Security key
95790C107
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO)
CUSIP: 95790C107
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 7,544,936
- Total 13F shares
- 6,215,491
- Share change
- +232,624
- Total reported value
- $113,047,353
- Price per share
- $18.19
- Number of holders
- 33
- Value change
- +$4,214,945
- Number of buys
- 17
- Number of sells
- 14
Report period
Q3 2014
Institutions
33
Top holders
10
GDO full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95790C107
Recent filing periods:
Top shareholders of GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
12%
|
881,810
|
$16,481,000 | — | 30 Jun 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
10%
|
776,528
|
$14,513,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
7.6%
|
569,850
|
$10,651,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.1%
|
539,456
|
$10,082,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
6.4%
|
481,028
|
$8,990,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.6%
|
425,476
|
$7,952,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
5.3%
|
401,145
|
$7,497,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.7%
|
355,197
|
$6,638,000 | — | 30 Jun 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
4.4%
|
332,099
|
$6,207,000 | — | 30 Jun 2014 | |
| FCA CORP /TX |
13F
|
Company |
2.7%
|
205,485
|
$3,841,000 | — | 30 Jun 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
2.3%
|
171,710
|
$3,209,000 | — | 30 Jun 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.1%
|
159,655
|
$2,984,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.5%
|
114,663
|
$2,143,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.1%
|
80,815
|
$1,510,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.89%
|
66,862
|
$1,250,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.86%
|
64,588
|
$1,207,000 | — | 30 Jun 2014 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
0.71%
|
53,675
|
$1,003,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.67%
|
50,909
|
$951,000 | — | 30 Jun 2014 | |
| Kamunting Street Capital Management, L.P. |
13F
|
Company |
0.64%
|
48,458
|
$906,000 | — | 30 Jun 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.62%
|
46,953
|
$878,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.48%
|
36,343
|
$679,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.33%
|
25,039
|
$468,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.24%
|
18,410
|
$344,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.24%
|
18,357
|
$343,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
15,845
|
$296,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.2%
|
15,329
|
$287,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.16%
|
12,272
|
$231,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.1%
|
7,571
|
$141,502 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.06%
|
4,842
|
$90,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
1,879
|
$35,000 | — | 30 Jun 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
741
|
$14,000 | — | 30 Jun 2014 | |
| Crosspoint Capital Strategies, LLC |
13F
|
Company |
0%
|
336
|
$6,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0%
|
220
|
$4,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$4,000 | — | 30 Jun 2014 |
Institutional Holders of WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) as of Q3 2014
As of 30 Sep 2014,
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,215,491 shares.
The largest 10 holders included
Saba Capital Management, L.P., 1607 Capital Partners, LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Invesco Ltd., MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, Parametric Portfolio Associates LLC, and FCA CORP /TX.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
35
Q3 2014 holders
33
Holder diff
-2
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.