Security key
87261Y114
TMC the metals Co Inc. - *W EXP 09/09/202 (TMCWW)
CUSIP: 87261Y114
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / *W EXP 09/09/202
- Total 13F shares
- 2,749,493
- Share change
- -409,157
- Total reported value
- $326,468
- Price per share
- $0.12
- Number of holders
- 13
- Value change
- -$39,522
- Number of buys
- 1
- Number of sells
- 10
Report period
Q1 2023
Institutions
13
Top holders
10
TMCWW full security history
Newer quarter: Q2 2023
Previous quarter: Q4 2022
TMC the metals Co Inc. SEC filings
TMC the metals Co Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 87261Y114
Recent filing periods:
Top shareholders of TMCWW - TMC the metals Co Inc. - *W EXP 09/09/202 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.3%
|
5,420,000
|
$4,173,400 | — | 31 Dec 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.32%
|
1,403,816
|
$1,081,000 | — | 31 Dec 2022 | |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.13%
|
580,853
|
$447,000 | — | 31 Dec 2022 | |
| Beryl Capital Management LLC |
13F
|
Company |
0.12%
|
511,448
|
$393,815 | — | 31 Dec 2022 | |
| Evolution Wealth Advisors, LLC |
13F
|
Company |
0.09%
|
377,000
|
$290,290 | — | 31 Dec 2022 | |
| AUA CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
192,139
|
$147,947 | — | 31 Dec 2022 | |
| BECKER CAPITAL MANAGEMENT INC |
13F
|
Company |
0.04%
|
178,875
|
$137,734 | — | 31 Dec 2022 | |
| swisspartners Ltd. |
13F
|
Company |
0.04%
|
172,000
|
$132,446 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
139,410
|
$107,345 | — | 31 Dec 2022 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
133,808
|
$103,032 | — | 31 Dec 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.03%
|
127,900
|
$98,000 | — | 31 Dec 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
115,145
|
$88,000 | — | 31 Dec 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
110,649
|
$85,000 | — | 31 Dec 2022 | |
| Mariner, LLC |
13F
|
Company |
0.02%
|
101,398
|
$78,000 | — | 31 Dec 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
89,413
|
$68,848 | — | 31 Dec 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
86,000
|
$66,000 | — | 31 Dec 2022 | |
| Eisler Capital (UK) Ltd. |
13F
|
Company |
0.02%
|
66,074
|
$5,530 | — | 31 Dec 2022 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
0.01%
|
64,730
|
$49,842 | — | 31 Dec 2022 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.01%
|
61,994
|
$47,735 | — | 31 Dec 2022 | |
| Shay Capital LLC |
13F
|
Company |
0.01%
|
53,499
|
$41,194 | — | 31 Dec 2022 | |
| Marathon Trading Investment Management LLC |
13F
|
Company |
0.01%
|
47,527
|
$36,596 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
40,590
|
$31,578 | — | 31 Dec 2022 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
38,612
|
$29,731 | — | 31 Dec 2022 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
31,500
|
$24,255 | — | 31 Dec 2022 | |
| Hubbell Strickland Wealth Management, LLC |
13F
|
Company |
0.01%
|
22,855
|
$17,598 | — | 31 Dec 2022 | |
| ISTHMUS PARTNERS, LLC |
13F
|
Company |
0.01%
|
22,696
|
$17,476 | — | 31 Dec 2022 | |
| Rossmore Private Capital |
13F
|
Company |
0%
|
18,418
|
$14,182 | — | 31 Dec 2022 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0%
|
15,500
|
$11,935 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
15,260
|
$11,750 | — | 31 Dec 2022 | |
| Main Street Research LLC |
13F
|
Company |
0%
|
15,000
|
$11,550 | — | 31 Dec 2022 | |
| Baker Ellis Asset Management LLC |
13F
|
Company |
0%
|
13,000
|
$10,010 | — | 31 Dec 2022 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0%
|
12,850
|
$9,894 | — | 31 Dec 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0%
|
12,600
|
$9,702 | — | 31 Dec 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0%
|
11,300
|
$8,701 | — | 31 Dec 2022 | |
| Walleye Trading LLC |
13F
|
Company |
0%
|
10,800
|
$8,316 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
0%
|
10,765
|
$8,289 | — | 31 Dec 2022 | |
| Cerity Partners LLC |
13F
|
Company |
0%
|
10,000
|
$7,700 | — | 31 Dec 2022 | |
| NORTHWEST WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
10,000
|
$7,700 | — | 31 Dec 2022 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0%
|
10,000
|
$7,700 | — | 31 Dec 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
8,959
|
$6,898 | — | 31 Dec 2022 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
6,482
|
$4,000 | — | 31 Dec 2022 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0%
|
5,200
|
$4,004 | — | 31 Dec 2022 | |
| GRAYHAWK INVESTMENT STRATEGIES INC. |
13F
|
Company |
0%
|
3,790
|
$2,918 | — | 31 Dec 2022 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
2,000
|
$2,000 | — | 31 Dec 2022 | |
| Bray Capital Advisors |
13F
|
Company |
0%
|
1,000
|
$770 | — | 31 Dec 2022 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0%
|
1,000
|
$770 | — | 31 Dec 2022 | |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC |
13F
|
Company |
0%
|
1,000
|
$770 | — | 31 Dec 2022 | |
| HOEY INVESTMENTS, INC |
13F
|
Company |
0%
|
600
|
$462 | — | 31 Dec 2022 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
240
|
$2,000 | — | 31 Dec 2022 | |
| Scott Edward Leonard |
3/4/5
|
Director |
—
mixed-class rows
|
17,418,032
mixed-class rows
|
$9,214,304 | — | 13 Sep 2021 |
Institutional Holders of TMC the metals Co Inc. - *W EXP 09/09/202 (TMCWW) as of Q1 2023
As of 31 Mar 2023,
TMC the metals Co Inc. - *W EXP 09/09/202 (TMCWW) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,749,493 shares.
The largest 10 holders included
Third Point LLC, Ionic Capital Management LLC, CVI Holdings, LLC, Magnetar Financial LLC, HRT FINANCIAL LP, TENOR CAPITAL MANAGEMENT Co., L.P., Privium Fund Management B.V., NOMURA HOLDINGS INC, WOLVERINE ASSET MANAGEMENT LLC, and Walleye Capital LLC.
This page lists
13
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
16
Q1 2023 holders
13
Holder diff
-3
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.