Security key
872280102
- Type / Class
- Equity / COM
- Total 13F shares
- 9,579,118
- Share change
- +403,927
- Total reported value
- $172,457,634
- Price per share
- $17.90
- Number of holders
- 49
- Value change
- +$6,693,396
- Number of buys
- 29
- Number of sells
- 23
Report period
Q1 2018
Institutions
49
Top holders
10
CGBD full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
Carlyle Secured Lending, Inc. SEC filings
Carlyle Secured Lending, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 872280102
Recent filing periods:
Top shareholders of CGBD - Carlyle Secured Lending, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,360,456
|
$27,264,000 | — | 31 Dec 2017 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,104,243
|
$22,129,000 | — | 31 Dec 2017 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
—
class O/S missing
|
650,000
|
$13,026,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
642,398
|
$12,878,000 | — | 31 Dec 2017 | |
| PagnatoKarp Partners LLC |
13F
|
Company |
—
class O/S missing
|
540,667
|
$11,099,000 | — | 31 Dec 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
475,707
|
$9,533,000 | — | 31 Dec 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
473,469
|
$9,488,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
452,968
|
$9,076,000 | — | 31 Dec 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
452,071
|
$9,060,000 | — | 31 Dec 2017 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
—
class O/S missing
|
383,194
|
$7,679,000 | — | 31 Dec 2017 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
379,521
|
$7,604,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
365,000
|
$7,315,000 | — | 31 Dec 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
250,700
|
$5,024,000 | — | 31 Dec 2017 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
227,656
|
$4,562,000 | — | 31 Dec 2017 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
212,300
|
$4,254,000 | — | 31 Dec 2017 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
210,513
|
$4,219,000 | — | 31 Dec 2017 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
203,093
|
$4,069,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
129,677
|
$2,599,000 | — | 31 Dec 2017 | |
| Sageworth Trust Co |
13F
|
Company |
—
class O/S missing
|
80,795
|
$1,619,000 | — | 31 Dec 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
69,371
|
$1,390,000 | — | 31 Dec 2017 | |
| Black Swift Group, LLC |
13F
|
Company |
—
class O/S missing
|
65,020
|
$1,303,000 | — | 31 Dec 2017 | |
| Verdence Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
64,790
|
$1,298,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
56,065
|
$1,124,000 | — | 31 Dec 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
53,786
|
$1,078,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
43,947
|
$881,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
24,530
|
$492,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
23,821
|
$477,000 | — | 31 Dec 2017 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
23,100
|
$462,000 | — | 31 Dec 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
20,212
|
$405,000 | — | 31 Dec 2017 | |
| Ballentine Partners, LLC |
13F
|
Company |
—
class O/S missing
|
15,971
|
$320,000 | — | 31 Dec 2017 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
15,500
|
$311,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
14,560
|
$292,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
14,293
|
$286,000 | — | 31 Dec 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
12,762
|
$253,000 | — | 31 Dec 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
12,500
|
$251,000 | — | 31 Dec 2017 | |
| YorkBridge Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
14,215
|
$247,000 | — | 31 Dec 2017 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,275
|
$246,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
10,000
|
$200,000 | — | 31 Dec 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
9,600
|
$192,000 | — | 31 Dec 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
1,609
|
$32,000 | — | 31 Dec 2017 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
700
|
$14,000 | — | 31 Dec 2017 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
498
|
$9,000 | — | 31 Dec 2017 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
449
|
$9,000 | — | 31 Dec 2017 | |
| Delpha Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
435
|
$9,000 | — | 31 Dec 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
104
|
$2,000 | — | 31 Dec 2017 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
—
class O/S missing
|
87
|
$1,000 | — | 31 Dec 2017 |
Institutional Holders of Carlyle Secured Lending, Inc. - COM (CGBD) as of Q1 2018
As of 31 Mar 2018,
Carlyle Secured Lending, Inc. - COM (CGBD) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,579,118 shares.
The largest 10 holders included
UBS Group AG, Muzinich & Co., Inc., HighTower Advisors, LLC, State of New Jersey Common Pension Fund D, MORGAN STANLEY, PagnatoKarp Partners LLC, ARES MANAGEMENT LLC, SUNTRUST BANKS INC, VAN ECK ASSOCIATES CORP, and AMERIPRISE FINANCIAL INC.
This page lists
49
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
46
Q1 2018 holders
49
Holder diff
3
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.