TANZANIAN ROYALTY EXPL CORP - COM (TRX)

CUSIP: 87600U104

Q3 2017 13F Holders as of 30 Sep 2017

Share change
+179,871
SEC-reported price per share
$0.32
Number of holders
23
Value change
+$56,958
Number of buys
9
Number of sells
2

Security key

87600U104

Report period

Q3 2017

Institutions

23

Top holders

10

Ownership snapshot

Top reported holders of TRX - TANZANIAN ROYALTY EXPL CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
HighTower Advisors, LLC
Disclosed value leader
HighTower Advisors, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2017
13F Highest disclosed value: $95,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

HighTower Advisors, LLC has the largest disclosed position value at $95K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens HighTower Advisors, LLC's linked filing trail.
Disclosed position value Top 5
HighTower Advisors, LLC $95K
Virtu KCG Holdings LLC $55K
FIRST FOUNDATION ADVISORS $52K
Advisor Group, Inc. $50K
Commonwealth Equity Services, Inc $45K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
HighTower Advisors, LLC
13F
Company
13F
—
denominator unverified
$95,000
215,000 shares
— 30 Jun 2017
Virtu KCG Holdings LLC
13F
Company
13F
—
denominator unverified
$55,000
124,389 shares
— 30 Jun 2017
FIRST FOUNDATION ADVISORS
13F
Company
13F
—
denominator unverified
$52,000
117,371 shares
— 30 Jun 2017
Advisor Group, Inc.
13F
Company
13F
—
denominator unverified
$50,000
112,500 shares
— 30 Jun 2017
Commonwealth Equity Services, Inc
13F
Company
13F
—
denominator unverified
$45,000
102,565 shares
— 30 Jun 2017
Federation Des Caisses Desjardins du Quebec
13F
Individual
13F
—
denominator unverified
$35,346
80,509 shares
— 30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
23
Shares
1,042,994
Rows available
23
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
21
Q3 2017 holders
23
Holder diff
2
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %
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