WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO)

CUSIP: 95790C107

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / Common
Shares outstanding
7,544,936
Total 13F shares
4,186,943
Share change
+82,152
Total reported value
$72,906,000
Price per share
$17.42
Number of holders
33
Value change
+$1,431,639
Number of buys
19
Number of sells
15

Security key

95790C107

Report period

Q3 2019

Institutions

33

Top holders

10

Ownership snapshot

Top shareholders of GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
WELLS FARGO & COMPANY/MN
13D/G signal
Evidence rows
36
Latest as of
30 Jun 2019
13F Lead comparable stake: 11% Showing first 8 of 36 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
WELLS FARGO & COMPANY/MN
13F
Company
13F
11%
$13,741,000
801,224 shares
30 Jun 2019
MORGAN STANLEY
13F
Company
13F
6.7%
$8,683,000
506,280 shares
30 Jun 2019
BANK OF AMERICA CORP /DE/
13F
Company
13F
4.3%
$5,528,000
322,325 shares
30 Jun 2019
FCA CORP /TX
13F
Company
13F
3.4%
$4,462,000
260,154 shares
30 Jun 2019
Baird Financial Group, Inc.
13F
Company
13F
3%
$3,863,000
225,234 shares
30 Jun 2019
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.8%
$3,585,000
209,028 shares
30 Jun 2019
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
2.6%
$3,421,000
199,486 shares
30 Jun 2019
Invesco Ltd.
13F
Company
13F
2.3%
$2,986,000
174,115 shares
30 Jun 2019
Show 28 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
GUGGENHEIM CAPITAL LLC
13F
Company
13F
2.2%
$2,881,000
168,025 shares
30 Jun 2019
1607 Capital Partners, LLC
13F
Company
13F
2.1%
$2,687,000
156,652 shares
30 Jun 2019
ROYAL BANK OF CANADA
13F
Company
13F
1.8%
$2,347,000
136,833 shares
30 Jun 2019
AMERIPRISE FINANCIAL INC
13F
Company
13F
1.6%
$2,071,000
120,769 shares
30 Jun 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
1.5%
$1,910,000
111,321 shares
30 Jun 2019
COHEN & STEERS, INC.
13F
Company
13F
1.3%
$1,648,000
96,067 shares
30 Jun 2019
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
1.2%
$1,604,000
93,509 shares
30 Jun 2019
Shaker Financial Services, LLC
13F
Company
13F
1%
$1,294,000
75,459 shares
30 Jun 2019
UBS Group AG
13F
Company
13F
0.88%
$1,133,000
66,066 shares
30 Jun 2019
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
13F
0.75%
$966,000
56,300 shares
30 Jun 2019
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
0.75%
$964,000
56,215 shares
30 Jun 2019
McGowan Group Asset Management, Inc.
13F
Company
13F
0.62%
$798,000
46,543 shares
30 Jun 2019
Clear Harbor Asset Management, LLC
13F
Company
13F
0.57%
$742,000
43,243 shares
30 Jun 2019
Cambridge Investment Research Advisors, Inc.
13F
Company
13F
0.5%
$645,000
37,617 shares
30 Jun 2019
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
0.48%
$616,000
35,943 shares
30 Jun 2019
Advisor Group, Inc.
13F
Company
13F
0.32%
$409,000
23,848 shares
30 Jun 2019
LPL Financial LLC
13F
Company
13F
0.24%
$315,000
18,379 shares
30 Jun 2019
STIFEL FINANCIAL CORP
13F
Company
13F
0.24%
$313,000
18,160 shares
30 Jun 2019
Cetera Advisor Networks LLC
13F
Company
13F
0.21%
$274,000
16,031 shares
30 Jun 2019
INVESTMENT HOUSE LLC
13F
Company
13F
0.15%
$197,000
11,500 shares
30 Jun 2019
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
0.11%
$145,000
8,394 shares
30 Jun 2019
Steward Partners Investment Advisory, LLC
13F
Company
13F
0.03%
$42,000
2,500 shares
30 Jun 2019
CITIGROUP INC
13F
Company
13F
0.03%
$43,000
2,478 shares
30 Jun 2019
MONETA GROUP INVESTMENT ADVISORS LLC
13F
Company
13F
0.02%
$31,000
1,808 shares
30 Jun 2019
Geneos Wealth Management Inc.
13F
Company
13F
0.02%
$30,000
1,775 shares
30 Jun 2019
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
0.01%
$14,000
836 shares
30 Jun 2019
US BANCORP \DE\
13F
Company
13F
0%
$6,000
350 shares
30 Jun 2019
FNY Investment Advisers, LLC
13F
Company
13F
0%
$5,000
324 shares
30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
33
Shares
4,186,943
Rows loaded
33
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
36
Q3 2019 holders
33
Holder diff
-3
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .