Western Asset High Yield Opportunity Fund Inc. - Common (HYI)

CUSIP: 95768B107

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class
Equity / Common
Shares outstanding
12,809,698
Total 13F shares
7,256,916
Share change
+262,606
Total reported value
$101,582,000
Price per share
$14.00
Number of holders
38
Value change
+$3,368,729
Number of buys
19
Number of sells
14

Quarterly Holders Quick Answers

What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.

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Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Saba Capital Management, L.P.
13F
Company
10%
1,316,128
$20,268,000 30 Jun 2015
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
5.2%
664,577
$10,234,000 30 Jun 2015
13F
MORGAN STANLEY
13F
Company
5%
637,273
$9,814,000 30 Jun 2015
13F
THIRD AVENUE MANAGEMENT LLC
13F
Company
4.3%
550,250
$8,474,000 30 Jun 2015
13F
WELLS FARGO & COMPANY/MN
13F
Company
4.3%
549,933
$8,469,000 30 Jun 2015
13F
Invesco Ltd.
13F
Company
3.4%
429,574
$6,615,000 30 Jun 2015
13F
Pine River Capital Management L.P.
13F
Company
2.9%
374,341
$5,765,000 30 Jun 2015
13F
GUGGENHEIM CAPITAL LLC
13F
Company
2.8%
363,894
$5,603,000 30 Jun 2015
13F
BANK OF AMERICA CORP /DE/
13F
Company
2.6%
337,552
$5,198,000 30 Jun 2015
13F
Yorktown Management & Research Co Inc
13F
Company
1.7%
215,000
$3,311,000 30 Jun 2015
13F
CITIGROUP INC
13F
Company
1.2%
156,873
$2,416,000 30 Jun 2015
13F
Carlson Capital, L.P.
13F
Company
1.2%
153,333
$2,361,000 30 Jun 2015
13F
UBS Group AG
13F
Company
1%
128,567
$1,980,000 30 Jun 2015
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
0.93%
119,023
$1,833,000 30 Jun 2015
13F
CREDIT SUISSE AG/
13F
Company
0.92%
117,602
$1,811,000 30 Jun 2015
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.89%
113,800
$1,753,000 30 Jun 2015
13F
LPL Financial LLC
13F
Company
0.74%
94,825
$1,475,000 30 Jun 2015
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
0.74%
95,101
$1,465,000 30 Jun 2015
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0.7%
90,147
$1,388,000 30 Jun 2015
13F
COHEN & STEERS, INC.
13F
Company
0.66%
84,285
$1,298,000 30 Jun 2015
13F
Advisors Asset Management, Inc.
13F
Company
0.58%
74,741
$1,151,000 30 Jun 2015
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
0.52%
66,292
$1,022,000 30 Jun 2015
13F
SII INVESTMENTS INC/WI
13F
Company
0.3%
38,130
$588,000 30 Jun 2015
13F
DOLIVER ADVISORS, LP
13F
Company
0.26%
32,865
$506,000 30 Jun 2015
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.25%
31,741
$489,000 30 Jun 2015
13F
Cetera Advisor Networks LLC
13F
Company
0.21%
27,064
$442,000 30 Jun 2015
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.21%
26,594
$410,000 30 Jun 2015
13F
Virtu KCG Holdings LLC
13F
Company
0.18%
23,230
$358,000 30 Jun 2015
13F
ROYAL BANK OF CANADA
13F
Company
0.18%
22,604
$349,000 30 Jun 2015
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.13%
17,103
$261,000 30 Jun 2015
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0.03%
4,426
$68,154 30 Jun 2015
13F
DEUTSCHE BANK AG\
13F
Company
0.02%
3,022
$46,000 30 Jun 2015
13F
Tower Research Capital LLC (TRC)
13F
Company
0.02%
2,900
$45,000 30 Jun 2015
13F
D.A. DAVIDSON & CO.
13F
Company
0.02%
2,500
$38,000 30 Jun 2015
13F
MSI Financial Services Inc
13F
Company
0.01%
1,313
$20,000 30 Jun 2015
13F
Integrated Wealth Management
13F
Company
0.01%
1,000
$15,000 30 Jun 2015
13F
NEXT Financial Group, Inc
13F
Company
0.01%
727
$11,000 30 Jun 2015
13F

Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q3 2015

As of 30 Sep 2015, Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,256,916 shares. The largest 10 holders included Saba Capital Management, L.P., MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, THIRD AVENUE MANAGEMENT LLC, Invesco Ltd., Pine River Capital Management L.P., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, and Yorktown Management & Research Co Inc. This page lists 38 institutional shareholders reporting positions in this security for the Q3 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders
37
Q3 2015 holders
38
Holder diff
1
Investor Q2 2015 Shares Q3 2015 Shares Share Diff Share Chg % Q2 2015 Value $ Q3 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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