Security key
872340104
TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI)
CUSIP: 872340104
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common stock, $0.01 par value
- Shares outstanding
- 47,784,762
- Total 13F shares
- 10,570,271
- Share change
- +257,345
- Total reported value
- $57,758,115
- Price per share
- $5.46
- Number of holders
- 65
- Value change
- +$1,429,072
- Number of buys
- 22
- Number of sells
- 27
Report period
Q2 2020
Institutions
65
Top holders
10
TSI full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
TCW STRATEGIC INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 872340104
Recent filing periods:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Northside Capital Management, LLC |
13F
|
Company |
2.8%
|
1,343,518
|
$6,946,000 | — | 31 Mar 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.4%
|
1,136,081
|
$5,874,000 | — | 31 Mar 2020 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
2.3%
|
1,078,271
|
$5,574,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.8%
|
843,703
|
$4,362,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.6%
|
784,330
|
$4,055,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
772,924
|
$3,996,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.6%
|
772,631
|
$3,995,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.94%
|
448,024
|
$2,316,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.88%
|
421,406
|
$2,178,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.71%
|
337,054
|
$1,743,000 | — | 31 Mar 2020 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.53%
|
253,450
|
$1,310,000 | — | 31 Mar 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.47%
|
226,715
|
$1,172,000 | — | 31 Mar 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.35%
|
168,909
|
$873,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
161,721
|
$836,000 | — | 31 Mar 2020 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.25%
|
120,300
|
$622,000 | — | 31 Mar 2020 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.23%
|
107,738
|
$557,000 | — | 31 Mar 2020 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.18%
|
87,886
|
$454,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.18%
|
85,800
|
$444,000 | — | 31 Mar 2020 | |
| Sigma Planning Corp |
13F
|
Company |
0.17%
|
82,257
|
$425,000 | — | 31 Mar 2020 | |
| Carnegie Investment Counsel |
13F
|
Company |
0.17%
|
81,950
|
$424,000 | — | 31 Mar 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.15%
|
72,027
|
$373,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.14%
|
69,100
|
$358,000 | — | 31 Mar 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.14%
|
68,871
|
$365,000 | — | 31 Mar 2020 | |
| Biltmore Family Office, LLC |
13F
|
Company |
0.14%
|
67,065
|
$352,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
50,658
|
$262,000 | — | 31 Mar 2020 | |
| Adams Wealth Management |
13F
|
Company |
0.1%
|
48,030
|
$248,000 | — | 31 Mar 2020 | |
| NWAM LLC |
13F
|
Company |
0.1%
|
46,765
|
$242,000 | — | 31 Mar 2020 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.08%
|
39,233
|
$203,000 | — | 31 Mar 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.07%
|
34,212
|
$177,000 | — | 31 Mar 2020 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.07%
|
34,046
|
$176,000 | — | 31 Mar 2020 | |
| HBK Sorce Advisory LLC |
13F
|
Company |
0.07%
|
33,878
|
$175,000 | — | 31 Mar 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.06%
|
30,610
|
$158,000 | — | 31 Mar 2020 | |
| Cumberland Partners Ltd |
13F
|
Company |
0.06%
|
29,720
|
$154,000 | — | 31 Mar 2020 | |
| Wealth Management Associates, Inc. |
13F
|
Company |
0.06%
|
27,457
|
$141,951 | — | 31 Mar 2020 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.06%
|
26,600
|
$138,000 | — | 31 Mar 2020 | |
| RDA Financial Network |
13F
|
Company |
0.05%
|
25,532
|
$132,000 | — | 31 Mar 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.05%
|
22,107
|
$114,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
21,478
|
$111,000 | — | 31 Mar 2020 | |
| TOWNSQUARE CAPITAL LLC |
13F
|
Company |
0.04%
|
20,365
|
$111,000 | — | 31 Mar 2020 | |
| Matisse Capital |
13F
|
Company |
0.04%
|
19,077
|
$99,000 | — | 31 Mar 2020 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.04%
|
18,499
|
$96,000 | — | 31 Mar 2020 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.04%
|
18,198
|
$94,000 | — | 31 Mar 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.04%
|
17,690
|
$91,000 | — | 31 Mar 2020 | |
| Creative Planning |
13F
|
Company |
0.03%
|
16,556
|
$86,000 | — | 31 Mar 2020 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.03%
|
16,520
|
$85,000 | — | 31 Mar 2020 | |
| Litman Gregory Wealth Management LLC |
13F
|
Company |
0.03%
|
16,200
|
$84,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
13,891
|
$72,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
13,490
|
$70,000 | — | 31 Mar 2020 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.03%
|
11,954
|
$64,000 | — | 31 Mar 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.02%
|
10,466
|
$54,000 | — | 31 Mar 2020 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) as of Q2 2020
As of 30 Jun 2020,
TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,570,271 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Northside Capital Management, LLC, FIRST FOUNDATION ADVISORS, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, AMERIPRISE FINANCIAL INC, Raymond James Financial Services Advisors, Inc., and COMMONWEALTH EQUITY SERVICES, LLC.
This page lists
65
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
64
Q2 2020 holders
65
Holder diff
1
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.