Security key
872340104
TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI)
CUSIP: 872340104
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common stock, $0.01 par value
- Shares outstanding
- 47,784,762
- Total 13F shares
- 14,196,533
- Share change
- +248,878
- Total reported value
- $82,339,000
- Price per share
- $5.80
- Number of holders
- 58
- Value change
- +$1,534,505
- Number of buys
- 21
- Number of sells
- 27
Report period
Q3 2017
Institutions
58
Top holders
10
TSI full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
TCW STRATEGIC INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 872340104
Recent filing periods:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
12%
|
5,775,994
|
$32,577,000 | — | 30 Jun 2017 | |
| Northside Capital Management, LLC |
13F
|
Company |
3.2%
|
1,512,318
|
$8,529,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
804,349
|
$4,537,000 | — | 30 Jun 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
1.4%
|
688,545
|
$3,883,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
608,359
|
$3,431,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
549,805
|
$3,101,000 | — | 30 Jun 2017 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
1%
|
500,110
|
$2,821,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1%
|
492,619
|
$2,778,000 | — | 30 Jun 2017 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.98%
|
467,821
|
$2,638,000 | — | 30 Jun 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.51%
|
245,375
|
$1,386,000 | — | 30 Jun 2017 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.43%
|
203,300
|
$1,147,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.42%
|
198,899
|
$1,122,000 | — | 30 Jun 2017 | |
| BRAVE ASSET MANAGEMENT INC |
13F
|
Company |
0.34%
|
162,790
|
$918,000 | — | 30 Jun 2017 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.3%
|
143,068
|
$807,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.25%
|
120,985
|
$682,000 | — | 30 Jun 2017 | |
| Lourd Capital, LLC |
13F
|
Company |
0.24%
|
113,840
|
$642,000 | — | 30 Jun 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.21%
|
98,216
|
$554,000 | — | 30 Jun 2017 | |
| Pinnacle Advisory Group, Inc. |
13F
|
Company |
0.19%
|
91,640
|
$517,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.18%
|
86,593
|
$488,000 | — | 30 Jun 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.18%
|
84,495
|
$477,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.17%
|
80,012
|
$451,000 | — | 30 Jun 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.17%
|
79,616
|
$449,000 | — | 30 Jun 2017 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.12%
|
58,918
|
$332,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
53,632
|
$303,000 | — | 30 Jun 2017 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.11%
|
51,194
|
$289,000 | — | 30 Jun 2017 | |
| NWAM LLC |
13F
|
Company |
0.1%
|
46,850
|
$264,000 | — | 30 Jun 2017 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
42,250
|
$238,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
38,952
|
$220,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.08%
|
36,712
|
$207,000 | — | 30 Jun 2017 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.08%
|
36,403
|
$205,000 | — | 30 Jun 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
29,369
|
$165,000 | — | 30 Jun 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.05%
|
25,938
|
$146,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.05%
|
24,865
|
$140,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
24,560
|
$139,000 | — | 30 Jun 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
23,592
|
$133,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
23,381
|
$132,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.05%
|
22,700
|
$128,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
22,000
|
$124,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.05%
|
21,848
|
$123,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
21,082
|
$119,000 | — | 30 Jun 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.04%
|
20,402
|
$115,000 | — | 30 Jun 2017 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.04%
|
20,350
|
$115,000 | — | 30 Jun 2017 | |
| McQueen, Ball & Associates Inc. |
13F
|
Company |
0.04%
|
18,380
|
$104,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.04%
|
17,714
|
$100,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
15,355
|
$88,000 | — | 30 Jun 2017 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.03%
|
15,135
|
$85,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
12,346
|
$69,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.03%
|
11,956
|
$67,000 | — | 30 Jun 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0.02%
|
11,867
|
$67,000 | — | 30 Jun 2017 | |
| BIEGEL & WALLER LLC |
13F
|
Company |
0.02%
|
10,245
|
$58,000 | — | 30 Jun 2017 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) as of Q3 2017
As of 30 Sep 2017,
TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,196,533 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Northside Capital Management, LLC, SIT INVESTMENT ASSOCIATES INC, FIRST FOUNDATION ADVISORS, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., WESCAP Management Group, Inc., Institute for Wealth Management, LLC., and DIXON HUBARD FEINOUR & BROWN INC/VA.
This page lists
58
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
63
Q3 2017 holders
58
Holder diff
-5
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.