TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 7,393,208
- Share change
- +81,699
- Total reported value
- $117,106,999
- Put/Call ratio
- 83%
- Price per share
- $15.84
- Number of holders
- 77
- Value change
- +$1,327,565
- Number of buys
- 40
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,794,007
|
$27,251,000 | — | 30 Jun 2021 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,170,600
|
$17,781,000 | — | 30 Jun 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
464,837
|
$7,061,000 | — | 30 Jun 2021 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
356,484
|
$5,415,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
229,229
|
$3,482,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
215,692
|
$3,276,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
213,439
|
$3,242,000 | — | 30 Jun 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
206,586
|
$3,138,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
202,319
|
$3,074,000 | — | 30 Jun 2021 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
197,295
|
$2,995,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
185,325
|
$2,815,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
181,804
|
$2,762,000 | — | 30 Jun 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
177,679
|
$2,699,000 | — | 30 Jun 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
165,341
|
$2,512,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
130,290
|
$1,979,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
120,864
|
$1,836,000 | — | 30 Jun 2021 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
109,417
|
$1,662,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
90,046
|
$1,368,000 | — | 30 Jun 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
78,860
|
$1,198,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
73,496
|
$1,116,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
71,509
|
$1,086,000 | — | 30 Jun 2021 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
70,148
|
$1,066,000 | — | 30 Jun 2021 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
56,798
|
$863,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
54,278
|
$824,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
53,286
|
$809,000 | — | 30 Jun 2021 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
52,927
|
$804,000 | — | 30 Jun 2021 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
47,800
|
$726,000 | — | 30 Jun 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
46,048
|
$699,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
38,596
|
$586,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
33,990
|
$516,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
32,357
|
$491,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
21,528
|
$327,000 | — | 30 Jun 2021 | |
| ZEKE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
21,395
|
$325,000 | — | 30 Jun 2021 | |
| BEL AIR INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
21,300
|
$324,000 | — | 30 Jun 2021 | |
| Sargent Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
20,500
|
$311,000 | — | 30 Jun 2021 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
20,487
|
$311,000 | — | 30 Jun 2021 | |
| Capital Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
19,900
|
$302,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
19,583
|
$297,000 | — | 30 Jun 2021 | |
| SVB WEALTH LLC |
13F
|
Company |
—
class O/S missing
|
19,177
|
$292,000 | — | 30 Jun 2021 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,000
|
$258,000 | — | 30 Jun 2021 | |
| EAGLE GLOBAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
16,370
|
$249,000 | — | 30 Jun 2021 | |
| Lebenthal Global Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
16,348
|
$248,000 | — | 30 Jun 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
16,160
|
$245,000 | — | 30 Jun 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,700
|
$238,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
15,012
|
$228,000 | — | 30 Jun 2021 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
14,359
|
$218,000 | — | 30 Jun 2021 | |
| Caprock Group, LLC |
13F
|
Company |
—
class O/S missing
|
14,000
|
$213,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
13,520
|
$205,000 | — | 30 Jun 2021 | |
| MONTAG A & ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
11,500
|
$175,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
11,242
|
$171,000 | — | 30 Jun 2021 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q3 2021
As of 30 Sep 2021,
TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,393,208 shares.
The largest 10 holders included
GOLDMAN SACHS GROUP INC, Clearbridge Investments, LLC, VAN ECK ASSOCIATES CORP, Sound Income Strategies, LLC, Advisors Asset Management, Inc., BlackRock Inc., Baird Financial Group, Inc., ALLIANCEBERNSTEIN L.P., Neuberger Berman Group LLC, and MORGAN STANLEY.
This page lists
77
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
75
Q3 2021 holders
77
Holder diff
2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.