Security key
87911K100
- Type / Class
- Equity / Common
- Shares outstanding
- 29,948,325
- Total 13F shares
- 3,162,453
- Share change
- -42,249
- Total reported value
- $64,565,945
- Price per share
- $20.42
- Number of holders
- 53
- Value change
- -$620,909
- Number of buys
- 33
- Number of sells
- 23
Report period
Q3 2018
Institutions
53
Top holders
10
HQL full security history
Newer quarter: Q4 2018
Previous quarter: Q2 2018
abrdn Life Sciences Investors SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 87911K100
Recent filing periods:
Top shareholders of HQL - abrdn Life Sciences Investors - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2.1%
|
621,907
|
$11,686,000 | — | 30 Jun 2018 | |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
1.8%
|
541,725
|
$10,179,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
303,394
|
$5,701,000 | — | 30 Jun 2018 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.83%
|
248,074
|
$4,661,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.72%
|
217,120
|
$4,080,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.55%
|
164,318
|
$3,088,000 | — | 30 Jun 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.5%
|
151,146
|
$2,840,000 | — | 30 Jun 2018 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.21%
|
61,869
|
$1,163,000 | — | 30 Jun 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
60,362
|
$1,134,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
60,324
|
$1,133,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.19%
|
56,834
|
$1,092,000 | — | 30 Jun 2018 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.19%
|
56,022
|
$1,053,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.17%
|
51,567
|
$969,000 | — | 30 Jun 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.16%
|
47,371
|
$890,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.15%
|
44,563
|
$837,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.14%
|
41,990
|
$789,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
41,065
|
$772,000 | — | 30 Jun 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.13%
|
39,428
|
$741,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
36,323
|
$682,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.11%
|
33,626
|
$632,000 | — | 30 Jun 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.1%
|
30,940
|
$581,000 | — | 30 Jun 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.1%
|
29,657
|
$556,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
26,780
|
$503,000 | — | 30 Jun 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.08%
|
24,277
|
$456,000 | — | 30 Jun 2018 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.08%
|
24,032
|
$452,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
19,209
|
$361,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
18,960
|
$356,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
17,899
|
$336,000 | — | 30 Jun 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.04%
|
12,695
|
$238,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.04%
|
12,609
|
$237,000 | — | 30 Jun 2018 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.04%
|
12,594
|
$237,000 | — | 30 Jun 2018 | |
| Creative Planning |
13F
|
Company |
0.04%
|
11,574
|
$217,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
11,127
|
$209,000 | — | 30 Jun 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
10,704
|
$201,000 | — | 30 Jun 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.03%
|
10,217
|
$193,000 | — | 30 Jun 2018 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
10,130
|
$190,000 | — | 30 Jun 2018 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.02%
|
7,328
|
$137,000 | — | 30 Jun 2018 | |
| Ledyard National Bank |
13F
|
Company |
0.01%
|
3,905
|
$73,000 | — | 30 Jun 2018 | |
| Lee Financial Co |
13F
|
Company |
0.01%
|
3,500
|
$66,000 | — | 30 Jun 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
3,378
|
$63,000 | — | 30 Jun 2018 | |
| VALLEY NATIONAL ADVISERS INC |
13F
|
Company |
0.01%
|
3,029
|
$57,000 | — | 30 Jun 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
2,673
|
$50,000 | — | 30 Jun 2018 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
2,579
|
$51,000 | — | 30 Jun 2018 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.01%
|
2,476
|
$46,000 | — | 30 Jun 2018 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
2,250
|
$42,278 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,962
|
$37,000 | — | 30 Jun 2018 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.01%
|
1,530
|
$29,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,153
|
$21,000 | — | 30 Jun 2018 | |
| WASHINGTON TRUST Co |
13F
|
Company |
0%
|
1,050
|
$20,000 | — | 30 Jun 2018 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0%
|
956
|
$18,000 | — | 30 Jun 2018 |
Institutional Holders of abrdn Life Sciences Investors - Common (HQL) as of Q3 2018
As of 30 Sep 2018,
abrdn Life Sciences Investors - Common (HQL) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,162,453 shares.
The largest 10 holders included
MORGAN STANLEY, NEEDHAM INVESTMENT MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, FLAGSHIP HARBOR ADVISORS, LLC, WELLS FARGO & COMPANY/MN, Invesco Ltd., COHEN & STEERS INC, Claraphi Advisory Network, LLC, LPL Financial LLC, and Advisor Group, Inc..
This page lists
53
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
57
Q3 2018 holders
53
Holder diff
-4
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.