Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 125,291,105
- Share change
- +5,539,644
- Total reported value
- $907,767,147
- Put/Call ratio
- 318%
- Price per share
- $7.25
- Number of holders
- 218
- Value change
- +$42,414,650
- Number of buys
- 121
- Number of sells
- 86
Report period
Q1 2021
Institutions
218
Top holders
10
SMFG full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
12,430,207
|
$76,694,000 | — | 31 Dec 2020 | |
| Cowen Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
10,465,600
|
$64,573,000 | — | 31 Dec 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
10,017,679
|
$61,809,000 | — | 31 Dec 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
9,543,041
|
$58,881,000 | — | 31 Dec 2020 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
7,960,097
|
$49,114,000 | — | 31 Dec 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
7,710,570
|
$47,574,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
7,143,052
|
$44,072,000 | — | 31 Dec 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
6,862,934
|
$42,345,000 | — | 31 Dec 2020 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
6,401,605
|
$39,498,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
6,047,891
|
$37,315,000 | — | 31 Dec 2020 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
4,909,488
|
$30,315,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,054,815
|
$25,018,000 | — | 31 Dec 2020 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
3,514,102
|
$21,682,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,065,559
|
$18,914,000 | — | 31 Dec 2020 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,346,565
|
$14,478,000 | — | 31 Dec 2020 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
1,877,487
|
$11,584,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,859,785
|
$11,474,000 | — | 31 Dec 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,424,465
|
$8,787,000 | — | 31 Dec 2020 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,237,886
|
$7,638,000 | — | 31 Dec 2020 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
954,766
|
$5,891,000 | — | 31 Dec 2020 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
870,375
|
$5,370,000 | — | 31 Dec 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
865,048
|
$5,337,000 | — | 31 Dec 2020 | |
| Infini Capital Management Ltd |
13F
|
Company |
—
class O/S missing
|
817,500
|
$5,044,000 | — | 31 Dec 2020 | |
| Infini Master Fund |
13F
|
Company |
—
class O/S missing
|
817,500
|
$5,044,000 | — | 31 Dec 2020 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
794,941
|
$4,905,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
727,480
|
$4,489,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
670,331
|
$4,135,000 | — | 31 Dec 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
652,317
|
$4,025,000 | — | 31 Dec 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
538,591
|
$3,323,000 | — | 31 Dec 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
498,946
|
$3,078,000 | — | 31 Dec 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
429,658
|
$2,651,000 | — | 31 Dec 2020 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
414,578
|
$2,552,000 | — | 31 Dec 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
409,327
|
$2,526,000 | — | 31 Dec 2020 | |
| ANDERSON HOAGLAND & CO |
13F
|
Company |
—
class O/S missing
|
407,610
|
$2,515,000 | — | 31 Dec 2020 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
389,205
|
$2,499,000 | — | 31 Dec 2020 | |
| GREENLEAF TRUST |
13F
|
Company |
—
class O/S missing
|
396,271
|
$2,445,000 | — | 31 Dec 2020 | |
| Te Ahumairangi Investment Management Ltd |
13F
|
Company |
—
class O/S missing
|
345,990
|
$2,135,000 | — | 31 Dec 2020 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
342,774
|
$2,114,916 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
337,122
|
$2,080,000 | — | 31 Dec 2020 | |
| OLD MISSION CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
330,478
|
$2,039,000 | — | 31 Dec 2020 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
320,586
|
$1,978,000 | — | 31 Dec 2020 | |
| WealthStone, Inc. |
13F
|
Company |
—
class O/S missing
|
297,306
|
$1,834,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
280,109
|
$1,728,000 | — | 31 Dec 2020 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
264,838
|
$1,634,000 | — | 31 Dec 2020 | |
| OPPENHEIMER ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
227,630
|
$1,404,000 | — | 31 Dec 2020 | |
| ADVISOR PARTNERS LLC |
13F
|
Company |
—
class O/S missing
|
208,679
|
$1,288,000 | — | 31 Dec 2020 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
203,863
|
$1,258,000 | — | 31 Dec 2020 | |
| SIGNATUREFD, LLC |
13F
|
Company |
—
class O/S missing
|
178,779
|
$1,103,000 | — | 31 Dec 2020 | |
| BBVA USA Bancshares, Inc. |
13F
|
Company |
—
class O/S missing
|
171,902
|
$1,061,000 | — | 31 Dec 2020 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
164,019
|
$1,012,000 | — | 31 Dec 2020 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q1 2021
As of 31 Mar 2021,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
218 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
125,291,105 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, Cowen Investment Management LLC, Parametric Portfolio Associates LLC, BlackRock Inc., MORGAN STANLEY, GOLDMAN SACHS GROUP INC, NORTHERN TRUST CORP, RENAISSANCE TECHNOLOGIES LLC, COWEN AND COMPANY, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
218
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
212
Q1 2021 holders
218
Holder diff
6
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.