Security key
90274D374
- Security type / class
- Equity / ETRACS ALERIAN M
- Total 13F shares
- 833,517
- Total 13F value
- $13,339,355
- Share change
- -1,154
- SEC-reported price per share
- $16.00
- Number of holders
- 8
- Value change
- -$18,470
- Number of buys
- 6
- Number of sells
- 1
Report period
Q4 2023
Institutions
8
Top holders
8
AMUB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2024
Previous quarter: Q3 2023
UBS AG SEC filings
UBS AG company facts
UBS AG 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 90274D374
Recent filing periods:
Ownership snapshot
Top reported holders of AMUB - UBS AG - ETRACS ALERIAN M (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
0/15
Latest evidence
30 Sep 2023
13F
Highest disclosed value: $65,590,102
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN has the largest disclosed position value at $65.59M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Disclosed position value
Top 5
WELLS FARGO & COMPANY/MN
$65.59M
CIBC Private Wealth Group LLC
$61.7M
Marion Wealth Management
$12.03M
NBW CAPITAL LLC
$5.1M
PNC FINANCIAL SERVICES GROUP, INC.
$3.52M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
mixed-class rows
|
$65,590,102
3,304,775 shares
mixed-class rows
|
— | 30 Sep 2023 |
| CIBC Private Wealth Group LLC |
13F
Company
|
—
class O/S missing
|
$61,701,088
2,903,909 shares
|
— | 30 Sep 2023 |
| Marion Wealth Management |
13F
Company
|
—
class O/S missing
|
$12,033,096
566,327 shares
|
— | 30 Sep 2023 |
| NBW CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$5,102,420
240,141 shares
|
— | 30 Sep 2023 |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
Company
|
—
class O/S missing
|
$3,518,244
165,580 shares
|
— | 30 Sep 2023 |
| Legacy Wealth Asset Management, LLC |
13F
Company
|
—
class O/S missing
|
$3,234,830
127,355 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
8
Shares
833,517
Rows available
8
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
5
Q4 2023 holders
8
Holder diff
3
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend