TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 7,673,111
- Share change
- +95,425
- Total reported value
- $112,102,000
- Price per share
- $14.61
- Number of holders
- 40
- Value change
- +$1,392,857
- Number of buys
- 20
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Philadelphia Financial Management of San Francisco, LLC |
13F
|
Company |
—
class O/S missing
|
979,768
|
$16,049,000 | — | 30 Jun 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
880,566
|
$14,424,000 | — | 30 Jun 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
584,861
|
$9,580,000 | — | 30 Jun 2014 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
479,471
|
$7,854,000 | — | 30 Jun 2014 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
434,600
|
$7,119,000 | — | 30 Jun 2014 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
405,810
|
$6,647,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
309,792
|
$5,075,000 | — | 30 Jun 2014 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
—
class O/S missing
|
280,177
|
$4,589,000 | — | 30 Jun 2014 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
274,299
|
$4,493,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
249,408
|
$4,085,000 | — | 30 Jun 2014 | |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
248,196
|
$4,065,000 | — | 30 Jun 2014 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
244,992
|
$4,013,000 | — | 30 Jun 2014 | |
| SCHOLTZ & COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
236,600
|
$3,876,000 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
224,925
|
$3,684,000 | — | 30 Jun 2014 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
223,564
|
$3,662,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
175,693
|
$2,878,000 | — | 30 Jun 2014 | |
| BARDIN HILL MANAGEMENT PARTNERS LP |
13F
|
Company |
—
class O/S missing
|
175,000
|
$2,867,000 | — | 30 Jun 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
126,820
|
$2,077,000 | — | 30 Jun 2014 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
126,820
|
$2,077,000 | — | 30 Jun 2014 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
125,000
|
$2,048,000 | — | 30 Jun 2014 | |
| Pine River Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
110,000
|
$1,802,000 | — | 30 Jun 2014 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
108,341
|
$1,775,000 | — | 30 Jun 2014 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
91,511
|
$1,499,000 | — | 30 Jun 2014 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
89,900
|
$1,473,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
78,758
|
$1,290,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
58,150
|
$952,000 | — | 30 Jun 2014 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
—
class O/S missing
|
55,000
|
$901,000 | — | 30 Jun 2014 | |
| Grisanti Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
46,480
|
$761,000 | — | 30 Jun 2014 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
40,228
|
$659,000 | — | 30 Jun 2014 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
30,000
|
$492,000 | — | 30 Jun 2014 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
28,358
|
$464,000 | — | 30 Jun 2014 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
19,000
|
$311,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
16,458
|
$269,000 | — | 30 Jun 2014 | |
| Yellowstone Partners, LLC |
13F
|
Company |
—
class O/S missing
|
12,800
|
$210,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
5,940
|
$98,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
400
|
$7,000 | — | 30 Jun 2014 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q3 2014
As of 30 Sep 2014,
TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,673,111 shares.
The largest 10 holders included
Philadelphia Financial Management of San Francisco, LLC, Clearbridge Investments, LLC, Neuberger Berman Group LLC, PUTNAM INVESTMENTS LLC, PRICE T ROWE ASSOCIATES INC /MD/, PIONEER INVESTMENT MANAGEMENT INC, Ameriprise Financial Inc, WELLS FARGO & COMPANY/MN, CONFLUENCE INVESTMENT MANAGEMENT LLC, and Alyeska Investment Group, L.P..
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
36
Q3 2014 holders
40
Holder diff
4
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.