Security key
86889P109
- Type / Class
- Equity / COM
- Total 13F shares
- 16,122,327
- Share change
- +449,845
- Total reported value
- $7,899,811
- Price per share
- $0.49
- Number of holders
- 24
- Value change
- +$217,622
- Number of buys
- 11
- Number of sells
- 4
Report period
Q3 2023
Institutions
24
Top holders
10
SRZN full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Surrozen, Inc./DE SEC filings
Surrozen, Inc./DE company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86889P109
Recent filing periods:
Top shareholders of SRZN - Surrozen, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Column Group LLC |
13F
|
Company |
—
class O/S missing
|
9,414,795
|
$5,178,137 | — | 30 Jun 2023 | |
| BML Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,459,084
|
$802,496 | — | 30 Jun 2023 | |
| Benny Soffer |
3/4/5
|
FORMER DIRECTOR |
—
mixed-class rows
|
2,029,667
mixed-class rows
|
$716,300 | — | 11 Aug 2021 | |
| Kevin Harold Livingston |
3/4/5
|
Former Chief Financial Officer |
—
mixed-class rows
|
2,029,667
mixed-class rows
|
$716,300 | — | 11 Aug 2021 | |
| Life Sciences Consonance |
3/4/5
|
Former 10% Holder |
—
mixed-class rows
|
2,029,667
mixed-class rows
|
$716,300 | — | 11 Aug 2021 | |
| HARVARD MANAGEMENT CO INC |
13F
|
Company |
—
class O/S missing
|
826,852
|
$455,000 | — | 30 Jun 2023 | |
| Euclidean Capital LLC |
13F
|
Company |
—
class O/S missing
|
802,963
|
$441,630 | — | 30 Jun 2023 | |
| Board of Trustees of The Leland Stanford Junior University |
13F
|
Company |
—
class O/S missing
|
781,960
|
$430,078 | — | 30 Jun 2023 | |
| Trustees of Columbia University in the City of New York |
13F
|
Company |
—
mixed-class rows
|
752,283
mixed-class rows
|
$397,256 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
528,180
|
$290,499 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
487,698
|
$268,234 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
171,950
|
$94,572 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
113,698
|
$63,000 | — | 30 Jun 2023 | |
| BRIDGER MANAGEMENT, LLC |
13F
|
Company |
—
mixed-class rows
|
528,365
mixed-class rows
|
$59,694 | — | 30 Jun 2023 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
833,333
|
$46,000 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
70,932
|
$39,013 | — | 30 Jun 2023 | |
| EcoR1 Capital, LLC |
13F
|
Company |
—
class O/S missing
|
66,665
|
$36,666 | — | 30 Jun 2023 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
648,285
|
$35,785 | — | 30 Jun 2023 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
mixed-class rows
|
86,313
mixed-class rows
|
$35,293 | — | 30 Jun 2023 | |
| Jasper Ridge Partners, L.P. |
13F
|
Company |
—
class O/S missing
|
46,838
|
$25,761 | — | 30 Jun 2023 | |
| HHLR ADVISORS, LTD. |
13F
|
Company |
—
class O/S missing
|
387,133
|
$21,370 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
36,199
|
$19,909 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
35,833
|
$19,708 | — | 30 Jun 2023 | |
| Geertrui Vanhove |
3/4/5
|
Chief Medical Officer |
—
class O/S missing
|
32,412
|
$12,317 | — | 15 Dec 2022 | |
| Christopher Haqq |
3/4/5
|
Former Director |
—
class O/S missing
|
30,000
|
$11,400 | — | 11 Aug 2021 | |
| Donald J. Santel |
3/4/5
|
Former Director |
—
class O/S missing
|
30,000
|
$11,400 | — | 11 Aug 2021 | |
| Jennifer Jarrett |
3/4/5
|
Former Director |
—
class O/S missing
|
30,000
|
$11,400 | — | 11 Aug 2021 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
20,600
|
$11,330 | — | 30 Jun 2023 | |
| Yeh Wen-Chen |
3/4/5
|
Chief Scientific Officer |
—
class O/S missing
|
27,216
|
$10,342 | — | 15 Jun 2023 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
166,666
|
$10,000 | — | 30 Jun 2023 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
—
class O/S missing
|
166,666
|
$9,200 | — | 30 Jun 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
16,271
|
$8,000 | — | 30 Jun 2023 | |
| Monashee Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
120,382
|
$6,645 | — | 30 Jun 2023 | |
| Samsara BioCapital, LLC |
13F
|
Company |
—
class O/S missing
|
99,999
|
$5,520 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
8,425
|
$4,634 | — | 30 Jun 2023 | |
| Altium Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
82,233
|
$4,539 | — | 30 Jun 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
7,725
|
$4,248 | — | 30 Jun 2023 | |
| Boxer Capital, LLC |
13F
|
Company |
—
class O/S missing
|
66,666
|
$4,000 | — | 30 Jun 2023 | |
| Castle Creek Arbitrage, LLC |
13F
|
Company |
—
class O/S missing
|
18,090
|
$932 | — | 30 Jun 2023 | |
| CVI Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
14,122
|
$780 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
132
|
$73 | — | 30 Jun 2023 |
Institutional Holders of Surrozen, Inc. - COM (SRZN) as of Q3 2023
As of 30 Sep 2023,
Surrozen, Inc. - COM (SRZN) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,122,327 shares.
The largest 10 holders included
Column Group LLC, Euclidean Capital LLC, BlackRock Inc., HARVARD MANAGEMENT CO INC, Board of Trustees of The Leland Stanford Junior University, Trustees of Columbia University in the City of New York, MORGAN STANLEY, VANGUARD GROUP INC, Alyeska Investment Group, L.P., and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
21
Q3 2023 holders
24
Holder diff
3
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.