Security key
872280102
- Type / Class
- Equity / COM
- Total 13F shares
- 17,851,370
- Share change
- +1,692,237
- Total reported value
- $239,000,717
- Price per share
- $13.38
- Number of holders
- 85
- Value change
- +$21,933,939
- Number of buys
- 38
- Number of sells
- 42
Report period
Q4 2019
Institutions
85
Top holders
10
CGBD full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Carlyle Secured Lending, Inc. SEC filings
Carlyle Secured Lending, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 872280102
Recent filing periods:
Top shareholders of CGBD - Carlyle Secured Lending, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
2,701,455
|
$38,903,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,293,056
|
$33,021,000 | — | 30 Sep 2019 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
1,220,027
|
$17,568,000 | — | 30 Sep 2019 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
1,132,671
|
$16,310,000 | — | 30 Sep 2019 | |
| Sageworth Trust Co |
13F
|
Company |
—
class O/S missing
|
843,522
|
$12,146,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
701,055
|
$10,095,000 | — | 30 Sep 2019 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
—
class O/S missing
|
650,000
|
$9,360,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
550,000
|
$7,920,000 | — | 30 Sep 2019 | |
| PagnatoKarp Partners LLC |
13F
|
Company |
—
class O/S missing
|
521,976
|
$7,710,000 | — | 30 Sep 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
511,869
|
$7,371,000 | — | 30 Sep 2019 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
472,541
|
$6,805,000 | — | 30 Sep 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
379,632
|
$5,467,000 | — | 30 Sep 2019 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
337,618
|
$4,862,000 | — | 30 Sep 2019 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
330,789
|
$4,765,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
328,546
|
$4,731,000 | — | 30 Sep 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
313,000
|
$4,507,000 | — | 30 Sep 2019 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
280,000
|
$4,032,000 | — | 30 Sep 2019 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
244,903
|
$3,527,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
220,746
|
$3,179,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
213,363
|
$3,073,000 | — | 30 Sep 2019 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
204,220
|
$2,940,000 | — | 30 Sep 2019 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
197,227
|
$2,840,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
173,294
|
$2,495,000 | — | 30 Sep 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
153,200
|
$2,206,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
141,994
|
$2,045,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
141,081
|
$2,032,000 | — | 30 Sep 2019 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
137,000
|
$1,973,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
126,304
|
$1,819,000 | — | 30 Sep 2019 | |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
124,375
|
$1,791,000 | — | 30 Sep 2019 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
118,493
|
$1,706,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
104,835
|
$1,510,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
102,445
|
$1,475,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
94,299
|
$1,351,000 | — | 30 Sep 2019 | |
| ALPHASIMPLEX GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
86,537
|
$1,246,000 | — | 30 Sep 2019 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
85,432
|
$1,230,000 | — | 30 Sep 2019 | |
| JAG CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
70,018
|
$1,008,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
64,492
|
$929,000 | — | 30 Sep 2019 | |
| YorkBridge Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
56,650
|
$816,000 | — | 30 Sep 2019 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
55,708
|
$802,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
55,446
|
$799,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
54,386
|
$784,000 | — | 30 Sep 2019 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
49,633
|
$715,000 | — | 30 Sep 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
—
class O/S missing
|
41,303
|
$595,000 | — | 30 Sep 2019 | |
| PDT Partners, LLC |
13F
|
Company |
—
class O/S missing
|
39,600
|
$570,000 | — | 30 Sep 2019 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
—
class O/S missing
|
36,868
|
$531,000 | — | 30 Sep 2019 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
35,899
|
$517,000 | — | 30 Sep 2019 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
29,930
|
$431,000 | — | 30 Sep 2019 | |
| ROOSEVELT INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
26,890
|
$387,000 | — | 30 Sep 2019 | |
| Abbrea Capital, LLC |
13F
|
Company |
—
class O/S missing
|
26,204
|
$387,000 | — | 30 Sep 2019 | |
| WESTWOOD HOLDINGS GROUP INC |
13F
|
Company |
—
class O/S missing
|
25,825
|
$372,000 | — | 30 Sep 2019 |
Institutional Holders of Carlyle Secured Lending, Inc. - COM (CGBD) as of Q4 2019
As of 31 Dec 2019,
Carlyle Secured Lending, Inc. - COM (CGBD) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,851,370 shares.
The largest 10 holders included
MORGAN STANLEY, HighTower Advisors, LLC, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Invesco Ltd., TRUIST FINANCIAL CORP, UBS Group AG, VAN ECK ASSOCIATES CORP, State of New Jersey Common Pension Fund D, Sageworth Trust Co, and D. E. Shaw & Co., Inc..
This page lists
85
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
95
Q4 2019 holders
85
Holder diff
-10
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.