,186,296
|
$220,458,000 | — | 30 Sep 2016 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.43%
|
14,953,087
|
$202,284,000 | — | 30 Sep 2016 | |
| SCHRODER INVESTMENT MANAGEMENT GROUP |
13F
|
Company |
0.4%
|
13,926,731
|
$184,250,000 | — | 30 Sep 2016 | |
| FIL Ltd |
13F
|
Company |
0.35%
|
12,375,548
|
$168,532,000 | — | 30 Sep 2016 | |
| PZENA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.33%
|
11,569,209
|
$157,573,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.3%
|
10,627,625
|
$144,749,000 | — | 30 Sep 2016 | |
| Emerald Acquisition Ltd. |
13F
|
Company |
0.28%
|
9,821,194
|
$133,753,000 | — | 30 Sep 2016 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.27%
|
9,393,333
|
$127,937,000 | — | 30 Sep 2016 | |
| PRUDENTIAL PLC |
13F
|
Company |
0.24%
|
8,236,025
|
$112,175,000 | — | 30 Sep 2016 | |
| AXA S.A. |
13F
|
Company |
0.23%
|
7,891,678
|
$107,484,000 | — | 30 Sep 2016 | |
| BRANDES INVESTMENT PARTNERS, LP |
13F
|
Company |
0.18%
|
6,424,073
|
$87,496,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
6,179,684
|
$84,168,000 | — | 30 Sep 2016 | |
| CREDIT AGRICOLE S A |
13F
|
Individual |
0.17%
|
6,010,877
|
$81,867,000 | — | 30 Sep 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.16%
|
5,456,747
|
$74,466,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.14%
|
5,019,962
|
$68,372,000 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.14%
|
4,890,800
|
$66,613,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.14%
|
4,765,666
|
$64,908,000 | — | 30 Sep 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.14%
|
4,740,823
|
$64,701,000 | — | 30 Sep 2016 | |
| CANADA PENSION PLAN INVESTMENT BOARD |
13F
|
Company |
0.13%
|
4,681,290
|
$63,888,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
4,562,608
|
$62,143,000 | — | 30 Sep 2016 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.12%
|
4,160,808
|
$56,670,000 | — | 30 Sep 2016 | |
| Lancaster Investment Management |
13F
|
Company |
0.12%
|
4,152,030
|
$56,551,000 | — | 30 Sep 2016 | |
| AVIVA PLC |
13F
|
Company |
0.11%
|
3,898,229
|
$53,221,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
3,349,768
|
$45,624,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
2,886,165
|
$39,410,000 | — | 30 Sep 2016 | |
| Teachers Pension Plan Board Ontario |
13F
|
Individual |
0.08%
|
2,853,755
|
$38,947,000 | — | 30 Sep 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
2,831,286
|
$38,562,000 | — | 30 Sep 2016 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.08%
|
2,697,189
|
$36,810,000 | — | 30 Sep 2016 | |
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.07%
|
2,407,698
|
$32,793,000 | — | 30 Sep 2016 | |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
|
Company |
0.06%
|
2,198,641
|
$29,945,000 | — | 30 Sep 2016 | |
| AMP Capital Investors Ltd |
13F
|
Company |
0.06%
|
2,210,235
|
$29,709,000 | — | 30 Sep 2016 | |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH |
13F
|
Individual |
0.06%
|
2,137,277
|
$28,810,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.06%
|
1,930,655
|
$26,296,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.06%
|
1,924,594
|
$26,213,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
1,903,569
|
$25,928,000 | — | 30 Sep 2016 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.04%
|
1,456,260
|
$19,770,000 | — | 30 Sep 2016 | |
| EDMOND DE ROTHSCHILD (SUISSE) S.A. |
13F
|
Company |
0.04%
|
1,421,940
|
$19,305,000 | — | 30 Sep 2016 |
Institutional Holders of UBS Group AG - Common Stock (UBS) as of Q4 2016
As of 31 Dec 2016,
UBS Group AG - Common Stock (UBS) was held by
249 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,102,809,091 shares.
The largest 10 holders included
UBS Group AG, NORGES BANK, Capital Research Global Investors, CREDIT SUISSE AG/, VANGUARD GROUP INC, FRANKLIN RESOURCES INC, Invesco Ltd., JPMORGAN CHASE & CO, Fisher Asset Management, LLC, and FMR LLC.
This page lists
249
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
219
Q4 2016 holders
249
Holder diff
30
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.