Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 19,728,496
- Share change
- -2,591,104
- Total reported value
- $335,520,000
- Price per share
- $17.00
- Number of holders
- 49
- Value change
- -$43,976,060
- Number of buys
- 19
- Number of sells
- 25
Report period
Q4 2021
Institutions
49
Top holders
10
TDF full security history
Newer quarter: Q1 2022
Previous quarter: Q3 2021
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
39%
|
9,889,179
|
$177,807,000 | — | 30 Sep 2021 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
17%
|
4,346,395
|
$78,104,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
3,109,683
|
$55,881,000 | — | 30 Sep 2021 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.7%
|
422,669
|
$7,595,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
331,474
|
$5,957,000 | — | 30 Sep 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1%
|
250,825
|
$4,507,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.59%
|
149,662
|
$2,689,000 | — | 30 Sep 2021 | |
| WEBSTERROGERS FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.57%
|
142,500
|
$2,561,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.3%
|
74,908
|
$1,346,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
61,226
|
$1,100,000 | — | 30 Sep 2021 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.18%
|
45,905
|
$825,000 | — | 30 Sep 2021 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.15%
|
36,723
|
$660,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
34,118
|
$613,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
21,701
|
$390,000 | — | 30 Sep 2021 | |
| Stolper Co |
13F
|
Company |
0.09%
|
21,687
|
$390,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
20,147
|
$362,000 | — | 30 Sep 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.08%
|
19,454
|
$350,000 | — | 30 Sep 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.08%
|
19,231
|
$345,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
17,254
|
$310,000 | — | 30 Sep 2021 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.06%
|
16,042
|
$288,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
15,423
|
$277,000 | — | 30 Sep 2021 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.06%
|
14,179
|
$255,000 | — | 30 Sep 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.06%
|
14,140
|
$336,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
13,985
|
$251,000 | — | 30 Sep 2021 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.05%
|
12,857
|
$231,000 | — | 30 Sep 2021 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.05%
|
12,525
|
$225,000 | — | 30 Sep 2021 | |
| Triton Wealth Management, PLLC |
13F
|
Company |
0.04%
|
10,859
|
$201,000 | — | 30 Sep 2021 | |
| Advisor Resource Council |
13F
|
Company |
0.04%
|
10,257
|
$184,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
5,049
|
$90,000 | — | 30 Sep 2021 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
4,550
|
$82,000 | — | 30 Sep 2021 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,550
|
$81,764 | — | 30 Sep 2021 | |
| Westside Investment Management, Inc. |
13F
|
Company |
0.01%
|
2,650
|
$47,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
1,974
|
$35,000 | — | 30 Sep 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,500
|
$27,000 | — | 30 Sep 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
0.01%
|
1,302
|
$23,000 | — | 30 Sep 2021 | |
| Key FInancial Inc |
13F
|
Company |
0%
|
1,000
|
$18,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
987
|
$18,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
641
|
$12,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
583
|
$10,000 | — | 30 Sep 2021 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0%
|
552
|
$10,000 | — | 30 Sep 2021 | |
| QUADRANT CAPITAL GROUP LLC |
13F
|
Company |
0%
|
550
|
$10,000 | — | 30 Sep 2021 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
500
|
$9,000 | — | 30 Sep 2021 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
406
|
$7,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
400
|
$7,000 | — | 30 Sep 2021 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0%
|
227
|
$4,000 | — | 30 Sep 2021 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
174
|
$3,000 | — | 30 Sep 2021 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
116
|
$2,000 | — | 30 Sep 2021 | |
| Spectrum Management Group, LLC |
13F
|
Company |
0%
|
113
|
$2,000 | — | 30 Sep 2021 | |
| SOA Wealth Advisors, LLC. |
13F
|
Company |
0%
|
107
|
$1,000 | — | 30 Sep 2021 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q4 2021
As of 31 Dec 2021,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,728,496 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, Allspring Global Investments Holdings, LLC, Uncommon Cents Investing LLC, 1607 Capital Partners, LLC, MORGAN STANLEY, WEBSTERROGERS FINANCIAL ADVISORS, LLC, BANK OF AMERICA CORP /DE/, FLAGSHIP HARBOR ADVISORS, LLC, and ROYAL BANK OF CANADA.
This page lists
49
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
48
Q4 2021 holders
49
Holder diff
1
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.