Security key
87978U108
Tempest Therapeutics, Inc. - Common Stock, par value $0.001 per share (TPST)
CUSIP: 87978U108
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 14,815,636
- Total 13F shares
- 3,411,773
- Share change
- -415,666
- Total reported value
- $1,049,205
- Price per share
- $0.31
- Number of holders
- 24
- Value change
- -$338,780
- Number of buys
- 8
- Number of sells
- 10
Report period
Q3 2023
Institutions
24
Top holders
10
TPST full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Tempest Therapeutics, Inc. SEC filings
Tempest Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 87978U108
Recent filing periods:
Top shareholders of TPST - Tempest Therapeutics, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| EcoR1 Capital, LLC |
13F
|
Company |
7.6%
|
1,123,434
|
$1,426,761 | — | 30 Jun 2023 | |
| FMR LLC |
13F
|
Company |
4.4%
|
647,898
|
$822,830 | — | 30 Jun 2023 | |
| Rock Springs Capital Management LP |
13F
3/4/5
|
Company · 10%+ Owner |
3.6%
|
536,214
|
$680,992 | — | 30 Jun 2023 | |
| AIGH Capital Management LLC |
13F
|
Company |
2.7%
|
406,250
|
$515,938 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.1%
|
309,840
|
$393,497 | — | 30 Jun 2023 | |
| SECTORAL ASSET MANAGEMENT INC |
13F
|
Company |
1.5%
|
219,394
|
$278,630 | — | 30 Jun 2023 | |
| FIL Ltd |
13F
|
Company |
0.87%
|
129,579
|
$164,565 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.7%
|
103,401
|
$131,000 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.69%
|
102,244
|
$129,849 | — | 30 Jun 2023 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.69%
|
101,550
|
$128,969 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.56%
|
83,073
|
$105,503 | — | 30 Jun 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.11%
|
15,977
|
$20,291 | — | 30 Jun 2023 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.1%
|
14,555
|
$18,485 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.09%
|
13,553
|
$17,212 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.07%
|
10,331
|
$13,120 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.06%
|
8,681
|
$11,025 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
800
|
$1,016 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
465
|
$591 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
100
|
$127 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
78
|
$99 | — | 30 Jun 2023 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
13
|
$15 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
9
|
$11 | — | 30 Jun 2023 | |
| Versant Vantage II, L.P. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
2,118,644
|
$10,127,118 | — | 29 Apr 2022 | |
| Thomas W. Dubensky |
3/4/5
|
President, Director |
—
class O/S missing
|
102,700
|
— | — | 03 Jan 2023 | |
| Pierre Lorenzo |
3/4/5
|
Corporate Controller |
—
class O/S missing
|
8,477
|
— | — | 21 Jun 2022 | |
| Stella Xu |
3/4/5
|
Director |
—
class O/S missing
|
6,635
|
— | — | 01 Jul 2021 | |
| Thomas Woiwode |
3/4/5
|
Director |
—
class O/S missing
|
3,500
|
— | — | 17 Jun 2022 |
Institutional Holders of Tempest Therapeutics, Inc. - Common Stock, par value $0.001 per share (TPST) as of Q3 2023
As of 30 Sep 2023,
Tempest Therapeutics, Inc. - Common Stock, par value $0.001 per share (TPST) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,411,773 shares.
The largest 10 holders included
EcoR1 Capital, LLC, FMR LLC, Rock Springs Capital Management LP, AIGH Capital Management LLC, VANGUARD GROUP INC, FIL Ltd, Worth Venture Partners, LLC, GEODE CAPITAL MANAGEMENT, LLC, RENAISSANCE TECHNOLOGIES LLC, and BlackRock Inc..
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
22
Q3 2023 holders
24
Holder diff
2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.