Security key
95790A101
Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (IGI)
CUSIP: 95790A101
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 5,990,486
- Total 13F shares
- 1,604,953
- Share change
- +33,752
- Total reported value
- $36,755,000
- Price per share
- $22.90
- Number of holders
- 22
- Value change
- +$774,043
- Number of buys
- 12
- Number of sells
- 5
Report period
Q4 2019
Institutions
22
Top holders
10
IGI full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Western Asset Investment Grade Opportunity Trust Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95790A101
Recent filing periods:
Top shareholders of IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
11%
|
672,253
|
$14,413,000 | — | 30 Sep 2019 | |
| USCA RIA LLC |
13F
|
Company |
3.1%
|
183,136
|
$3,926,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.7%
|
163,884
|
$3,514,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
119,934
|
$2,571,000 | — | 30 Sep 2019 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.6%
|
92,941
|
$1,992,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
85,056
|
$1,823,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
62,673
|
$1,344,000 | — | 30 Sep 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.98%
|
58,740
|
$1,261,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.52%
|
31,009
|
$665,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
17,184
|
$368,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.28%
|
16,940
|
$363,000 | — | 30 Sep 2019 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.26%
|
15,407
|
$330,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.25%
|
14,679
|
$315,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.17%
|
9,894
|
$212,000 | — | 30 Sep 2019 | |
| Drexel Morgan & Co. |
13F
|
Company |
0.16%
|
9,615
|
$206,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
8,000
|
$172,000 | — | 30 Sep 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.07%
|
4,244
|
$90,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,200
|
$69,000 | — | 30 Sep 2019 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.02%
|
1,009
|
$22,000 | — | 30 Sep 2019 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0.01%
|
691
|
$15,000 | — | 30 Sep 2019 | |
| Founders Capital Management |
13F
|
Company |
0.01%
|
500
|
$11,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
212
|
$5,000 | — | 30 Sep 2019 |
Institutional Holders of Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (IGI) as of Q4 2019
As of 31 Dec 2019,
Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (IGI) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,604,953 shares.
The largest 10 holders included
UBS Group AG, USCA RIA LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Invesco Ltd., FIRST MANHATTAN CO, Guggenheim Capital LLC, Cetera Advisor Networks LLC, RAYMOND JAMES & ASSOCIATES, and WELLS FARGO & COMPANY/MN.
This page lists
22
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
22
Q4 2019 holders
22
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.