Security key
872280102
- Type / Class
- Equity / COM
- Total 13F shares
- 13,835,673
- Share change
- -779,184
- Total reported value
- $123,316,782
- Price per share
- $8.91
- Number of holders
- 77
- Value change
- -$6,662,686
- Number of buys
- 37
- Number of sells
- 40
Report period
Q3 2020
Institutions
77
Top holders
10
CGBD full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Carlyle Secured Lending, Inc. SEC filings
Carlyle Secured Lending, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 872280102
Recent filing periods:
Top shareholders of CGBD - Carlyle Secured Lending, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,514,332
|
$12,978,000 | — | 30 Jun 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,324,002
|
$11,329,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
1,312,626
|
$11,249,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,138,570
|
$9,758,000 | — | 30 Jun 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
745,308
|
$6,387,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
696,673
|
$5,971,000 | — | 30 Jun 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
666,842
|
$5,714,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
550,821
|
$4,720,000 | — | 30 Jun 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
498,700
|
$4,274,000 | — | 30 Jun 2020 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
310,063
|
$4,149,000 | — | 30 Jun 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
402,670
|
$3,455,000 | — | 30 Jun 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
402,670
|
$3,451,000 | — | 30 Jun 2020 | |
| Callodine Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
393,485
|
$3,372,000 | — | 30 Jun 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
367,381
|
$3,154,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
339,299
|
$2,908,000 | — | 30 Jun 2020 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
—
class O/S missing
|
320,000
|
$2,742,000 | — | 30 Jun 2020 | |
| Sageworth Trust Co |
13F
|
Company |
—
class O/S missing
|
258,684
|
$2,217,000 | — | 30 Jun 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
221,600
|
$1,899,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
207,500
|
$1,779,000 | — | 30 Jun 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
183,743
|
$1,575,000 | — | 30 Jun 2020 | |
| Cresset Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
165,187
|
$1,477,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
167,484
|
$1,435,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
157,372
|
$1,349,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
156,545
|
$1,342,000 | — | 30 Jun 2020 | |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
137,970
|
$1,182,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
125,484
|
$1,075,000 | — | 30 Jun 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
107,488
|
$922,000 | — | 30 Jun 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
106,697
|
$914,000 | — | 30 Jun 2020 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
102,600
|
$879,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
94,081
|
$806,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
93,403
|
$800,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
86,400
|
$740,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
84,661
|
$726,000 | — | 30 Jun 2020 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
78,033
|
$668,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
74,391
|
$637,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
73,507
|
$630,000 | — | 30 Jun 2020 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
73,185
|
$627,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
65,531
|
$562,000 | — | 30 Jun 2020 | |
| AIGEN INVESTMENT MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
56,782
|
$487,000 | — | 30 Jun 2020 | |
| YorkBridge Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
56,650
|
$485,000 | — | 30 Jun 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
56,600
|
$485,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
41,639
|
$357,000 | — | 30 Jun 2020 | |
| WealthTrust Axiom LLC |
13F
|
Company |
—
class O/S missing
|
41,100
|
$352,000 | — | 30 Jun 2020 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
40,381
|
$346,000 | — | 30 Jun 2020 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
40,193
|
$344,000 | — | 30 Jun 2020 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
—
class O/S missing
|
39,717
|
$340,000 | — | 30 Jun 2020 | |
| Verdence Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
36,366
|
$312,000 | — | 30 Jun 2020 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
—
class O/S missing
|
32,533
|
$279,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
27,726
|
$238,000 | — | 30 Jun 2020 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
26,429
|
$226,000 | — | 30 Jun 2020 |
Institutional Holders of Carlyle Secured Lending, Inc. - COM (CGBD) as of Q3 2020
As of 30 Sep 2020,
Carlyle Secured Lending, Inc. - COM (CGBD) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,835,673 shares.
The largest 10 holders included
MORGAN STANLEY, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Invesco Ltd., HighTower Advisors, LLC, VAN ECK ASSOCIATES CORP, TRUIST FINANCIAL CORP, D. E. Shaw & Co., Inc., Callodine Capital Management, LP, AMERIPRISE FINANCIAL INC, and Legal & General Group Plc.
This page lists
77
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
79
Q3 2020 holders
77
Holder diff
-2
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.