What does CUSIP 86562M209 represent in this 13F holders report?

CUSIP 86562M209 is the security identifier for SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR used to aggregate holder disclosures.

How many institutions held SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR in Q1 2021?

218 institutional investors reported SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR for Q1 2021. Use the holders table for investor-level position and value details.

SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)

CUSIP: 86562M209

Q1 2021 13F Holders as of 31 Mar 2021

Security type / class: Equity / SPONSORED ADR
Total 13F shares: 125,291,105
Total 13F value: $907,767,147
Share change: +5,539,644
Put/Call ratio: 318%
SEC-reported price per share: $7.25
Number of holders: 218
Value change: +$42,414,650
Number of buys: 121
Number of sells: 86

Security key

86562M209

Report period

Q1 2021

Institutions

218

Top holders

SMFG full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2021 Previous quarter: Q4 2020 SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 86562M209

Newer quarter: Q2 2021 Previous quarter: Q4 2020

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

LAZARD ASSET MANAGEMENT LLC

Disclosed value leader

LAZARD ASSET MANAGEMENT LLC

Comparable rows

0/15

Latest evidence

31 Dec 2020

13F Highest disclosed value: $76,694,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

LAZARD ASSET MANAGEMENT LLC has the largest disclosed position value at $76.69M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.

Disclosed position value Top 5

LAZARD ASSET MANAGEMENT LLC $76.69M

Cowen Investment Management LLC $64.57M

PARAMETRIC PORTFOLIO ASSOCIATES LLC $61.81M

GOLDMAN SACHS GROUP INC $58.88M

Aperio Group, LLC $49.11M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	— class O/S missing	$76,694,000 12,430,207 shares	—	31 Dec 2020
Cowen Investment Management LLC	13F Company 13F	— class O/S missing	$64,573,000 10,465,600 shares	—	31 Dec 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F Company 13F	— class O/S missing	$61,809,000 10,017,679 shares	—	31 Dec 2020
GOLDMAN SACHS GROUP INC	13F Company 13F	— class O/S missing	$58,881,000 9,543,041 shares	—	31 Dec 2020
Aperio Group, LLC	13F Company 13F	— class O/S missing	$49,114,000 7,960,097 shares	—	31 Dec 2020
RENAISSANCE TECHNOLOGIES LLC	13F Company 13F	— class O/S missing	$47,574,000 7,710,570 shares	—	31 Dec 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

218

125,291,105

Rows available

218

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders

212

Q1 2021 holders

218

Holder diff

Investor	Q4 2020 Shares	Q1 2021 Shares	Share Diff	Share Chg %	Q4 2020 value	Q1 2021 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend