WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO)
CUSIP: 95790C107
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 7,493,600
- Total 13F shares
- 4,689,655
- Share change
- -342,406
- Total reported value
- $82,964,000
- Price per share
- $17.69
- Number of holders
- 37
- Value change
- -$5,921,215
- Number of buys
- 20
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 95790C107?
CUSIP 95790C107 identifies GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95790C107:
Top shareholders of GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
14%
|
1,077,129
|
$18,354,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
12%
|
913,668
|
$15,569,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.6%
|
420,799
|
$7,170,000 | — | 30 Jun 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.5%
|
410,071
|
$6,988,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
5.3%
|
398,044
|
$6,783,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
4.8%
|
359,490
|
$6,125,000 | — | 30 Jun 2016 | |
| FCA CORP /TX |
13F
|
Company |
3.2%
|
238,050
|
$4,056,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
204,073
|
$3,478,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.3%
|
97,989
|
$1,670,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.2%
|
92,486
|
$1,576,000 | — | 30 Jun 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.2%
|
88,521
|
$1,508,000 | — | 30 Jun 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.2%
|
87,301
|
$1,488,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
84,568
|
$1,441,000 | — | 30 Jun 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1%
|
75,122
|
$1,280,000 | — | 30 Jun 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.72%
|
53,592
|
$913,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.69%
|
51,750
|
$881,000 | — | 30 Jun 2016 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.63%
|
47,471
|
$809,000 | — | 30 Jun 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.61%
|
45,520
|
$803,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.45%
|
33,942
|
$578,000 | — | 30 Jun 2016 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.44%
|
32,620
|
$556,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.42%
|
31,616
|
$539,000 | — | 30 Jun 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.4%
|
29,980
|
$511,000 | — | 30 Jun 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.38%
|
28,300
|
$482,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.32%
|
23,627
|
$403,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.29%
|
21,421
|
$374,000 | — | 30 Jun 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.25%
|
18,939
|
$323,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.23%
|
17,424
|
$296,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.23%
|
17,343
|
$296,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.2%
|
15,083
|
$257,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.1%
|
7,773
|
$132,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
3,383
|
$57,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,000
|
$17,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
844
|
$14,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
615
|
$10,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
506
|
$9,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
161
|
$3,000 | — | 30 Jun 2016 |
Institutional Holders of WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) as of Q3 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.