Security key
90274D374
- Security type / class
- Equity / ETRACS ALERIAN M
- Total 13F shares
- 3,509,917
- Total 13F value
- $23,839,000
- Share change
- -2,213,083
- SEC-reported price per share
- $6.79
- Number of holders
- 11
- Value change
- -$15,332,064
- Number of buys
- 4
- Number of sells
- 5
Report period
Q3 2020
Institutions
11
Top holders
10
AMUB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
UBS AG SEC filings
UBS AG company facts
UBS AG 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 90274D374
Recent filing periods:
Ownership snapshot
Top reported holders of AMUB - UBS AG - ETRACS ALERIAN M (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $107,249,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN has the largest disclosed position value at $107.25M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Disclosed position value
Top 5
WELLS FARGO & COMPANY/MN
$107.25M
CIBC Private Wealth Group LLC
$25.28M
AMERIPRISE FINANCIAL INC
$10.64M
FIFTH THIRD BANCORP
$10.36M
NBW CAPITAL LLC
$7.61M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
mixed-class rows
|
$107,249,000
10,782,279 shares
mixed-class rows
|
— | 30 Jun 2020 |
| CIBC Private Wealth Group LLC |
13F
Company
|
—
class O/S missing
|
$25,285,000
2,210,240 shares
|
— | 30 Jun 2020 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
—
class O/S missing
|
$10,635,000
760,607 shares
|
— | 30 Jun 2020 |
| FIFTH THIRD BANCORP |
13F
Company
|
—
class O/S missing
|
$10,355,000
905,148 shares
|
— | 30 Jun 2020 |
| NBW CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$7,613,000
665,475 shares
|
— | 30 Jun 2020 |
| MAI Capital Management |
13F
Company
|
—
class O/S missing
|
$4,279,000
374,017 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
11
Shares
3,509,917
Rows available
11
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
8
Q3 2020 holders
11
Holder diff
3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend