WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q2 2023 13F Holders as of 30 Jun 2023

Type / Class
Equity / COM
Total 13F shares
2,865,441
Share change
+74,515
Total reported value
$36,807,483
Put/Call ratio
24%
Price per share
$12.83
Number of holders
51
Value change
+$960,190
Number of buys
24
Number of sells
23

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Sound Income Strategies, LLC
13F
Company
class O/S missing
638,424
$7,993,064 31 Mar 2023
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
295,284
$3,696,956 31 Mar 2023
13F
UBS Group AG
13F
Company
class O/S missing
198,489
$2,485,083 31 Mar 2023
13F
Legal & General Group Plc
13F
Company
class O/S missing
157,907
$1,976,996 31 Mar 2023
13F
BASSO CAPITAL MANAGEMENT, L.P.
13F
Company
class O/S missing
122,138
$1,529,168 31 Mar 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
111,570
$1,396,852 31 Mar 2023
13F
BlackRock Finance, Inc.
13F
Company
class O/S missing
90,369
$1,131,420 31 Mar 2023
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
88,795
$1,112,000 31 Mar 2023
13F
GABLES CAPITAL MANAGEMENT INC.
13F
Company
class O/S missing
88,706
$1,110,599 31 Mar 2023
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
80,679
$1,010,101 31 Mar 2023
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
69,890
$875,023 31 Mar 2023
13F
Atria Wealth Solutions, Inc.
13F
Company
class O/S missing
58,671
$759,537 31 Mar 2023
13F
Tidal Investments LLC
13F
Company
class O/S missing
56,914
$713,000 31 Mar 2023
13F
LPL Financial LLC
13F
Company
class O/S missing
49,321
$617,504 31 Mar 2023
13F
MACKENZIE FINANCIAL CORP
13F
Company
class O/S missing
49,295
$617,173 31 Mar 2023
13F
ADVISORY RESEARCH INC
13F
Company
class O/S missing
43,889
$549,490 31 Mar 2023
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
42,726
$534,929 31 Mar 2023
13F
MORGAN STANLEY
13F
Company
class O/S missing
42,086
$526,916 31 Mar 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
42,062
$526,642 31 Mar 2023
13F
Connor, Clark & Lunn Investment Management Ltd.
13F
Company
class O/S missing
35,758
$447,690 31 Mar 2023
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
35,754
$447,640 31 Mar 2023
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
32,755
$423,759 31 Mar 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
32,650
$408,778 31 Mar 2023
13F
DIMENSION CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
31,812
$398,286 31 Mar 2023
13F
Quadrature Capital Ltd
13F
Company
class O/S missing
23,811
$298,352 31 Mar 2023
13F
IFP Advisors, Inc
13F
Company
class O/S missing
20,411
$292,900 31 Mar 2023
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
22,735
$285,000 31 Mar 2023
13F
PUTNAM INVESTMENTS LLC
13F
Company
class O/S missing
21,380
$267,678 31 Mar 2023
13F
BENJAMIN F. EDWARDS & COMPANY, INC.
13F
Company
class O/S missing
20,000
$250,000 31 Mar 2023
13F
Blue Trust, Inc.
13F
Company
class O/S missing
17,006
$222,000 31 Mar 2023
13F
AVANTAX ADVISORY SERVICES, INC.
13F
Company
class O/S missing
17,344
$217,150 31 Mar 2023
13F
NATIXIS
13F
Company
class O/S missing
17,182
$215,462 31 Mar 2023
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
16,203
$202,000 31 Mar 2023
13F
CANADA LIFE ASSURANCE Co
13F
Company
class O/S missing
15,629
$195,000 31 Mar 2023
13F
SILVER OAK SECURITIES, INCORPORATED
13F
Company
class O/S missing
12,000
$153,000 31 Mar 2023
13F
Powell Investment Advisors, LLC
13F
Company
class O/S missing
11,060
$143,172 31 Mar 2023
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
10,993
$142,301 31 Mar 2023
13F
BAKER TILLY WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
11,000
$137,720 31 Mar 2023
13F
DAVENPORT & Co LLC
13F
Company
class O/S missing
10,973
$137,382 31 Mar 2023
13F
LSV ASSET MANAGEMENT
13F
Company
class O/S missing
9,900
$124,000 31 Mar 2023
13F
Ahrens Investment Partners LLC
13F
Company
class O/S missing
6,825
$85,449 31 Mar 2023
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
class O/S missing
6,758
$84,000 31 Mar 2023
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
6,683
$84,000 31 Mar 2023
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
6,422
$80,000 31 Mar 2023
13F
CWM, LLC
13F
Company
class O/S missing
3,500
$44,000 31 Mar 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
3,276
$41,016 31 Mar 2023
13F
Ancora Advisors LLC
13F
Company
class O/S missing
3,000
$37,560 31 Mar 2023
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
2,343
$29,000 31 Mar 2023
13F
HARBOUR INVESTMENTS, INC.
13F
Company
class O/S missing
2,083
$26,078 31 Mar 2023
13F
Belpointe Asset Management LLC
13F
Company
class O/S missing
1,300
$16,276 31 Mar 2023
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q2 2023

As of 30 Jun 2023, WhiteHorse Finance, Inc. - COM (WHF) was held by 51 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,865,441 shares. The largest 10 holders included Sound Income Strategies, LLC, Advisors Asset Management, Inc., UBS Group AG, Legal & General Group Plc, BASSO CAPITAL MANAGEMENT, L.P., RAYMOND JAMES & ASSOCIATES, MILLENNIUM MANAGEMENT LLC, GABLES CAPITAL MANAGEMENT INC., BlackRock Inc., and TWO SIGMA ADVISERS, LP. This page lists 51 institutional shareholders reporting positions in this security for the Q2 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2023 vs Q1 2023 Across Filers

Q1 2023 holders
56
Q2 2023 holders
51
Holder diff
-5
Investor Q1 2023 Shares Q2 2023 Shares Share Diff Share Chg % Q1 2023 Value $ Q2 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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