Security key
95790C107
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO)
CUSIP: 95790C107
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 7,544,936
- Total 13F shares
- 4,186,943
- Share change
- +82,152
- Total reported value
- $72,906,000
- Price per share
- $17.42
- Number of holders
- 33
- Value change
- +$1,431,639
- Number of buys
- 19
- Number of sells
- 15
Report period
Q3 2019
Institutions
33
Top holders
10
GDO full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95790C107
Recent filing periods:
Top shareholders of GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
801,224
|
$13,741,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
6.7%
|
506,280
|
$8,683,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.3%
|
322,325
|
$5,528,000 | — | 30 Jun 2019 | |
| FCA CORP /TX |
13F
|
Company |
3.4%
|
260,154
|
$4,462,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
3%
|
225,234
|
$3,863,000 | — | 30 Jun 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.8%
|
209,028
|
$3,585,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.6%
|
199,486
|
$3,421,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
2.3%
|
174,115
|
$2,986,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.2%
|
168,025
|
$2,881,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.1%
|
156,652
|
$2,687,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.8%
|
136,833
|
$2,347,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.6%
|
120,769
|
$2,071,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
1.5%
|
111,321
|
$1,910,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.3%
|
96,067
|
$1,648,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.2%
|
93,509
|
$1,604,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1%
|
75,459
|
$1,294,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.88%
|
66,066
|
$1,133,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.75%
|
56,300
|
$966,000 | — | 30 Jun 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.75%
|
56,215
|
$964,000 | — | 30 Jun 2019 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.62%
|
46,543
|
$798,000 | — | 30 Jun 2019 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.57%
|
43,243
|
$742,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.5%
|
37,617
|
$645,000 | — | 30 Jun 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.48%
|
35,943
|
$616,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.32%
|
23,848
|
$409,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
18,379
|
$315,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
18,160
|
$313,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.21%
|
16,031
|
$274,000 | — | 30 Jun 2019 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.15%
|
11,500
|
$197,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.11%
|
8,394
|
$145,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.03%
|
2,500
|
$42,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
2,478
|
$43,000 | — | 30 Jun 2019 | |
| MONETA GROUP INVESTMENT ADVISORS LLC |
13F
|
Company |
0.02%
|
1,808
|
$31,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.02%
|
1,775
|
$30,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
836
|
$14,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
350
|
$6,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
324
|
$5,000 | — | 30 Jun 2019 |
Institutional Holders of WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) as of Q3 2019
As of 30 Sep 2019,
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,186,943 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FCA CORP /TX, Baird Financial Group, Inc., RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, Invesco Ltd., ROYAL BANK OF CANADA, and RIVERNORTH CAPITAL MANAGEMENT, LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
36
Q3 2019 holders
33
Holder diff
-3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.