Security key
913837100
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC - Common Stock (USAP)
CUSIP: 913837100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,321,119
- Total 13F shares
- 5,757,615
- Share change
- -37,704
- Total reported value
- $77,732,000
- Price per share
- $13.51
- Number of holders
- 49
- Value change
- -$345,776
- Number of buys
- 10
- Number of sells
- 23
Report period
Q4 2016
Institutions
49
Top holders
10
USAP full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC SEC filings
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 913837100
Recent filing periods:
Top shareholders of USAP - UNIVERSAL STAINLESS & ALLOY PRODUCTS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA |
13F
|
Company |
11%
|
998,859
|
$10,488,000 | — | 30 Sep 2016 | |
| Pennant Capital Management, LLC |
13F
|
Company |
7.3%
|
682,194
|
$7,163,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
5.3%
|
493,722
|
$5,179,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
4.4%
|
406,531
|
$4,264,000 | — | 30 Sep 2016 | |
| Minerva Advisors LLC |
13F
|
Company |
4.2%
|
388,162
|
$4,075,000 | — | 30 Sep 2016 | |
| AEGIS FINANCIAL CORP |
13F
|
Company |
3.5%
|
329,796
|
$3,463,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.2%
|
302,593
|
$3,174,000 | — | 30 Sep 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
3.2%
|
301,000
|
$3,157,000 | — | 30 Sep 2016 | |
| Michael F. Price |
13F
|
Individual |
3.2%
|
297,500
|
$3,124,000 | — | 30 Sep 2016 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
2.7%
|
248,030
|
$2,604,000 | — | 30 Sep 2016 | |
| Foundry Partners, LLC |
13F
|
Company |
2.5%
|
229,990
|
$2,415,000 | — | 30 Sep 2016 | |
| Eidelman Virant Capital |
13F
|
Company |
1.1%
|
103,100
|
$1,082,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
1.1%
|
101,000
|
$1,059,000 | — | 30 Sep 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
1%
|
93,500
|
$982,000 | — | 30 Sep 2016 | |
| Boston Partners |
13F
|
Company |
0.9%
|
84,108
|
$882,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.87%
|
81,086
|
$851,000 | — | 30 Sep 2016 | |
| FORT PITT CAPITAL GROUP, LLC |
13F
|
Company |
0.78%
|
72,852
|
$765,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.68%
|
63,470
|
$666,000 | — | 30 Sep 2016 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.63%
|
58,400
|
$614,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.48%
|
44,367
|
$466,000 | — | 30 Sep 2016 | |
| Emerald Acquisition Ltd. |
13F
|
Company |
0.44%
|
41,065
|
$430,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
33,219
|
$348,000 | — | 30 Sep 2016 | |
| Walthausen & Co., LLC |
13F
|
Company |
0.3%
|
27,950
|
$293,000 | — | 30 Sep 2016 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.25%
|
23,000
|
$242,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.22%
|
20,637
|
$217,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.22%
|
20,400
|
$214,000 | — | 30 Sep 2016 | |
| Rodgers Brothers Inc. |
13F
|
Company |
0.21%
|
20,000
|
$210,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.21%
|
19,806
|
$208,000 | — | 30 Sep 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.21%
|
19,463
|
$204,000 | — | 30 Sep 2016 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.2%
|
18,692
|
$196,000 | — | 30 Sep 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.18%
|
16,835
|
$177,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.17%
|
15,535
|
$163,000 | — | 30 Sep 2016 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.15%
|
14,220
|
$149,000 | — | 30 Sep 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0.12%
|
10,821
|
$114,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.11%
|
10,632
|
$111,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
10,283
|
$108,000 | — | 30 Sep 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
7,280
|
$76,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.07%
|
6,375
|
$67,000 | — | 30 Sep 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.06%
|
5,405
|
$56,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.04%
|
4,045
|
$42,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
3,132
|
$33,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.03%
|
2,462
|
$26,000 | — | 30 Sep 2016 | |
| Walleye Trading LLC |
13F
|
Company |
0.02%
|
1,700
|
$18,000 | — | 30 Sep 2016 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
1,509
|
$16,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
1,302
|
$14,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
1,263
|
$13,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
900
|
$9,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
791
|
$8,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
745
|
$8,000 | — | 30 Sep 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.01%
|
614
|
$6,000 | — | 30 Sep 2016 |
Institutional Holders of UNIVERSAL STAINLESS & ALLOY PRODUCTS INC - Common Stock (USAP) as of Q4 2016
As of 31 Dec 2016,
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC - Common Stock (USAP) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,757,615 shares.
The largest 10 holders included
ROYAL BANK OF CANADA, Pennant Capital Management, LLC, DIMENSIONAL FUND ADVISORS LP, AMERIPRISE FINANCIAL INC, Minerva Advisors LLC, AEGIS FINANCIAL CORP, FRANKLIN RESOURCES INC, PRICE MICHAEL F, Foundry Partners, LLC, and THOMSON HORSTMANN & BRYANT INC.
This page lists
49
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
53
Q4 2016 holders
49
Holder diff
-4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.