TCW STRATEGIC INCOME FUND INC - Common Stock (TSI)
CUSIP: 872340104
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 47,828,545
- Total 13F shares
- 11,962,004
- Share change
- -167,772
- Total reported value
- $62,765,000
- Price per share
- $5.22
- Number of holders
- 67
- Value change
- -$902,839
- Number of buys
- 22
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 872340104?
CUSIP 872340104 identifies TSI - TCW STRATEGIC INCOME FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 872340104:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
13%
|
6,009,587
|
$31,671,000 | — | 31 Dec 2015 | |
| Northside Capital Management, LLC |
13F
|
Company |
2.4%
|
1,140,602
|
$6,011,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
811,231
|
$4,275,000 | — | 31 Dec 2015 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
1.1%
|
524,188
|
$2,762,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.84%
|
403,264
|
$2,126,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.66%
|
313,330
|
$1,652,000 | — | 31 Dec 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.52%
|
250,622
|
$1,323,000 | — | 31 Dec 2015 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.52%
|
248,900
|
$1,312,000 | — | 31 Dec 2015 | |
| Kovitz Investment Group, LLC |
13F
|
Company |
0.41%
|
194,420
|
$1,025,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.37%
|
177,270
|
$947,000 | — | 31 Dec 2015 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.3%
|
143,068
|
$754,000 | — | 31 Dec 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.24%
|
116,496
|
$614,000 | — | 31 Dec 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.24%
|
114,088
|
$601,000 | — | 31 Dec 2015 | |
| Lourd Capital, LLC |
13F
|
Company |
0.24%
|
113,500
|
$598,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.23%
|
109,563
|
$577,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
106,802
|
$563,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.21%
|
100,868
|
$532,000 | — | 31 Dec 2015 | |
| McQueen, Ball & Associates Inc. |
13F
|
Company |
0.18%
|
85,000
|
$448,000 | — | 31 Dec 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.16%
|
77,738
|
$409,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.13%
|
60,297
|
$318,000 | — | 31 Dec 2015 | |
| IFP Advisors, Inc |
13F
|
Company |
0.12%
|
59,448
|
$313,000 | — | 31 Dec 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.11%
|
53,918
|
$284,000 | — | 31 Dec 2015 | |
| NWAM LLC |
13F
|
Company |
0.11%
|
51,836
|
$273,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.09%
|
44,809
|
$236,000 | — | 31 Dec 2015 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
40,750
|
$214,000 | — | 31 Dec 2015 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.08%
|
36,978
|
$195,000 | — | 31 Dec 2015 | |
| Pinnacle Advisory Group, Inc. |
13F
|
Company |
0.08%
|
36,000
|
$189,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
35,506
|
$187,000 | — | 31 Dec 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.07%
|
32,775
|
$173,000 | — | 31 Dec 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.06%
|
29,445
|
$155,000 | — | 31 Dec 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.06%
|
29,312
|
$154,000 | — | 31 Dec 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.05%
|
25,600
|
$150,000 | — | 31 Dec 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.05%
|
23,848
|
$125,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
22,000
|
$116,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.04%
|
20,748
|
$109,000 | — | 31 Dec 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.04%
|
20,350
|
$107,000 | — | 31 Dec 2015 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
19,146
|
$101,000 | — | 31 Dec 2015 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.04%
|
17,714
|
$93,000 | — | 31 Dec 2015 | |
| Ironsides Asset Advisors, LLC |
13F
|
Company |
0.03%
|
16,596
|
$87,000 | — | 31 Dec 2015 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.03%
|
15,910
|
$84,000 | — | 31 Dec 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
15,000
|
$79,000 | — | 31 Dec 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
14,692
|
$76,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
13,595
|
$72,000 | — | 31 Dec 2015 | |
| Wills Financial Group, Inc. |
13F
|
Company |
0.03%
|
12,339
|
$65,000 | — | 31 Dec 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.02%
|
11,250
|
$60,000 | — | 31 Dec 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.02%
|
10,076
|
$53,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,450
|
$49,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
6,000
|
$32,000 | — | 31 Dec 2015 | |
| MONROE BANK & TRUST/MI |
13F
|
Company |
0.01%
|
5,400
|
$28,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
4,693
|
$24,000 | — | 31 Dec 2015 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common Stock (TSI) as of Q1 2016
As of 31 Mar 2016,
TCW STRATEGIC INCOME FUND INC - Common Stock (TSI) was held by
67 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,962,004 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Northside Capital Management, LLC, Invesco Ltd., WESCAP Management Group, Inc., Kovitz Investment Group Partners, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, DIXON HUBARD FEINOUR & BROWN INC/VA, Concert Wealth Management Inc., and LPL Financial LLC.
This page lists
67
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
64
Q1 2016 holders
67
Holder diff
3
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.