Security key
880198106
Saba Capital Income & Opportunities Fund II - Common Stock (SABA)
CUSIP: 880198106
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 27,221,228
- Total 13F shares
- 40,548,251
- Share change
- -104,831
- Total reported value
- $248,944,424
- Price per share
- $6.14
- Number of holders
- 129
- Value change
- -$684,808
- Number of buys
- 46
- Number of sells
- 47
Report period
Q3 2019
Institutions
129
Top holders
10
SABA full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Saba Capital Income & Opportunities Fund II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 880198106
Recent filing periods:
Top shareholders of SABA - Saba Capital Income & Opportunities Fund II - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
20%
|
5,488,809
|
$34,799,000 | — | 30 Jun 2019 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
12%
|
3,244,712
|
$20,636,000 | — | 30 Jun 2019 | |
| FRONTIER INVESTMENT MGMT CO |
13F
|
Company |
12%
|
3,210,010
|
$20,416,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
3,182,771
|
$20,243,000 | — | 30 Jun 2019 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
7.7%
|
2,097,526
|
$13,340,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
6.8%
|
1,851,976
|
$11,779,000 | — | 30 Jun 2019 | |
| JNBA Financial Advisors |
13F
|
Company |
5%
|
1,374,479
|
$8,742,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
5%
|
1,371,982
|
$8,726,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
4%
|
1,101,420
|
$7,005,000 | — | 30 Jun 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
4%
|
1,092,272
|
$6,930,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.5%
|
957,632
|
$6,091,000 | — | 30 Jun 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
3.4%
|
915,708
|
$5,824,000 | — | 30 Jun 2019 | |
| Evanson Asset Management, LLC |
13F
|
Company |
3.3%
|
904,018
|
$5,750,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
3.3%
|
901,991
|
$5,736,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.2%
|
883,133
|
$5,617,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2.8%
|
766,100
|
$4,873,000 | — | 30 Jun 2019 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
2.7%
|
724,612
|
$4,609,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.6%
|
717,154
|
$4,554,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
577,817
|
$3,675,000 | — | 30 Jun 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
2.1%
|
561,655
|
$3,576,000 | — | 30 Jun 2019 | |
| KCS Wealth Advisory |
13F
|
Company |
2%
|
545,918
|
$3,472,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
2%
|
532,357
|
$3,385,000 | — | 30 Jun 2019 | |
| Windsor Capital Management, LLC |
13F
|
Company |
1.7%
|
456,283
|
$2,901,000 | — | 30 Jun 2019 | |
| Vivaldi Capital Management LP |
13F
|
Company |
1.6%
|
442,989
|
$2,817,000 | — | 30 Jun 2019 | |
| GREATMARK INVESTMENT PARTNERS, INC. |
13F
|
Company |
1.5%
|
403,315
|
$2,565,000 | — | 30 Jun 2019 | |
| Family Firm, Inc. |
13F
|
Company |
1.3%
|
354,957
|
$2,258,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
333,569
|
$2,122,000 | — | 30 Jun 2019 | |
| Altman Advisors, Inc. |
13F
|
Company |
1.1%
|
298,601
|
$1,899,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
1%
|
282,424
|
$1,796,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1%
|
278,100
|
$1,769,000 | — | 30 Jun 2019 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.96%
|
262,060
|
$1,669,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.88%
|
239,900
|
$1,526,000 | — | 30 Jun 2019 | |
| HBK Sorce Advisory LLC |
13F
|
Company |
0.86%
|
234,955
|
$1,494,000 | — | 30 Jun 2019 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.76%
|
207,013
|
$1,317,000 | — | 30 Jun 2019 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.7%
|
191,736
|
$1,217,000 | — | 30 Jun 2019 | |
| Ledyard National Bank |
13F
|
Company |
0.68%
|
186,000
|
$1,183,000 | — | 30 Jun 2019 | |
| IFG Advisory, LLC |
13F
|
Company |
0.6%
|
163,245
|
$1,038,000 | — | 30 Jun 2019 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
0.59%
|
161,600
|
$1,028,000 | — | 30 Jun 2019 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.55%
|
148,450
|
$944,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.53%
|
143,843
|
$915,000 | — | 30 Jun 2019 | |
| Hochman Cole Investment Advisors, Inc. |
13F
|
Company |
0.52%
|
141,151
|
$898,000 | — | 30 Jun 2019 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.51%
|
138,405
|
$880,000 | — | 30 Jun 2019 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.5%
|
137,354
|
$873,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.47%
|
127,739
|
$812,000 | — | 30 Jun 2019 | |
| ROWLAND CARMICHAEL ADVISORS INC /ADV |
13F
|
Company |
0.46%
|
126,500
|
$805,000 | — | 30 Jun 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.41%
|
112,668
|
$717,000 | — | 30 Jun 2019 | |
| Rock Point Advisors, LLC |
13F
|
Company |
0.3%
|
82,174
|
$523,000 | — | 30 Jun 2019 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.3%
|
81,962
|
$521,000 | — | 30 Jun 2019 | |
| Marble Harbor Investment Counsel, LLC |
13F
|
Company |
0.27%
|
73,390
|
$467,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
69,242
|
$440,000 | — | 30 Jun 2019 |
Institutional Holders of Saba Capital Income & Opportunities Fund II - Common Stock (SABA) as of Q3 2019
As of 30 Sep 2019,
Saba Capital Income & Opportunities Fund II - Common Stock (SABA) was held by
129 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
40,548,251 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, FRONTIER INVESTMENT MGMT CO, EVERGREEN CAPITAL MANAGEMENT LLC, Pekin Hardy Strauss, Inc., WELLS FARGO & COMPANY/MN, Invesco Ltd., AMERIPRISE FINANCIAL INC, MORGAN STANLEY, JNBA Financial Advisors, and Cambridge Investment Research Advisors, Inc..
This page lists
129
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
131
Q3 2019 holders
129
Holder diff
-2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.