Security key
872280102
- Type / Class
- Equity / COM
- Total 13F shares
- 13,024,829
- Share change
- -572,009
- Total reported value
- $174,699,000
- Put/Call ratio
- 48%
- Price per share
- $13.41
- Number of holders
- 94
- Value change
- -$7,634,553
- Number of buys
- 45
- Number of sells
- 35
Report period
Q3 2021
Institutions
94
Top holders
10
CGBD full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Carlyle Secured Lending, Inc. SEC filings
Carlyle Secured Lending, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 872280102
Recent filing periods:
Top shareholders of CGBD - Carlyle Secured Lending, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,353,195
|
$17,876,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,316,014
|
$17,385,000 | — | 30 Jun 2021 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
1,247,077
|
$16,474,000 | — | 30 Jun 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
874,092
|
$11,547,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
644,767
|
$8,518,000 | — | 30 Jun 2021 | |
| Callodine Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
600,000
|
$7,926,000 | — | 30 Jun 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
584,145
|
$7,717,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
553,804
|
$7,315,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
507,199
|
$6,702,000 | — | 30 Jun 2021 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
433,270
|
$5,723,000 | — | 30 Jun 2021 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
433,270
|
$5,706,000 | — | 30 Jun 2021 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
348,738
|
$4,600,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
327,372
|
$4,325,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
319,200
|
$4,217,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
305,323
|
$4,033,000 | — | 30 Jun 2021 | |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
268,290
|
$3,544,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
251,144
|
$3,318,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
223,799
|
$2,957,000 | — | 30 Jun 2021 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
194,423
|
$2,568,000 | — | 30 Jun 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
178,221
|
$2,354,000 | — | 30 Jun 2021 | |
| ZEKE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
160,575
|
$2,121,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
143,145
|
$1,891,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
114,002
|
$1,506,000 | — | 30 Jun 2021 | |
| Taylor Boswell |
3/4/5
|
President & CIO, Director |
—
class O/S missing
|
93,862
|
$1,387,280 | — | 16 Apr 2021 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
103,635
|
$1,369,000 | — | 30 Jun 2021 | |
| Benefit Street Partners LLC |
13F
|
Company |
—
class O/S missing
|
102,470
|
$1,354,000 | — | 30 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
95,000
|
$1,255,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
90,782
|
$1,199,000 | — | 30 Jun 2021 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
80,550
|
$1,064,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
78,880
|
$1,042,000 | — | 30 Jun 2021 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
78,121
|
$1,032,000 | — | 30 Jun 2021 | |
| Cresset Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
75,868
|
$1,030,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
77,928
|
$1,029,000 | — | 30 Jun 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
73,185
|
$967,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
72,783
|
$961,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
67,968
|
$898,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
62,661
|
$828,000 | — | 30 Jun 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
60,679
|
$802,000 | — | 30 Jun 2021 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
60,251
|
$795,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
57,238
|
$756,000 | — | 30 Jun 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
56,600
|
$748,000 | — | 30 Jun 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
50,000
|
$661,000 | — | 30 Jun 2021 | |
| Clarus Group, Inc. |
13F
|
Company |
—
class O/S missing
|
45,001
|
$605,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
45,497
|
$601,000 | — | 30 Jun 2021 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
40,381
|
$533,000 | — | 30 Jun 2021 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
37,748
|
$499,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
37,203
|
$491,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
37,054
|
$490,000 | — | 30 Jun 2021 | |
| MARINO, STRAM & ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
34,900
|
$461,000 | — | 30 Jun 2021 | |
| YorkBridge Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
34,900
|
$461,000 | — | 30 Jun 2021 |
Institutional Holders of Carlyle Secured Lending, Inc. - COM (CGBD) as of Q3 2021
As of 30 Sep 2021,
Carlyle Secured Lending, Inc. - COM (CGBD) was held by
94 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,024,829 shares.
The largest 10 holders included
Invesco Ltd., MORGAN STANLEY, VAN ECK ASSOCIATES CORP, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, TRUIST FINANCIAL CORP, Callodine Capital Management, LP, D. E. Shaw & Co., Inc., AMERIPRISE FINANCIAL INC, Muzinich & Co., Inc., and Sumitomo Mitsui Trust Holdings, Inc..
This page lists
94
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
89
Q3 2021 holders
94
Holder diff
5
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.