Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 20,518,801
- Share change
- +547,036
- Total reported value
- $414,024,819
- Price per share
- $20.18
- Number of holders
- 60
- Value change
- +$11,363,032
- Number of buys
- 22
- Number of sells
- 34
Report period
Q2 2020
Institutions
60
Top holders
10
TDF full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
43%
|
10,835,225
|
$185,120,000 | — | 31 Mar 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
3,615,455
|
$61,643,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
10%
|
2,619,981
|
$44,671,000 | — | 31 Mar 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.9%
|
732,778
|
$12,494,000 | — | 31 Mar 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.5%
|
381,889
|
$6,511,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
301,901
|
$5,148,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.81%
|
204,762
|
$3,492,000 | — | 31 Mar 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
0.64%
|
159,998
|
$2,728,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.61%
|
154,091
|
$2,627,000 | — | 31 Mar 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.32%
|
80,252
|
$1,368,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
49,422
|
$843,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.19%
|
48,667
|
$830,000 | — | 31 Mar 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.17%
|
41,962
|
$715,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.16%
|
41,161
|
$705,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
35,767
|
$610,000 | — | 31 Mar 2020 | |
| Walleye Capital LLC |
13F
|
Company |
0.14%
|
35,147
|
$599,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
33,867
|
$577,000 | — | 31 Mar 2020 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.12%
|
31,011
|
$528,000 | — | 31 Mar 2020 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.12%
|
30,557
|
$521,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.12%
|
30,399
|
$518,000 | — | 31 Mar 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.11%
|
28,182
|
$481,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.11%
|
26,959
|
$459,000 | — | 31 Mar 2020 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.09%
|
23,395
|
$399,000 | — | 31 Mar 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
22,922
|
$390,000 | — | 31 Mar 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.09%
|
22,046
|
$376,000 | — | 31 Mar 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.09%
|
21,995
|
$375,000 | — | 31 Mar 2020 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.08%
|
19,030
|
$324,000 | — | 31 Mar 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,000
|
$290,000 | — | 31 Mar 2020 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.07%
|
16,690
|
$285,000 | — | 31 Mar 2020 | |
| Walleye Trading LLC |
13F
|
Company |
0.06%
|
14,400
|
$246,000 | — | 31 Mar 2020 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.06%
|
14,362
|
$245,000 | — | 31 Mar 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.05%
|
13,732
|
$234,000 | — | 31 Mar 2020 | |
| Regent Investment Management LLC |
13F
|
Company |
0.05%
|
12,500
|
$213,000 | — | 31 Mar 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.05%
|
12,347
|
$211,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
11,915
|
$203,000 | — | 31 Mar 2020 | |
| Almitas Capital LLC |
13F
|
Company |
0.04%
|
10,925
|
$186,000 | — | 31 Mar 2020 | |
| FLPUTNAM INVESTMENT MANAGEMENT CO |
13F
|
Company |
0.04%
|
10,776
|
$184,000 | — | 31 Mar 2020 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.04%
|
10,325
|
$176,000 | — | 31 Mar 2020 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
4,550
|
$78,000 | — | 31 Mar 2020 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,550
|
$77,578 | — | 31 Mar 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
3,950
|
$67,000 | — | 31 Mar 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
3,632
|
$62,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
3,627
|
$62,000 | — | 31 Mar 2020 | |
| Westside Investment Management, Inc. |
13F
|
Company |
0.01%
|
2,650
|
$45,000 | — | 31 Mar 2020 | |
| Filbrandt Wealth Management, LLC |
13F
|
Company |
0.01%
|
2,379
|
$41,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
2,083
|
$34,000 | — | 31 Mar 2020 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.01%
|
2,000
|
$34,000 | — | 31 Mar 2020 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
1,700
|
$29,000 | — | 31 Mar 2020 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0.01%
|
1,299
|
$22,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,041
|
$18,000 | — | 31 Mar 2020 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q2 2020
As of 30 Jun 2020,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
20,518,801 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Uncommon Cents Investing LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Karpus Management, Inc., Karpus Management, Inc., and Cornerstone Advisors, LLC.
This page lists
60
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
63
Q2 2020 holders
60
Holder diff
-3
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.