Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,572,245
- Share change
- +535,321
- Total reported value
- $109,156,155
- Price per share
- $16.61
- Number of holders
- 39
- Value change
- +$8,745,071
- Number of buys
- 22
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
11%
|
1,459,775
|
$26,145,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
5.2%
|
664,810
|
$11,906,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
4.1%
|
521,841
|
$9,346,000 | — | 30 Jun 2014 | |
| THIRD AVENUE MANAGEMENT LLC |
13F
|
Company |
4%
|
510,954
|
$9,151,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
3.5%
|
454,460
|
$8,139,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.7%
|
346,227
|
$6,201,000 | — | 30 Jun 2014 | |
| Pine River Capital Management L.P. |
13F
|
Company |
2.7%
|
344,303
|
$6,167,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.3%
|
297,110
|
$5,321,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.8%
|
235,320
|
$4,215,000 | — | 30 Jun 2014 | |
| Carlson Capital, L.P. |
13F
|
Company |
1.2%
|
153,333
|
$2,746,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
1.1%
|
137,315
|
$2,459,000 | — | 30 Jun 2014 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
0.91%
|
116,871
|
$2,093,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.86%
|
110,476
|
$1,978,000 | — | 30 Jun 2014 | |
| Kamunting Street Capital Management, L.P. |
13F
|
Company |
0.77%
|
98,875
|
$1,771,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.69%
|
87,912
|
$1,575,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.57%
|
72,384
|
$1,296,000 | — | 30 Jun 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.44%
|
56,500
|
$1,012,000 | — | 30 Jun 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.28%
|
36,220
|
$649,000 | — | 30 Jun 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.23%
|
29,728
|
$532,000 | — | 30 Jun 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.23%
|
29,586
|
$530,000 | — | 30 Jun 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.23%
|
29,586
|
$530,000 | — | 30 Jun 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.23%
|
28,925
|
$520,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.22%
|
28,379
|
$508,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
26,639
|
$477,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.18%
|
23,575
|
$422,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.18%
|
22,669
|
$406,000 | — | 30 Jun 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.17%
|
22,410
|
$401,000 | — | 30 Jun 2014 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.09%
|
11,898
|
$214,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
9,562
|
$171,000 | — | 30 Jun 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
3,420
|
$61,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
3,080
|
$55,163 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
2,986
|
$53,000 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,380
|
$25,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,374
|
$24,000 | — | 30 Jun 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.01%
|
1,313
|
$24,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
0.01%
|
980
|
$18,000 | — | 30 Jun 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
600
|
$11,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0%
|
574
|
$10,288 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
300
|
$5,000 | — | 30 Jun 2014 | |
| WEALTHFRONT CORP |
13F
|
Company |
0%
|
175
|
$3,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
37
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q3 2014
As of 30 Sep 2014,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,572,245 shares.
The largest 10 holders included
Saba Capital Management, L.P., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, THIRD AVENUE MANAGEMENT LLC, Invesco Ltd., RIVERNORTH CAPITAL MANAGEMENT, LLC, Pine River Capital Management L.P., BANK OF AMERICA CORP /DE/, Advisors Asset Management, Inc., and CARLSON CAPITAL L P.
This page lists
39
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
40
Q3 2014 holders
39
Holder diff
-1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.