TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 9,690,218
- Share change
- -44,428
- Total reported value
- $98,288,000
- Price per share
- $10.14
- Number of holders
- 44
- Value change
- -$1,893,653
- Number of buys
- 20
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,411,359
|
$19,025,000 | — | 30 Jun 2015 | |
| Philadelphia Financial Management of San Francisco, LLC |
13F
|
Company |
—
class O/S missing
|
1,252,944
|
$16,890,000 | — | 30 Jun 2015 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
738,397
|
$9,954,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
562,222
|
$7,579,000 | — | 30 Jun 2015 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
499,949
|
$6,739,000 | — | 30 Jun 2015 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
494,207
|
$6,662,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
452,644
|
$6,101,000 | — | 30 Jun 2015 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
413,593
|
$5,575,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
395,682
|
$5,334,000 | — | 30 Jun 2015 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
—
class O/S missing
|
378,614
|
$5,104,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
346,934
|
$4,677,000 | — | 30 Jun 2015 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
300,000
|
$4,044,000 | — | 30 Jun 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
236,770
|
$3,191,000 | — | 30 Jun 2015 | |
| SCHOLTZ & COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
232,500
|
$3,134,000 | — | 30 Jun 2015 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
220,338
|
$2,970,000 | — | 30 Jun 2015 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
201,394
|
$2,715,000 | — | 30 Jun 2015 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
186,400
|
$2,513,000 | — | 30 Jun 2015 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
173,887
|
$2,344,000 | — | 30 Jun 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
171,627
|
$2,314,000 | — | 30 Jun 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
124,502
|
$1,678,000 | — | 30 Jun 2015 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
114,266
|
$1,541,000 | — | 30 Jun 2015 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
113,878
|
$1,535,000 | — | 30 Jun 2015 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
89,700
|
$1,209,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
72,072
|
$972,000 | — | 30 Jun 2015 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
68,310
|
$921,000 | — | 30 Jun 2015 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
67,910
|
$915,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
64,270
|
$866,000 | — | 30 Jun 2015 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
62,165
|
$838,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
52,700
|
$710,000 | — | 30 Jun 2015 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
36,000
|
$485,000 | — | 30 Jun 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
35,233
|
$475,000 | — | 30 Jun 2015 | |
| BLACKTHORN INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
27,450
|
$370,000 | — | 30 Jun 2015 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
—
class O/S missing
|
21,177
|
$285,000 | — | 30 Jun 2015 | |
| Yellowstone Partners, LLC |
13F
|
Company |
—
class O/S missing
|
21,133
|
$285,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
19,594
|
$264,000 | — | 30 Jun 2015 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
19,543
|
$263,000 | — | 30 Jun 2015 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
15,860
|
$214,000 | — | 30 Jun 2015 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
14,000
|
$189,000 | — | 30 Jun 2015 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
13,847
|
$187,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
6,574
|
$89,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$27,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
1,952
|
$26,000 | — | 30 Jun 2015 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
500
|
$7,000 | — | 30 Jun 2015 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
200
|
$3,000 | — | 30 Jun 2015 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
200
|
$2,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
149
|
$2,000 | — | 30 Jun 2015 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
56
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q3 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.