Security key
87261Y114
TMC the metals Co Inc. - *W EXP 09/09/202 (TMCWW)
CUSIP: 87261Y114
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / *W EXP 09/09/202
- Total 13F shares
- 1,200,974
- Share change
- -274,976
- Total reported value
- $151,233
- Price per share
- $0.13
- Number of holders
- 8
- Value change
- -$30,342
- Number of sells
- 7
Report period
Q4 2023
Institutions
8
Top holders
8
TMCWW full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
TMC the metals Co Inc. SEC filings
TMC the metals Co Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 87261Y114
Recent filing periods:
Top shareholders of TMCWW - TMC the metals Co Inc. - *W EXP 09/09/202 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Scott Edward Leonard |
3/4/5
|
Director |
—
mixed-class rows
|
17,418,032
mixed-class rows
|
$9,214,304 | — | 13 Sep 2021 | |
| Scott Honour |
3/4/5
|
Former Director |
—
mixed-class rows
|
17,410,000
mixed-class rows
|
$9,203,220 | — | 09 Sep 2021 | |
| Sustainable Opportunities Holdings LLC |
3/4/5
|
Former 10% holder |
—
mixed-class rows
|
17,410,000
mixed-class rows
|
$9,203,220 | — | 09 Sep 2021 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.7%
|
7,268,800
|
$7,204,834 | — | 30 Sep 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.41%
|
1,792,778
|
$1,777,002 | — | 30 Sep 2023 | |
| Old West Investment Management, LLC |
13F
|
Company |
0.18%
|
796,615
|
$789,604 | — | 30 Sep 2023 | |
| Gina Stryker |
3/4/5
|
Director |
—
mixed-class rows
|
1,220,430
mixed-class rows
|
$721,722 | — | 24 Dec 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.15%
|
660,970
|
$655,153 | — | 30 Sep 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.14%
|
624,536
|
$619,000 | — | 30 Sep 2023 | |
| Gregory Stone |
3/4/5
|
Chief Ocean Scientist |
—
class O/S missing
|
333,290
|
$536,164 | — | 20 Nov 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.12%
|
520,072
|
$515,495 | — | 30 Sep 2023 | |
| Christelle Gedeon |
3/4/5
|
CLO & Corporate Secretary |
—
class O/S missing
|
287,519
|
$396,776 | — | 09 Feb 2022 | |
| Tidal Investments LLC |
13F
|
Company |
0.08%
|
356,837
|
$353,697 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.06%
|
262,004
|
$259,698 | — | 30 Sep 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.06%
|
259,411
|
$257,128 | — | 30 Sep 2023 | |
| Swiss National Bank |
13F
|
Company |
0.06%
|
246,800
|
$244,628 | — | 30 Sep 2023 | |
| AUA CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
192,139
|
$190,448 | — | 30 Sep 2023 | |
| Kathleen S. McAllister |
3/4/5
|
Director |
—
mixed-class rows
|
140,043
mixed-class rows
|
$189,809 | — | 16 Aug 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
184,173
|
$182,552 | — | 30 Sep 2023 | |
| Mariner, LLC |
13F
|
Company |
0.04%
|
152,181
|
$150,842 | — | 30 Sep 2023 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.03%
|
129,035
|
$127,899 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
113,509
|
$112,510 | — | 30 Sep 2023 | |
| Third Point LLC |
13F
|
Company |
—
class O/S missing
|
1,000,000
|
$110,100 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.02%
|
100,437
|
$99,553 | — | 30 Sep 2023 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
99,214
|
$98,341 | — | 30 Sep 2023 | |
| Private Wealth Partners, LLC |
13F
|
Company |
0.02%
|
98,700
|
$97,831 | — | 30 Sep 2023 | |
| Legal & General Group Plc |
13F
|
Company |
0.02%
|
97,480
|
$96,623 | — | 30 Sep 2023 | |
| BECKER CAPITAL MANAGEMENT INC |
13F
|
Company |
0.02%
|
88,062
|
$87,288 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
mixed-class rows
|
79,160
mixed-class rows
|
$78,359 | — | 30 Sep 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.02%
|
77,818
|
$77,000 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
76,454
|
$76,000 | — | 30 Sep 2023 | |
| XTX Topco Ltd |
13F
|
Company |
0.02%
|
75,636
|
$74,970 | — | 30 Sep 2023 | |
| Eisler Capital (US) LLC |
13F
|
Company |
—
class O/S missing
|
66,074
|
$65,493 | — | 30 Sep 2023 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
0.01%
|
64,730
|
$64,160 | — | 30 Sep 2023 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.01%
|
63,896
|
$63,333 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.01%
|
61,624
|
$61,082 | — | 30 Sep 2023 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
48,862
|
$58,634 | — | 30 Sep 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.01%
|
50,000
|
$49,560 | — | 30 Sep 2023 | |
| Isaac Barchas |
3/4/5
|
Former Director |
—
class O/S missing
|
30,000
|
$41,400 | — | 09 Sep 2021 | |
| Justin Kelly |
3/4/5
|
Former Director |
—
class O/S missing
|
30,000
|
$41,400 | — | 09 Sep 2021 | |
| Rick Gaenzle |
3/4/5
|
Former Director |
—
class O/S missing
|
30,000
|
$41,400 | — | 09 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
39,865
|
$39,502 | — | 30 Sep 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
35,400
|
$35,088 | — | 30 Sep 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
35,065
|
$34,756 | — | 30 Sep 2023 | |
| Arizona State Retirement System |
13F
|
Company |
0.01%
|
31,962
|
$31,681 | — | 30 Sep 2023 | |
| FOUNDERS FINANCIAL SECURITIES LLC |
13F
|
Company |
0.01%
|
31,000
|
$30,727 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.01%
|
30,061
|
$29,796 | — | 30 Sep 2023 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
248,000
|
$27,305 | — | 30 Sep 2023 | |
| Hubbell Strickland Wealth Management, LLC |
13F
|
Company |
0.01%
|
26,650
|
$26,415 | — | 30 Sep 2023 | |
| BROWN, LISLE/CUMMINGS, INC. |
13F
|
Company |
0.01%
|
25,000
|
$24,780 | — | 30 Sep 2023 |
Institutional Holders of TMC the metals Co Inc. - *W EXP 09/09/202 (TMCWW) as of Q4 2023
As of 31 Dec 2023,
TMC the metals Co Inc. - *W EXP 09/09/202 (TMCWW) was held by
8 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,200,974 shares.
The largest 8 holders included
Third Point LLC, HRT FINANCIAL LP, TENOR CAPITAL MANAGEMENT Co., L.P., Walleye Capital LLC, LEVEL FOUR ADVISORY SERVICES, LLC, Walleye Trading LLC, WOLVERINE ASSET MANAGEMENT LLC, and Federation des caisses Desjardins du Quebec.
This page lists
8
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
13
Q4 2023 holders
8
Holder diff
-5
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.