TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 8,115,691
- Share change
- +1,315,920
- Total reported value
- $110,294,103
- Price per share
- $13.59
- Number of holders
- 53
- Value change
- +$18,026,961
- Number of buys
- 31
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,594,007
|
$19,814,000 | — | 30 Jun 2018 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,183,425
|
$14,710,000 | — | 30 Jun 2018 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
695,171
|
$8,641,000 | — | 30 Jun 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
454,393
|
$5,648,000 | — | 30 Jun 2018 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
371,065
|
$4,612,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
318,202
|
$3,956,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
224,644
|
$2,792,000 | — | 30 Jun 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
217,800
|
$2,707,000 | — | 30 Jun 2018 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
208,453
|
$2,591,000 | — | 30 Jun 2018 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
170,693
|
$2,332,000 | — | 30 Jun 2018 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
178,221
|
$2,215,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
139,578
|
$1,735,000 | — | 30 Jun 2018 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
122,711
|
$1,525,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
101,477
|
$1,262,000 | — | 30 Jun 2018 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
91,578
|
$1,138,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
70,805
|
$880,000 | — | 30 Jun 2018 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
69,078
|
$859,000 | — | 30 Jun 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
63,500
|
$789,000 | — | 30 Jun 2018 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
59,007
|
$733,000 | — | 30 Jun 2018 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
48,132
|
$598,000 | — | 30 Jun 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
47,543
|
$591,000 | — | 30 Jun 2018 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
46,770
|
$581,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
46,406
|
$577,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
45,292
|
$563,000 | — | 30 Jun 2018 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
42,600
|
$530,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
32,608
|
$405,000 | — | 30 Jun 2018 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
31,241
|
$388,000 | — | 30 Jun 2018 | |
| Versant Capital Management, Inc |
13F
|
Company |
—
class O/S missing
|
31,145
|
$387,000 | — | 30 Jun 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
22,359
|
$278,000 | — | 30 Jun 2018 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
19,000
|
$236,000 | — | 30 Jun 2018 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
9,745
|
$133,000 | — | 30 Jun 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
9,373
|
$117,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
7,635
|
$95,000 | — | 30 Jun 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
5,536
|
$69,000 | — | 30 Jun 2018 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
4,547
|
$57,000 | — | 30 Jun 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
4,278
|
$53,000 | — | 30 Jun 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,825
|
$35,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
2,212
|
$28,000 | — | 30 Jun 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
2,088
|
$26,000 | — | 30 Jun 2018 | |
| RAMSEY QUANTITATIVE SYSTEMS |
13F
|
Company |
—
class O/S missing
|
1,699
|
$21,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$12,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
750
|
$9,000 | — | 30 Jun 2018 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
500
|
$6,000 | — | 30 Jun 2018 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
296
|
$4,000 | — | 30 Jun 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$3,000 | — | 30 Jun 2018 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
—
class O/S missing
|
225
|
$3,000 | — | 30 Jun 2018 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
183
|
$2,000 | — | 30 Jun 2018 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
—
class O/S missing
|
175
|
$2,000 | — | 30 Jun 2018 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.