CUSIP: G1992N126
Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / *W EXP 99/99/999
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Total 13F shares
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3,831,048
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Share change
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+741,747
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Total reported value
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$3,925,000
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Price per share
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$1.00
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Number of holders
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44
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Value change
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+$701,121
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Number of buys
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13
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Number of sells
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5
Quarterly Holders Quick Answers
What is CUSIP G1992N126?
CUSIP G1992N126 identifies PRPCWS - CC NEUBERGER PRINCIPAL HOLDN - *W EXP 99/99/999 in SEC institutional holdings data.
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Newer quarter:
Q4 2021
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Previous quarter:
Q2 2021
Recent filing periods for CUSIP G1992N126:
Institutional Holders of CC NEUBERGER PRINCIPAL HOLDN - *W EXP 99/99/999 (PRPCWS) as of Q3 2021
As of 30 Sep 2021,
CC NEUBERGER PRINCIPAL HOLDN - *W EXP 99/99/999 (PRPCWS) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,831,048 shares.
The largest 10 holders included
ARISTEIA CAPITAL LLC, K2 PRINCIPAL FUND, L.P., GLAZER CAPITAL, LLC, NOMURA HOLDINGS INC, ADAGE CAPITAL PARTNERS GP, L.L.C., COWEN AND COMPANY, LLC, ALLIANCEBERNSTEIN L.P., CANYON CAPITAL ADVISORS LLC, Governors Lane LP, and Arena Capital Advisors, LLC- CA.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.