Western Asset Mortgage Opportunity Fund Inc. - COM (DMO)

CUSIP: 95790B109

Q1 2021 13F Holders as of 31 Mar 2021

Share change
-253,618
SEC-reported price per share
$14.64
Number of holders
43
Value change
-$3,585,733
Number of buys
15
Number of sells
25

Security key

95790B109

Report period

Q1 2021

Institutions

43

Top holders

10

Ownership snapshot

Top reported holders of DMO - Western Asset Mortgage Opportunity Fund Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F Highest disclosed value: $5,833,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

SIT INVESTMENT ASSOCIATES INC has the largest disclosed position value at $5.83M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Disclosed position value Top 5
SIT INVESTMENT ASSOCIATES INC $5.83M
CENTAURUS FINANCIAL, INC. $3.66M
MORGAN STANLEY $3.14M
NORTHWESTERN MUTUAL WEALTH MANAGE... $2.8M
Thomas J. Herzfeld Advisors, Inc. $1.68M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
class O/S missing
$5,833,000
411,351 shares
31 Dec 2020
CENTAURUS FINANCIAL, INC.
13F
Company
13F
class O/S missing
$3,664,000
258,364 shares
31 Dec 2020
MORGAN STANLEY
13F
Company
13F
class O/S missing
$3,141,000
221,503 shares
31 Dec 2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
class O/S missing
$2,804,000
197,745 shares
31 Dec 2020
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
class O/S missing
$1,685,000
118,816 shares
31 Dec 2020
KESTRA PRIVATE WEALTH SERVICES, LLC
13F
Company
13F
class O/S missing
$1,541,000
109,680 shares
31 Dec 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
43
Shares
2,345,132
Rows available
43
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q1 2026 Across Filers

Q1 2026 holders
44
Q1 2021 holders
43
Holder diff
-1
Investor Q1 2026 Shares Q1 2021 Shares Share Diff Share Chg % Q1 2026 value Q1 2021 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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