Security key
879105104
abrdn Healthcare Opportunities Fund - SHS (THQ)
CUSIP: 879105104
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / SHS
- Total 13F shares
- 5,416,162
- Share change
- -134,736
- Total reported value
- $86,208,345
- Price per share
- $15.91
- Number of holders
- 40
- Value change
- -$2,414,674
- Number of buys
- 17
- Number of sells
- 24
Report period
Q1 2016
Institutions
40
Top holders
10
THQ full security history
Newer quarter: Q2 2016
Previous quarter: Q4 2015
abrdn Healthcare Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 879105104
Recent filing periods:
Top shareholders of THQ - abrdn Healthcare Opportunities Fund - SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,914,257
|
$33,289,000 | — | 31 Dec 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
796,363
|
$13,849,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
497,935
|
$8,659,000 | — | 31 Dec 2015 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
487,298
|
$8,457,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
377,391
|
$6,563,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
296,240
|
$5,151,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
227,216
|
$3,951,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
190,850
|
$3,319,000 | — | 31 Dec 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
140,303
|
$2,440,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
133,826
|
$2,327,000 | — | 31 Dec 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
108,035
|
$1,879,000 | — | 31 Dec 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
87,746
|
$1,526,000 | — | 31 Dec 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
85,300
|
$1,483,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
68,892
|
$1,198,000 | — | 31 Dec 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
64,506
|
$1,122,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
61,891
|
$1,076,000 | — | 31 Dec 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
52,086
|
$906,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
50,945
|
$886,000 | — | 31 Dec 2015 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
39,321
|
$684,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
37,669
|
$655,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
36,055
|
$627,000 | — | 31 Dec 2015 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
34,640
|
$602,000 | — | 31 Dec 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
34,362
|
$597,000 | — | 31 Dec 2015 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
27,800
|
$483,000 | — | 31 Dec 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
23,500
|
$408,000 | — | 31 Dec 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
22,488
|
$391,000 | — | 31 Dec 2015 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
17,959
|
$312,000 | — | 31 Dec 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
17,932
|
$312,000 | — | 31 Dec 2015 | |
| Bison Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
16,717
|
$289,000 | — | 31 Dec 2015 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
13,000
|
$226,000 | — | 31 Dec 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
11,450
|
$199,000 | — | 31 Dec 2015 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
11,310
|
$197,000 | — | 31 Dec 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
10,326
|
$180,000 | — | 31 Dec 2015 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
10,219
|
$178,000 | — | 31 Dec 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$174,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
9,835
|
$171,000 | — | 31 Dec 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
—
class O/S missing
|
7,500
|
$130,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
6,792
|
$118,000 | — | 31 Dec 2015 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$26,000 | — | 31 Dec 2015 | |
| Sonora Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$17,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
733
|
$13,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
600
|
$10,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
510
|
$9,000 | — | 31 Dec 2015 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
250
|
$4,000 | — | 31 Dec 2015 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
—
class O/S missing
|
250
|
$4,000 | — | 31 Dec 2015 |
Institutional Holders of abrdn Healthcare Opportunities Fund - SHS (THQ) as of Q1 2016
As of 31 Mar 2016,
abrdn Healthcare Opportunities Fund - SHS (THQ) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,416,162 shares.
The largest 10 holders included
MORGAN STANLEY, Karpus Management, Inc., Thomas J. Herzfeld Advisors, Inc., UBS Group AG, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Advisors Asset Management, Inc., Raymond James Financial Services Advisors, Inc., and LPL Financial LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
45
Q1 2016 holders
40
Holder diff
-5
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.