What does CUSIP 86562M209 represent in this 13F holders report?

CUSIP 86562M209 is the security identifier for SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR used to aggregate holder disclosures.

How many institutions held SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR in Q1 2020?

213 institutional investors reported SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR for Q1 2020. Use the holders table for investor-level position and value details.

SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)

CUSIP: 86562M209

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class: Equity / SPONSORED ADR
Total 13F shares: 136,000,577
Share change: -47,987,758
Total reported value: $654,158,489
Put/Call ratio: 209%
Price per share: $4.79
Number of holders: 213
Value change: -$233,390,158
Number of buys: 99
Number of sells: 126

Security key

86562M209

Report period

Q1 2020

Institutions

213

Top holders

SMFG full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2020 Previous quarter: Q4 2019 SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 86562M209

Newer quarter: Q2 2020 Previous quarter: Q4 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Fisher Asset Management, LLC

13D/G signal

—

Evidence rows

Latest as of

31 Dec 2019

13F Highest disclosed value: $460,925,000 Showing first 8 of 50 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Fisher Asset Management, LLC	13F Company 13F	— class O/S missing	$460,925,000 62,203,165 shares	—	31 Dec 2019
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	— class O/S missing	$108,971,000 14,705,941 shares	—	31 Dec 2019
COWEN AND COMPANY, LLC	13F Company 13F	— class O/S missing	$73,000,000 9,851,605 shares	—	31 Dec 2019
BANK OF AMERICA CORP /DE/	13F Company 13F	— class O/S missing	$65,640,000 8,858,185 shares	—	31 Dec 2019
MORGAN STANLEY	13F Company 13F	— class O/S missing	$62,766,000 8,470,564 shares	—	31 Dec 2019
RENAISSANCE TECHNOLOGIES LLC	13F Company 13F	— class O/S missing	$61,857,000 8,347,806 shares	—	31 Dec 2019
WELLS FARGO & COMPANY/MN	13F Company 13F	— class O/S missing	$59,797,000 8,069,763 shares	—	31 Dec 2019
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F Company 13F	— class O/S missing	$58,034,000 7,831,894 shares	—	31 Dec 2019

Show 42 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
NORTHERN TRUST CORP	13F Company 13F	— class O/S missing	$55,098,000 7,435,679 shares	—	31 Dec 2019
GOLDMAN SACHS GROUP INC	13F Company 13F	— class O/S missing	$49,987,000 6,745,879 shares	—	31 Dec 2019
LMR Partners LLP	13F Company 13F	— class O/S missing	$48,065,000 6,465,838 shares	—	31 Dec 2019
Aperio Group, LLC	13F Company 13F	— class O/S missing	$45,726,000 6,170,827 shares	—	31 Dec 2019
US BANCORP \DE\	13F Company 13F	— class O/S missing	$16,725,000 2,257,083 shares	—	31 Dec 2019
CAUSEWAY CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$14,474,000 1,953,246 shares	—	31 Dec 2019
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$11,504,000 1,552,468 shares	—	31 Dec 2019
ENVESTNET ASSET MANAGEMENT INC	13F Company 13F	— class O/S missing	$11,346,000 1,531,163 shares	—	31 Dec 2019
TODD ASSET MANAGEMENT LLC	13F Company 13F	— class O/S missing	$10,752,000 1,451,027 shares	—	31 Dec 2019
LEVEL FOUR ADVISORY SERVICES, LLC	13F Company 13F	— class O/S missing	$9,485,000 168,693 shares	—	31 Dec 2019
D. E. Shaw & Co., Inc.	13F Company 13F	— class O/S missing	$9,484,000 1,279,878 shares	—	31 Dec 2019
NATIXIS ADVISORS, LLC	13F Company 13F	— class O/S missing	$9,407,000 1,269,496 shares	—	31 Dec 2019
RAYMOND JAMES & ASSOCIATES	13F Company 13F	— class O/S missing	$8,270,000 1,116,078 shares	—	31 Dec 2019
NINE MASTS CAPITAL Ltd	13F Company 13F	— class O/S missing	$8,172,000 1,099,213 shares	—	31 Dec 2019
FRANKLIN RESOURCES INC	13F Company 13F	— class O/S missing	$7,391,000 997,474 shares	—	31 Dec 2019
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY	13F Company 13F	— class O/S missing	$6,693,000 903,300 shares	—	31 Dec 2019
JPMORGAN CHASE & CO	13F Company 13F	— class O/S missing	$6,235,000 841,326 shares	—	31 Dec 2019
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC	13F Company 13F	— class O/S missing	$6,162,000 831,581 shares	—	31 Dec 2019
AMERIPRISE FINANCIAL INC	13F Company 13F	— class O/S missing	$5,780,000 780,639 shares	—	31 Dec 2019
BLAIR WILLIAM & CO/IL	13F Company 13F	— class O/S missing	$5,099,000 688,140 shares	—	31 Dec 2019
Bank of New York Mellon Corp	13F Company 13F	— class O/S missing	$4,369,000 589,600 shares	—	31 Dec 2019
LPL Financial LLC	13F Company 13F	— class O/S missing	$4,176,000 563,535 shares	—	31 Dec 2019
Crossmark Global Holdings, Inc.	13F Company 13F	— class O/S missing	$3,375,000 455,468 shares	—	31 Dec 2019
BRINKER CAPITAL INC	13F Company 13F	— class O/S missing	$3,337,000 450,347 shares	—	31 Dec 2019
FMR LLC	13F Company 13F	— class O/S missing	$3,335,000 450,093 shares	—	31 Dec 2019
UBS Group AG	13F Company 13F	— class O/S missing	$3,331,000 449,567 shares	—	31 Dec 2019
ETRADE Capital Management LLC	13F Company 13F	— class O/S missing	$3,239,000 437,124 shares	—	31 Dec 2019
TRUIST FINANCIAL CORP	13F Company 13F	— class O/S missing	$3,061,000 412,994 shares	—	31 Dec 2019
EVERGREEN CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$3,038,000 409,951 shares	—	31 Dec 2019
COMERICA BANK	13F Company 13F	— class O/S missing	$2,678,000 373,006 shares	—	31 Dec 2019
TWO SIGMA ADVISERS, LP	13F Company 13F	— class O/S missing	$2,452,000 330,900 shares	—	31 Dec 2019
SEI INVESTMENTS CO	13F Company 13F	— class O/S missing	$2,212,000 289,781 shares	—	31 Dec 2019
MERCER GLOBAL ADVISORS INC /ADV	13F Company 13F	— class O/S missing	$2,157,000 291,053 shares	—	31 Dec 2019
ACCIDENT COMPENSATION CORP	13F Company 13F	— class O/S missing	$2,084,000 281,210 shares	—	31 Dec 2019
Freestone Capital Holdings, LLC	13F Company 13F	— class O/S missing	$2,020,000 272,617 shares	—	31 Dec 2019
BANK OF MONTREAL /CAN/	13F Company 13F	— class O/S missing	$1,883,000 254,059 shares	—	31 Dec 2019
Avalon Investment & Advisory	13F Company 13F	— class O/S missing	$1,801,000 243,082 shares	—	31 Dec 2019
Gilman Hill Asset Management, LLC	13F Company 13F	— class O/S missing	$1,722,000 232,452 shares	—	31 Dec 2019
Advisors Asset Management, Inc.	13F Company 13F	— class O/S missing	$1,656,000 223,545 shares	—	31 Dec 2019
CREDIT SUISSE AG/	13F Company 13F	— class O/S missing	$1,500,000 202,450 shares	—	31 Dec 2019
Qube Research & Technologies Ltd	13F Company 13F	— class O/S missing	$1,492,000 201,347 shares	—	31 Dec 2019
CIBC WORLD MARKET INC.	13F Company 13F	— class O/S missing	$1,472,000 198,583 shares	—	31 Dec 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

213

136,000,577

Rows loaded

213

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders

230

Q1 2020 holders

213

Holder diff

-17

Investor	Q4 2019 Shares	Q1 2020 Shares	Share Diff	Share Chg %	Q4 2019 value	Q1 2020 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend