Carlyle Credit Income Fund - SHS BEN INT (CCIF)

CUSIP: 92535C104

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / SHS BEN INT
Total 13F shares
3,841,773
Share change
+1,339,419
Total reported value
$40,971,000
Price per share
$10.67
Number of holders
34
Value change
+$14,441,034
Number of buys
16
Number of sells
22

Quarterly Holders Quick Answers

What is CUSIP 92535C104?
CUSIP 92535C104 identifies CCIF - Carlyle Credit Income Fund - SHS BEN INT in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of CCIF - Carlyle Credit Income Fund - SHS BEN INT (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Cetera Advisor Networks LLC
13F
Company
class O/S missing
1,029,537
$9,782,000 30 Jun 2019
13F
Realta Investment Advisors
13F
Company
class O/S missing
358,197
$3,410,000 30 Jun 2019
13F
Newport Wealth Strategies, Inc.
13F
Company
class O/S missing
205,908
$2,014,000 30 Jun 2019
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
189,324
$1,798,000 30 Jun 2019
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
135,722
$1,289,000 30 Jun 2019
13F
Bulldog Investors, LLP
13F
Company
class O/S missing
113,286
$1,076,000 30 Jun 2019
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
110,343
$1,049,000 30 Jun 2019
13F
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.
13F
Company
class O/S missing
69,228
$658,000 30 Jun 2019
13F
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
44,200
$420,000 30 Jun 2019
13F
LPL Financial LLC
13F
Company
class O/S missing
38,241
$363,000 30 Jun 2019
13F
Cetera Advisors LLC
13F
Company
class O/S missing
31,926
$303,000 30 Jun 2019
13F
WealthPLAN Partners, LLC
13F
Company
class O/S missing
27,817
$283,000 30 Jun 2019
13F
FNY Investment Advisers, LLC
13F
Company
class O/S missing
23,868
$226,000 30 Jun 2019
13F
Castle Rock Wealth Management, LLC
13F
Company
class O/S missing
19,296
$183,000 30 Jun 2019
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
14,227
$135,000 30 Jun 2019
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
12,906
$123,000 30 Jun 2019
13F
First Allied Advisory Services, Inc.
13F
Company
class O/S missing
12,878
$122,000 30 Jun 2019
13F
CABANA LLC
13F
Company
class O/S missing
11,823
$122,000 30 Jun 2019
13F
CLIFFORD SWAN INVESTMENT COUNSEL LLC
13F
Company
class O/S missing
11,743
$112,000 30 Jun 2019
13F
Lido Advisors, LLC
13F
Company
class O/S missing
11,163
$106,000 30 Jun 2019
13F
Advisor Group, Inc.
13F
Company
class O/S missing
10,485
$100,000 30 Jun 2019
13F
Matisse Capital
13F
Company
class O/S missing
10,345
$98,000 30 Jun 2019
13F
UBS Group AG
13F
Company
class O/S missing
2,678
$25,000 30 Jun 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
2,106
$20,000 30 Jun 2019
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
1,144
$11,000 30 Jun 2019
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
1,094
$10,000 30 Jun 2019
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
860
$8,000 30 Jun 2019
13F
OneDigital Investment Advisors LLC
13F
Company
class O/S missing
816
$8,000 30 Jun 2019
13F
Orion Porfolio Solutions, LLC
13F
Company
class O/S missing
615
$8,000 30 Jun 2019
13F
Allworth Financial LP
13F
Company
class O/S missing
684
$6,000 30 Jun 2019
13F
Gemmer Asset Management LLC
13F
Company
class O/S missing
349
$3,000 30 Jun 2019
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
320
$3,000 30 Jun 2019
13F
CWM, LLC
13F
Company
class O/S missing
182
$2,000 30 Jun 2019
13F
NVWM, LLC
13F
Company
class O/S missing
180
$2,000 30 Jun 2019
13F
First Command Advisory Services, Inc.
13F
Company
class O/S missing
116
$1,000 30 Jun 2019
13F

Institutional Holders of Carlyle Credit Income Fund - SHS BEN INT (CCIF) as of Q3 2019

As of 30 Sep 2019, Carlyle Credit Income Fund - SHS BEN INT (CCIF) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,841,773 shares. The largest 10 holders included Cetera Advisor Networks LLC, Bulldog Investors, LLC, Coastal Investment Advisors, Inc., BOOTHBAY FUND MANAGEMENT, LLC, Cambridge Investment Research Advisors, Inc., Almitas Capital LLC, Newport Wealth Strategies, Inc., SIT INVESTMENT ASSOCIATES INC, Invesco Ltd., and LADENBURG THALMANN FINANCIAL SERVICES INC.. This page lists 34 institutional shareholders reporting positions in this security for the Q3 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
34
Q3 2019 holders
34
Holder diff
0
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 Value $ Q3 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.