- Type / Class
- Equity / COM
- Total 13F shares
- 2,516,161
- Share change
- -217,706
- Total reported value
- $29,285,000
- Price per share
- $11.64
- Number of holders
- 29
- Value change
- -$2,566,336
- Number of buys
- 15
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 96524V106:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
948,240
|
$12,005,000 | — | 30 Jun 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
503,099
|
$6,369,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
498,658
|
$6,313,000 | — | 30 Jun 2015 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
230,515
|
$2,918,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
89,763
|
$1,136,000 | — | 30 Jun 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
75,564
|
$957,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
73,678
|
$933,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
69,768
|
$882,000 | — | 30 Jun 2015 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
63,961
|
$810,000 | — | 30 Jun 2015 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
32,351
|
$410,000 | — | 30 Jun 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
26,394
|
$334,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
24,655
|
$307,000 | — | 30 Jun 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
23,800
|
$301,000 | — | 30 Jun 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
15,850
|
$200,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
15,362
|
$194,000 | — | 30 Jun 2015 | |
| BARINGS LLC |
13F
|
Company |
—
class O/S missing
|
12,300
|
$156,000 | — | 30 Jun 2015 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
11,400
|
$144,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
6,152
|
$78,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,257
|
$54,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,800
|
$35,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$19,000 | — | 30 Jun 2015 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,032
|
$13,000 | — | 30 Jun 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
944
|
$12,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
800
|
$10,128 | — | 30 Jun 2015 | |
| PineBridge Investments, L.P. |
13F
|
Company |
—
class O/S missing
|
548
|
$7,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
476
|
$6,000 | — | 30 Jun 2015 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2015
As of 30 Sep 2015,
WhiteHorse Finance, Inc. - COM (WHF) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,516,161 shares.
The largest 10 holders included
Advisors Asset Management, Inc., Yorktown Management & Research Co Inc, UBS Group AG, Nantahala Capital Management, LLC, MORGAN STANLEY, Relative Value Partners Group, LLC, Muzinich & Co., Inc., KCG Holdings, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, and Nuveen Asset Management, LLC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
26
Q3 2015 holders
29
Holder diff
3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.