WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class
Equity / COM
Total 13F shares
2,516,161
Share change
-217,706
Total reported value
$29,285,000
Price per share
$11.64
Number of holders
29
Value change
-$2,566,336
Number of buys
15
Number of sells
11

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
948,240
$12,005,000 30 Jun 2015
13F
Yorktown Management & Research Co Inc
13F
Company
class O/S missing
503,099
$6,369,000 30 Jun 2015
13F
UBS Group AG
13F
Company
class O/S missing
498,658
$6,313,000 30 Jun 2015
13F
Nantahala Capital Management, LLC
13F
Company
class O/S missing
230,515
$2,918,000 30 Jun 2015
13F
Relative Value Partners Group, LLC
13F
Company
class O/S missing
89,763
$1,136,000 30 Jun 2015
13F
Muzinich & Co., Inc.
13F
Company
class O/S missing
75,564
$957,000 30 Jun 2015
13F
MORGAN STANLEY
13F
Company
class O/S missing
73,678
$933,000 30 Jun 2015
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
69,768
$882,000 30 Jun 2015
13F
Orinda Asset Management LLC
13F
Company
class O/S missing
63,961
$810,000 30 Jun 2015
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
32,351
$410,000 30 Jun 2015
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
26,394
$334,000 30 Jun 2015
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
24,655
$307,000 30 Jun 2015
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
23,800
$301,000 30 Jun 2015
13F
BB&T SECURITIES, LLC
13F
Company
class O/S missing
15,850
$200,000 30 Jun 2015
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
15,362
$194,000 30 Jun 2015
13F
BARINGS LLC
13F
Company
class O/S missing
12,300
$156,000 30 Jun 2015
13F
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
11,400
$144,000 30 Jun 2015
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
6,152
$78,000 30 Jun 2015
13F
CITIGROUP INC
13F
Company
class O/S missing
4,257
$54,000 30 Jun 2015
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
2,800
$35,000 30 Jun 2015
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,500
$19,000 30 Jun 2015
13F
PANAGORA ASSET MANAGEMENT INC
13F
Company
class O/S missing
1,032
$13,000 30 Jun 2015
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
944
$12,000 30 Jun 2015
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
800
$10,128 30 Jun 2015
13F
PineBridge Investments, L.P.
13F
Company
class O/S missing
548
$7,000 30 Jun 2015
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
476
$6,000 30 Jun 2015
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2015

As of 30 Sep 2015, WhiteHorse Finance, Inc. - COM (WHF) was held by 29 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,516,161 shares. The largest 10 holders included Advisors Asset Management, Inc., Yorktown Management & Research Co Inc, UBS Group AG, Nantahala Capital Management, LLC, MORGAN STANLEY, Relative Value Partners Group, LLC, Muzinich & Co., Inc., KCG Holdings, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, and Nuveen Asset Management, LLC. This page lists 29 institutional shareholders reporting positions in this security for the Q3 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders
26
Q3 2015 holders
29
Holder diff
3
Investor Q2 2015 Shares Q3 2015 Shares Share Diff Share Chg % Q2 2015 Value $ Q3 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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