Security key
92841M101
Virtus Equity & Convertible Income Fund - COM (NIE)
CUSIP: 92841M101
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / COM
- Total 13F shares
- 784
- Total 13F value
- $24,000
- Share change
- 0
- SEC-reported price per share
- $30.61
- Number of holders
- 1
Report period
Q3 2019
Institutions
1
Top holders
1
NIE full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Virtus Equity & Convertible Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 92841M101
Recent filing periods:
Ownership snapshot
Top reported holders of NIE - Virtus Equity & Convertible Income Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F
Highest disclosed value: $23,908,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $23.91M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$23.91M
WELLS FARGO & COMPANY/MN
$19.52M
GUGGENHEIM CAPITAL LLC
$16.61M
MORGAN STANLEY
$12.65M
Karpus Management, Inc.
$7.84M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$23,908,000
1,104,819 shares
|
— | 30 Jun 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$19,523,000
899,686 shares
|
— | 30 Jun 2019 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$16,607,000
767,427 shares
|
— | 30 Jun 2019 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$12,654,000
583,121 shares
|
— | 30 Jun 2019 |
| Karpus Management, Inc. |
13F
Company
|
—
class O/S missing
|
$7,837,000
361,172 shares
|
— | 30 Jun 2019 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$4,570,000
210,622 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Shares
784
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
1
Q3 2019 holders
1
Holder diff
0
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend