Security key
92535C104
Carlyle Credit Income Fund - SHS BEN INT (CCIF)
CUSIP: 92535C104
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / SHS BEN INT
- Total 13F shares
- 3,841,773
- Share change
- +1,339,419
- Total reported value
- $40,971,000
- Price per share
- $10.67
- Number of holders
- 34
- Value change
- +$14,441,034
- Number of buys
- 16
- Number of sells
- 22
Report period
Q3 2019
Institutions
34
Top holders
10
CCIF full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Carlyle Credit Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 92535C104
Recent filing periods:
Top shareholders of CCIF - Carlyle Credit Income Fund - SHS BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
1,029,537
|
$9,782,000 | — | 30 Jun 2019 | |
| Realta Investment Advisors |
13F
|
Company |
—
class O/S missing
|
358,197
|
$3,410,000 | — | 30 Jun 2019 | |
| Newport Wealth Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
205,908
|
$2,014,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
189,324
|
$1,798,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
135,722
|
$1,289,000 | — | 30 Jun 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
113,286
|
$1,076,000 | — | 30 Jun 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
110,343
|
$1,049,000 | — | 30 Jun 2019 | |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. |
13F
|
Company |
—
class O/S missing
|
69,228
|
$658,000 | — | 30 Jun 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
44,200
|
$420,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
38,241
|
$363,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
31,926
|
$303,000 | — | 30 Jun 2019 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
27,817
|
$283,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
23,868
|
$226,000 | — | 30 Jun 2019 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
19,296
|
$183,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
14,227
|
$135,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
12,906
|
$123,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
12,878
|
$122,000 | — | 30 Jun 2019 | |
| CABANA LLC |
13F
|
Company |
—
class O/S missing
|
11,823
|
$122,000 | — | 30 Jun 2019 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
—
class O/S missing
|
11,743
|
$112,000 | — | 30 Jun 2019 | |
| Lido Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,163
|
$106,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
10,485
|
$100,000 | — | 30 Jun 2019 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
10,345
|
$98,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,678
|
$25,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,106
|
$20,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
1,144
|
$11,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,094
|
$10,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
860
|
$8,000 | — | 30 Jun 2019 | |
| OneDigital Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
816
|
$8,000 | — | 30 Jun 2019 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
615
|
$8,000 | — | 30 Jun 2019 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
684
|
$6,000 | — | 30 Jun 2019 | |
| Gemmer Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
349
|
$3,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
320
|
$3,000 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
—
class O/S missing
|
182
|
$2,000 | — | 30 Jun 2019 | |
| NVWM, LLC |
13F
|
Company |
—
class O/S missing
|
180
|
$2,000 | — | 30 Jun 2019 | |
| First Command Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
116
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of Carlyle Credit Income Fund - SHS BEN INT (CCIF) as of Q3 2019
As of 30 Sep 2019,
Carlyle Credit Income Fund - SHS BEN INT (CCIF) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,841,773 shares.
The largest 10 holders included
Cetera Advisor Networks LLC, Bulldog Investors, LLC, Coastal Investment Advisors, Inc., BOOTHBAY FUND MANAGEMENT, LLC, Cambridge Investment Research Advisors, Inc., Almitas Capital LLC, Newport Wealth Strategies, Inc., SIT INVESTMENT ASSOCIATES INC, Invesco Ltd., and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
34
Q3 2019 holders
34
Holder diff
0
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.