TANTECH HLDGS LTD - COM (TANH)

CUSIP: G8675X107

Q3 2016 13F Holders as of 30 Sep 2016

Share change
+108,905
SEC-reported price per share
$2.01
Number of holders
6
Value change
+$217,773
Number of buys
4
Number of sells
2

Security key

G8675X107

Report period

Q3 2016

Institutions

6

Top holders

6

Ownership snapshot

Top reported holders of TANH - TANTECH HLDGS LTD - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
0/4
Latest evidence
30 Jun 2016
13F 3/4/5 Highest disclosed value: $6,000 4 rows are not safely comparable across share classes.

Quick read

UBS Group AG has the largest disclosed position value at $6K.

0 of 4 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens UBS Group AG's linked filing trail.
Disclosed position value Top 3
UBS Group AG $6K
Tower Research Capital LLC (TRC) $4K
BANK OF AMERICA CORP /DE/ $1K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-4 of 4 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
UBS Group AG
13F
Company
13F
—
denominator unverified
$6,000
1,410 shares
— 30 Jun 2016
Tower Research Capital LLC (TRC)
13F
Company
13F
—
denominator unverified
$4,000
875 shares
— 30 Jun 2016
BANK OF AMERICA CORP /DE/
13F
Company
13F
—
denominator unverified
$1,000
196 shares
— 30 Jun 2016
Yefang Zhang
3/4/5
Director
—
denominator unverified
—
1,142 shares
— 29 Jun 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
6
Shares
111,386
Rows available
6
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
3
Q3 2016 holders
6
Holder diff
3
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 value Q3 2016 value Value change Value Chg %
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