TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 5,960,408
- Share change
- -165,549
- Total reported value
- $79,869,143
- Price per share
- $13.40
- Number of holders
- 42
- Value change
- -$2,187,567
- Number of buys
- 20
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,261,951
|
$16,797,000 | — | 30 Jun 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
718,570
|
$9,564,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
717,696
|
$9,553,000 | — | 30 Jun 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
507,169
|
$6,750,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
392,560
|
$5,225,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
286,728
|
$3,817,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
226,915
|
$3,020,000 | — | 30 Jun 2017 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
224,873
|
$2,993,000 | — | 30 Jun 2017 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
212,540
|
$2,829,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
191,000
|
$2,542,000 | — | 30 Jun 2017 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
170,918
|
$2,275,000 | — | 30 Jun 2017 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
122,711
|
$1,633,000 | — | 30 Jun 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
111,269
|
$1,484,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
108,036
|
$1,438,000 | — | 30 Jun 2017 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
103,668
|
$1,379,821 | — | 30 Jun 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
85,000
|
$1,131,000 | — | 30 Jun 2017 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
76,328
|
$1,016,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
63,909
|
$851,000 | — | 30 Jun 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
52,178
|
$694,000 | — | 30 Jun 2017 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
50,400
|
$671,000 | — | 30 Jun 2017 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
49,717
|
$662,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
48,471
|
$645,000 | — | 30 Jun 2017 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
47,703
|
$635,000 | — | 30 Jun 2017 | |
| Marshall Wace North America L.P. |
13F
|
Company |
—
class O/S missing
|
43,462
|
$565,000 | — | 30 Jun 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
32,721
|
$436,000 | — | 30 Jun 2017 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
30,719
|
$409,000 | — | 30 Jun 2017 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
—
class O/S missing
|
28,575
|
$381,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
26,621
|
$354,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
22,493
|
$299,000 | — | 30 Jun 2017 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
19,000
|
$253,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
18,238
|
$242,000 | — | 30 Jun 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
16,900
|
$225,000 | — | 30 Jun 2017 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
15,800
|
$210,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
15,717
|
$209,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
8,751
|
$116,000 | — | 30 Jun 2017 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
5,210
|
$69,000 | — | 30 Jun 2017 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,847
|
$51,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,840
|
$38,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
2,366
|
$32,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
1,932
|
$26,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
1,650
|
$22,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,217
|
$16,000 | — | 30 Jun 2017 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
750
|
$10,000 | — | 30 Jun 2017 | |
| Acrospire Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
685
|
$9,000 | — | 30 Jun 2017 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
364
|
$5,000 | — | 30 Jun 2017 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
—
class O/S missing
|
325
|
$4,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
279
|
$4,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
254
|
$3,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
200
|
$3,000 | — | 30 Jun 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
—
class O/S missing
|
195
|
$3,000 | — | 30 Jun 2017 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q3 2017
As of 30 Sep 2017,
TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,960,408 shares.
The largest 10 holders included
Clearbridge Investments, LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, Advisors Asset Management, Inc., ARES MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, UBS Group AG, PUTNAM INVESTMENTS LLC, ALLIANCEBERNSTEIN L.P., GUGGENHEIM CAPITAL LLC, and BANK OF MONTREAL /CAN/.
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
50
Q3 2017 holders
42
Holder diff
-8
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.