TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI)
CUSIP: 872340104
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common stock, $0.01 par value
- Shares outstanding
- 47,784,762
- Total 13F shares
- 14,986,650
- Share change
- +94,528
- Total reported value
- $83,683,040
- Price per share
- $5.60
- Number of holders
- 64
- Value change
- +$547,136
- Number of buys
- 22
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 872340104?
CUSIP 872340104 identifies TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 872340104:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
12%
|
5,662,378
|
$31,482,000 | — | 30 Jun 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.2%
|
1,510,692
|
$8,294,000 | — | 30 Jun 2018 | |
| Northside Capital Management, LLC |
13F
|
Company |
3%
|
1,436,953
|
$7,889,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
2.4%
|
1,123,389
|
$6,168,000 | — | 30 Jun 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
2.2%
|
1,032,279
|
$5,667,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
676,366
|
$3,713,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
1%
|
492,418
|
$2,704,000 | — | 30 Jun 2018 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.72%
|
344,107
|
$1,889,000 | — | 30 Jun 2018 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.49%
|
235,094
|
$1,290,000 | — | 30 Jun 2018 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.44%
|
212,178
|
$1,165,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.43%
|
203,597
|
$1,113,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.42%
|
201,139
|
$1,104,000 | — | 30 Jun 2018 | |
| BRAVE ASSET MANAGEMENT INC |
13F
|
Company |
0.33%
|
157,790
|
$866,000 | — | 30 Jun 2018 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.3%
|
143,068
|
$785,000 | — | 30 Jun 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.29%
|
139,802
|
$768,000 | — | 30 Jun 2018 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.28%
|
132,338
|
$726,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.27%
|
127,240
|
$699,000 | — | 30 Jun 2018 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.24%
|
112,600
|
$618,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
69,761
|
$383,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.14%
|
68,640
|
$377,000 | — | 30 Jun 2018 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.14%
|
66,255
|
$364,000 | — | 30 Jun 2018 | |
| Laurel Grove Capital, LLC |
13F
|
Company |
0.14%
|
64,928
|
$356,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
54,219
|
$298,000 | — | 30 Jun 2018 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.1%
|
47,033
|
$258,000 | — | 30 Jun 2018 | |
| NWAM LLC |
13F
|
Company |
0.1%
|
46,765
|
$257,000 | — | 30 Jun 2018 | |
| Lourd Capital, LLC |
13F
|
Company |
0.09%
|
43,740
|
$240,000 | — | 30 Jun 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.08%
|
36,712
|
$202,000 | — | 30 Jun 2018 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.08%
|
36,250
|
$199,000 | — | 30 Jun 2018 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.07%
|
34,046
|
$187,000 | — | 30 Jun 2018 | |
| Sigma Planning Corp |
13F
|
Company |
0.07%
|
31,971
|
$176,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
30,910
|
$169,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
24,341
|
$134,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
23,381
|
$131,000 | — | 30 Jun 2018 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.05%
|
23,499
|
$129,000 | — | 30 Jun 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
22,000
|
$121,000 | — | 30 Jun 2018 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.05%
|
21,848
|
$120,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
19,968
|
$110,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.04%
|
19,200
|
$105,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
14,335
|
$79,000 | — | 30 Jun 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.03%
|
13,857
|
$76,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
13,241
|
$73,000 | — | 30 Jun 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.02%
|
11,150
|
$61,000 | — | 30 Jun 2018 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.02%
|
10,454
|
$57,000 | — | 30 Jun 2018 | |
| STRATEGY ASSET MANAGERS LLC |
13F
|
Company |
0.02%
|
10,000
|
$55,000 | — | 30 Jun 2018 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.02%
|
9,972
|
$55,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
9,555
|
$53,000 | — | 30 Jun 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.02%
|
9,650
|
$52,979 | — | 30 Jun 2018 | |
| Price Wealth, LLC |
13F
|
Company |
0.02%
|
8,843
|
$49,000 | — | 30 Jun 2018 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.02%
|
7,500
|
$41,000 | — | 30 Jun 2018 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0.01%
|
7,001
|
$38,000 | — | 30 Jun 2018 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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