Saba Capital Income & Opportunities Fund II - Common Stock (SABA)
CUSIP: 880198106
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 27,221,228
- Total 13F shares
- 37,797,246
- Share change
- +6,229,644
- Total reported value
- $254,779,264
- Price per share
- $6.74
- Number of holders
- 124
- Value change
- +$41,993,849
- Number of buys
- 48
- Number of sells
- 49
Quarterly Holders Quick Answers
What is CUSIP 880198106?
CUSIP 880198106 identifies SABA - Saba Capital Income & Opportunities Fund II - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 880198106:
Top shareholders of SABA - Saba Capital Income & Opportunities Fund II - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
14%
|
3,705,081
|
$24,898,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.3%
|
1,986,432
|
$13,349,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
1,863,986
|
$12,526,000 | — | 30 Jun 2017 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.6%
|
1,799,110
|
$12,090,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
5.7%
|
1,551,670
|
$10,427,000 | — | 30 Jun 2017 | |
| FRONTIER INVESTMENT MGMT CO |
13F
|
Company |
5.7%
|
1,546,908
|
$10,395,000 | — | 30 Jun 2017 | |
| Cornerstone Financial Partners, LLC |
13F
|
Company |
4.5%
|
1,217,988
|
$8,189,000 | — | 30 Jun 2017 | |
| Evanson Asset Management, LLC |
13F
|
Company |
4%
|
1,097,861
|
$7,378,000 | — | 30 Jun 2017 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
3.9%
|
1,064,493
|
$7,153,000 | — | 30 Jun 2017 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
3.8%
|
1,041,971
|
$7,002,000 | — | 30 Jun 2017 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
3.7%
|
1,008,203
|
$6,775,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
3.1%
|
856,407
|
$5,755,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.7%
|
723,944
|
$4,865,000 | — | 30 Jun 2017 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
2.5%
|
683,522
|
$4,594,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
2.5%
|
678,818
|
$4,562,000 | — | 30 Jun 2017 | |
| RB Capital Management, LLC |
13F
|
Company |
2.4%
|
655,181
|
$4,403,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.4%
|
642,991
|
$4,321,000 | — | 30 Jun 2017 | |
| Windsor Capital Management, LLC |
13F
|
Company |
2.2%
|
597,761
|
$4,016,000 | — | 30 Jun 2017 | |
| JNBA Financial Advisors |
13F
|
Company |
2%
|
554,615
|
$3,727,000 | — | 30 Jun 2017 | |
| BARCLAYS PLC |
13F
|
Company |
2%
|
540,168
|
$3,630,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.8%
|
484,636
|
$3,257,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
1.8%
|
476,731
|
$3,212,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
1.6%
|
448,856
|
$3,016,000 | — | 30 Jun 2017 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
1.5%
|
402,293
|
$2,703,000 | — | 30 Jun 2017 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
1.5%
|
398,297
|
$2,677,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.3%
|
356,586
|
$2,396,000 | — | 30 Jun 2017 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
1.2%
|
333,639
|
$2,242,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.1%
|
310,836
|
$2,089,000 | — | 30 Jun 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.82%
|
221,927
|
$1,491,000 | — | 30 Jun 2017 | |
| Matisse Capital |
13F
|
Company |
0.8%
|
218,306
|
$1,467,000 | — | 30 Jun 2017 | |
| Family Firm, Inc. |
13F
|
Company |
0.79%
|
213,838
|
$1,437,000 | — | 30 Jun 2017 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.69%
|
188,200
|
$1,265,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.67%
|
182,391
|
$1,226,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.64%
|
172,986
|
$1,162,000 | — | 30 Jun 2017 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
0.63%
|
171,701
|
$1,154,000 | — | 30 Jun 2017 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
0.54%
|
146,395
|
$984,000 | — | 30 Jun 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.51%
|
139,239
|
$936,000 | — | 30 Jun 2017 | |
| Elgethun Capital Management |
13F
|
Company |
0.5%
|
135,179
|
$908,000 | — | 30 Jun 2017 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.48%
|
129,409
|
$870,000 | — | 30 Jun 2017 | |
| GREATMARK INVESTMENT PARTNERS, INC. |
13F
|
Company |
0.46%
|
124,575
|
$837,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.45%
|
122,770
|
$824,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.44%
|
120,246
|
$808,000 | — | 30 Jun 2017 | |
| St. James Investment Company, LLC |
13F
|
Company |
0.39%
|
106,575
|
$716,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.37%
|
100,841
|
$679,000 | — | 30 Jun 2017 | |
| AE Wealth Management LLC |
13F
|
Company |
0.33%
|
90,123
|
$606,000 | — | 30 Jun 2017 | |
| Rock Point Advisors, LLC |
13F
|
Company |
0.31%
|
84,021
|
$565,000 | — | 30 Jun 2017 | |
| Marble Harbor Investment Counsel, LLC |
13F
|
Company |
0.27%
|
73,390
|
$493,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.27%
|
72,266
|
$486,000 | — | 30 Jun 2017 | |
| Transform Wealth, LLC |
13F
|
Company |
0.26%
|
71,881
|
$483,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.26%
|
70,104
|
$471,000 | — | 30 Jun 2017 |
Institutional Holders of Saba Capital Income & Opportunities Fund II - Common Stock (SABA) as of Q3 2017
As of 30 Sep 2017,
Saba Capital Income & Opportunities Fund II - Common Stock (SABA) was held by
124 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
37,797,246 shares.
The largest 10 holders included
EVERGREEN CAPITAL MANAGEMENT LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, FRONTIER INVESTMENT MGMT CO, Invesco Ltd., North Star Investment Management Corp., Cornerstone Financial Partners, LLC, and PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL.
This page lists
124
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
127
Q3 2017 holders
124
Holder diff
-3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.