Security key
872340104
TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI)
CUSIP: 872340104
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common stock, $0.01 par value
- Shares outstanding
- 47,784,762
- Total 13F shares
- 10,159,582
- Share change
- +76,211
- Total reported value
- $52,321,646
- Price per share
- $5.15
- Number of holders
- 58
- Value change
- +$378,348
- Number of buys
- 17
- Number of sells
- 23
Report period
Q2 2015
Institutions
58
Top holders
10
TSI full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
TCW STRATEGIC INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 872340104
Recent filing periods:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
8.3%
|
3,981,290
|
$21,539,000 | — | 31 Mar 2015 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
793,932
|
$4,295,000 | — | 31 Mar 2015 | |
| Northside Capital Management, LLC |
13F
|
Company |
1.2%
|
571,074
|
$3,090,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.97%
|
464,711
|
$2,514,000 | — | 31 Mar 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.54%
|
260,363
|
$1,313,000 | — | 31 Mar 2015 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.5%
|
238,600
|
$1,291,000 | — | 31 Mar 2015 | |
| Independence Trust CO |
13F
|
Company |
0.37%
|
178,791
|
$967,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
161,087
|
$871,000 | — | 31 Mar 2015 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.3%
|
143,068
|
$774,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.28%
|
136,056
|
$731,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.28%
|
132,110
|
$715,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.24%
|
116,594
|
$631,000 | — | 31 Mar 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.24%
|
116,574
|
$631,000 | — | 31 Mar 2015 | |
| Lourd Capital, LLC |
13F
|
Company |
0.24%
|
113,500
|
$614,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
91,708
|
$496,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.18%
|
87,714
|
$475,000 | — | 31 Mar 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.17%
|
83,369
|
$456,000 | — | 31 Mar 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.16%
|
76,438
|
$413,000 | — | 31 Mar 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.16%
|
74,326
|
$402,000 | — | 31 Mar 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.15%
|
73,997
|
$400,000 | — | 31 Mar 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.11%
|
53,918
|
$292,000 | — | 31 Mar 2015 | |
| NWAM LLC |
13F
|
Company |
0.1%
|
48,286
|
$261,000 | — | 31 Mar 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.1%
|
46,230
|
$250,000 | — | 31 Mar 2015 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.1%
|
46,050
|
$249,000 | — | 31 Mar 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.09%
|
41,233
|
$223,000 | — | 31 Mar 2015 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.08%
|
36,978
|
$200,000 | — | 31 Mar 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.08%
|
35,961
|
$194,000 | — | 31 Mar 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.06%
|
29,312
|
$159,000 | — | 31 Mar 2015 | |
| Pinnacle Advisory Group, Inc. |
13F
|
Company |
0.06%
|
26,600
|
$143,000 | — | 31 Mar 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.04%
|
20,350
|
$110,000 | — | 31 Mar 2015 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.04%
|
20,070
|
$109,000 | — | 31 Mar 2015 | |
| Ironsides Asset Advisors, LLC |
13F
|
Company |
0.04%
|
19,231
|
$104,000 | — | 31 Mar 2015 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
18,628
|
$101,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
17,300
|
$93,000 | — | 31 Mar 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
15,192
|
$82,000 | — | 31 Mar 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
15,000
|
$81,000 | — | 31 Mar 2015 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
0.03%
|
14,700
|
$80,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
14,201
|
$77,000 | — | 31 Mar 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.03%
|
13,903
|
$75,000 | — | 31 Mar 2015 | |
| Wills Financial Group, Inc. |
13F
|
Company |
0.03%
|
12,241
|
$66,000 | — | 31 Mar 2015 | |
| BLB&B Advisors, LLC |
13F
|
Company |
0.03%
|
12,166
|
$66,000 | — | 31 Mar 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
11,050
|
$60,000 | — | 31 Mar 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.02%
|
11,000
|
$59,000 | — | 31 Mar 2015 | |
| Jefferies Group LLC |
13F
|
Company |
0.02%
|
10,000
|
$54,000 | — | 31 Mar 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
9,910
|
$54,000 | — | 31 Mar 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
7,503
|
$40,591 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
6,000
|
$32,000 | — | 31 Mar 2015 | |
| MONROE BANK & TRUST/MI |
13F
|
Company |
0.01%
|
5,400
|
$29,000 | — | 31 Mar 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
3,631
|
$19,000 | — | 31 Mar 2015 | |
| MOTCO |
13F
|
Company |
0.01%
|
2,700
|
$15,000 | — | 31 Mar 2015 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) as of Q2 2015
As of 30 Jun 2015,
TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,159,582 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Invesco Ltd., Northside Capital Management, LLC, MORGAN STANLEY, DIXON HUBARD FEINOUR & BROWN INC/VA, Concert Wealth Management Inc., WELLS FARGO & COMPANY/MN, Independence Trust CO, FIDUCIARY TRUST CO, and LPL Financial LLC.
This page lists
58
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
60
Q2 2015 holders
58
Holder diff
-2
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.