Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 18,947,604
- Share change
- -473,104
- Total reported value
- $333,717,689
- Price per share
- $17.63
- Number of holders
- 63
- Value change
- -$8,434,342
- Number of buys
- 18
- Number of sells
- 31
Report period
Q3 2016
Institutions
63
Top holders
10
TDF full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
38%
|
9,539,129
|
$165,456,000 | — | 30 Jun 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
15%
|
3,866,853
|
$66,973,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
2,976,449
|
$51,576,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.7%
|
676,919
|
$11,730,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
345,830
|
$5,993,000 | — | 30 Jun 2016 | |
| ZWEIG ADVISERS LLC |
13F
|
Company |
0.96%
|
241,000
|
$4,365,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.8%
|
200,672
|
$3,477,000 | — | 30 Jun 2016 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.77%
|
194,882
|
$3,376,000 | — | 30 Jun 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.61%
|
152,658
|
$2,639,000 | — | 30 Jun 2016 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.38%
|
96,415
|
$1,671,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.31%
|
78,818
|
$1,365,000 | — | 30 Jun 2016 | |
| Cornerstone Capital, Inc. |
13F
|
Company |
0.31%
|
77,102
|
$1,336,000 | — | 30 Jun 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.29%
|
73,200
|
$1,268,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.26%
|
66,002
|
$1,148,000 | — | 30 Jun 2016 | |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
|
Company |
0.26%
|
65,376
|
$1,133,000 | — | 30 Jun 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
0.24%
|
61,185
|
$1,060,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
54,567
|
$945,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
52,196
|
$904,000 | — | 30 Jun 2016 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.2%
|
49,303
|
$854,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
47,169
|
$817,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.18%
|
44,077
|
$763,000 | — | 30 Jun 2016 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
0.16%
|
39,625
|
$689,475 | — | 30 Jun 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.14%
|
35,307
|
$612,000 | — | 30 Jun 2016 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.13%
|
33,344
|
$578,000 | — | 30 Jun 2016 | |
| Regent Investment Management LLC |
13F
|
Company |
0.1%
|
24,650
|
$427,000 | — | 30 Jun 2016 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.1%
|
24,402
|
$423,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
22,228
|
$381,000 | — | 30 Jun 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.09%
|
21,811
|
$378,000 | — | 30 Jun 2016 | |
| Matisse Capital |
13F
|
Company |
0.07%
|
17,966
|
$311,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,500
|
$302,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.07%
|
17,071
|
$296,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
16,095
|
$279,000 | — | 30 Jun 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.06%
|
15,001
|
$260,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
14,401
|
$250,000 | — | 30 Jun 2016 | |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
|
Company |
0.06%
|
13,920
|
$241,000 | — | 30 Jun 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.06%
|
13,919
|
$241,000 | — | 30 Jun 2016 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.05%
|
13,500
|
$234,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
13,059
|
$224,000 | — | 30 Jun 2016 | |
| M&T BANK CORP |
13F
|
Company |
0.04%
|
11,314
|
$196,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.04%
|
11,197
|
$194,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
9,500
|
$164,000 | — | 30 Jun 2016 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.03%
|
7,450
|
$129,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
6,643
|
$116,000 | — | 30 Jun 2016 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0.02%
|
5,232
|
$91,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
4,450
|
$77,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,363
|
$75,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
3,538
|
$61,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
3,531
|
$61,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
3,505
|
$60,000 | — | 30 Jun 2016 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
0.01%
|
3,000
|
$52,000 | — | 30 Jun 2016 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q3 2016
As of 30 Sep 2016,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
63 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,947,604 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, SII INVESTMENTS INC/WI, Deschutes Portfolio Strategy, LLC, NORTH STAR ASSET MANAGEMENT INC, and CITIGROUP INC.
This page lists
63
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
67
Q3 2016 holders
63
Holder diff
-4
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.