Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 5,949,146
- Share change
- -521,234
- Total reported value
- $94,768,000
- Price per share
- $15.93
- Number of holders
- 46
- Value change
- -$8,293,012
- Number of buys
- 20
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bramshill Investments, LLC |
13F
|
Company |
17%
|
2,205,251
|
$34,601,000 | — | 30 Jun 2021 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
5.1%
|
657,278
|
$10,313,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.1%
|
521,008
|
$8,174,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
3%
|
380,489
|
$5,970,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.6%
|
330,123
|
$5,180,000 | — | 30 Jun 2021 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
2.6%
|
328,715
|
$5,158,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
2.3%
|
294,238
|
$4,617,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.5%
|
198,409
|
$3,113,000 | — | 30 Jun 2021 | |
| Camelot Portfolios, LLC |
13F
|
Company |
1.3%
|
168,444
|
$2,643,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
160,569
|
$2,519,000 | — | 30 Jun 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.1%
|
146,977
|
$2,306,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.1%
|
138,233
|
$2,169,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
135,525
|
$2,126,000 | — | 30 Jun 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.92%
|
118,316
|
$1,842,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.77%
|
98,426
|
$1,543,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.75%
|
96,298
|
$1,511,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.52%
|
66,683
|
$1,046,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.51%
|
65,605
|
$1,029,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.26%
|
33,935
|
$532,000 | — | 30 Jun 2021 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.26%
|
33,750
|
$530,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.22%
|
28,777
|
$452,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.2%
|
26,208
|
$411,000 | — | 30 Jun 2021 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0.2%
|
26,000
|
$408,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.19%
|
24,600
|
$386,000 | — | 30 Jun 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.17%
|
21,672
|
$340,000 | — | 30 Jun 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
0.16%
|
20,789
|
$326,000 | — | 30 Jun 2021 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.16%
|
20,181
|
$317,000 | — | 30 Jun 2021 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$298,000 | — | 30 Jun 2021 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.12%
|
15,825
|
$248,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
15,611
|
$245,000 | — | 30 Jun 2021 | |
| Mariner, LLC |
13F
|
Company |
0.11%
|
13,605
|
$213,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.09%
|
11,485
|
$180,000 | — | 30 Jun 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.09%
|
11,330
|
$178,000 | — | 30 Jun 2021 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.09%
|
11,000
|
$173,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.04%
|
5,517
|
$86,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
4,706
|
$74,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.03%
|
3,500
|
$54,000 | — | 30 Jun 2021 | |
| Rockbridge Investment Management, LCC |
13F
|
Company |
0.02%
|
3,040
|
$48,000 | — | 30 Jun 2021 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.02%
|
2,390
|
$37,000 | — | 30 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,000
|
$31,000 | — | 30 Jun 2021 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$24,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
1,111
|
$17,000 | — | 30 Jun 2021 | |
| Ellevest, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$16,000 | — | 30 Jun 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.01%
|
700
|
$11,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
500
|
$8,000 | — | 30 Jun 2021 | |
| DIVIDEND ASSETS CAPITAL, LLC |
13F
|
Company |
0%
|
61
|
$1,000 | — | 30 Jun 2021 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q3 2021
As of 30 Sep 2021,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,949,146 shares.
The largest 10 holders included
Bramshill Investments, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., WELLS FARGO & COMPANY/MN, Invesco Ltd., MORGAN STANLEY, Uncommon Cents Investing LLC, Capital Investment Advisors, LLC, Raymond James Financial Services Advisors, Inc., UBS Group AG, and RAYMOND JAMES & ASSOCIATES.
This page lists
46
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
46
Q3 2021 holders
46
Holder diff
0
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.