ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA)
CUSIP: G3156P103
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Shares, $1 par value
- Shares outstanding
- 18,873,724
- Total 13F shares
- 5,294,406
- Share change
- -404,410
- Total reported value
- $78,274,000
- Put/Call ratio
- 592%
- Price per share
- $14.80
- Number of holders
- 43
- Value change
- -$6,003,130
- Number of buys
- 15
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP G3156P103?
CUSIP G3156P103 identifies ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP G3156P103:
Top shareholders of ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
16%
|
2,946,210
|
$43,545,000 | — | 30 Jun 2016 | |
| WS MANAGEMENT LLLP |
13F
|
Company |
4.8%
|
912,296
|
$13,484,000 | — | 30 Jun 2016 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
2.1%
|
390,971
|
$5,779,000 | — | 30 Jun 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.1%
|
204,328
|
$3,019,000 | — | 30 Jun 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.92%
|
174,285
|
$2,724,000 | — | 30 Jun 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.79%
|
149,030
|
$2,203,000 | — | 30 Jun 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.69%
|
131,160
|
$1,939,000 | — | 30 Jun 2016 | |
| Matisse Capital |
13F
|
Company |
0.57%
|
107,500
|
$1,589,000 | — | 30 Jun 2016 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.51%
|
95,680
|
$1,414,000 | — | 30 Jun 2016 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.43%
|
80,950
|
$1,196,000 | — | 30 Jun 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.35%
|
67,000
|
$990,000 | — | 30 Jun 2016 | |
| DORCHESTER WEALTH MANAGEMENT Co |
13F
|
Company |
0.33%
|
62,725
|
$927,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.32%
|
61,020
|
$903,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.31%
|
57,610
|
$851,000 | — | 30 Jun 2016 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.29%
|
55,279
|
$817,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.25%
|
47,870
|
$708,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.16%
|
30,086
|
$445,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.11%
|
21,583
|
$319,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
19,292
|
$313,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
16,398
|
$242,000 | — | 30 Jun 2016 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.07%
|
13,181
|
$195,000 | — | 30 Jun 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.05%
|
10,273
|
$154,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
9,452
|
$140,000 | — | 30 Jun 2016 | |
| PEAK6 Group LLC |
13F
|
Company |
0.04%
|
7,994
|
$118,000 | — | 30 Jun 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.04%
|
7,108
|
$105,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,570
|
$37,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
2,500
|
$37,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
2,458
|
$36,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
2,200
|
$34,000 | — | 30 Jun 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
2,014
|
$29,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,940
|
$29,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,500
|
$22,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,344
|
$20,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,063
|
$16,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
984
|
$14,000 | — | 30 Jun 2016 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0%
|
900
|
$13,000 | — | 30 Jun 2016 | |
| Smithfield Trust Co |
13F
|
Company |
0%
|
840
|
$12,000 | — | 30 Jun 2016 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0%
|
820
|
$12,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0%
|
750
|
$11,000 | — | 30 Jun 2016 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
632
|
$9,000 | — | 30 Jun 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
611
|
$9,000 | — | 30 Jun 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
600
|
$9,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
486
|
$8,000 | — | 30 Jun 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) as of Q3 2016
As of 30 Sep 2016,
ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,294,406 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WS MANAGEMENT LLLP, ROYCE & ASSOCIATES LP, Baird Financial Group, Inc., Point View Wealth Management, Inc., BENNICAS & ASSOCIATES, INC., A. D. Beadell Investment Counsel, Inc., FIRST MANHATTAN CO, BANK OF AMERICA CORP /DE/, and MORGAN STANLEY.
This page lists
43
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
43
Q3 2016 holders
43
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.