Security key
89148K200
TORTOISE ENERGY INDEPENDENCE FUND, INC. - Common Shares, $0.001 par value (NDP)
CUSIP: 89148K200
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 539,832
- Total 13F value
- $5,454,000
- Share change
- +59,496
- SEC-reported price per share
- $9.94
- Number of holders
- 18
- Value change
- +$543,693
- Number of buys
- 8
- Number of sells
- 11
Report period
Q3 2020
Institutions
18
Top holders
10
NDP full security history
Ownership snapshot
Full 13F holder table
TORTOISE ENERGY INDEPENDENCE FUND, INC. SEC filings
Broader feeds
Ownership snapshot
Top reported holders of NDP - TORTOISE ENERGY INDEPENDENCE FUND, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Aristides Capital LLC
Disclosed value leader
Aristides Capital LLC
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $1,399,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Aristides Capital LLC has the largest disclosed position value at $1.4M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Aristides Capital LLC's linked filing trail.
Disclosed position value
Top 5
Aristides Capital LLC
$1.4M
Private Advisor Group, LLC
$703K
WOLVERINE ASSET MANAGEMENT LLC
$503K
Arete Wealth Advisors, LLC
$483K
CSS LLC/IL
$475K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Aristides Capital LLC |
13F
Company
|
—
class O/S missing
|
$1,399,000
120,043 shares
|
— | 30 Jun 2020 |
| Private Advisor Group, LLC |
13F
Company
|
—
class O/S missing
|
$703,000
60,286 shares
|
— | 30 Jun 2020 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$503,000
43,211 shares
|
— | 30 Jun 2020 |
| Arete Wealth Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$483,000
41,472 shares
|
— | 30 Jun 2020 |
| CSS LLC/IL |
13F
Company
|
—
class O/S missing
|
$475,000
40,797 shares
|
— | 30 Jun 2020 |
| Almitas Capital LLC |
13F
Company
|
—
class O/S missing
|
$439,000
37,698 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
18
Shares
539,832
Rows available
18
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
18
Q3 2020 holders
18
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|